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Category Archives: Natya

The Art of Painting in Ancient India – Chitrasutra (3)

[This is the third in the series of articles I would be posting on the art of painting in ancient India with particular reference to the Chitrasutra of Vhishnudharmottara purana. The previous (second) article covered certain concepts and general aspects discussed in Chitrasutra.

The current article deals with the physical features of various classes and types of images, proportions, projections, foreshortening etc.

The next article discusses colours and representation of things seen and unseen; and briefly talks about certain symbolisms mentioned in the text.]

8. Tala-mana

8.1. The Indian artist never took in the world at a sweeping glance. He had an eye for details. In the canons of Indian art there is a definite and prescribed proportion of the limbs and their ratio to one another. The Indian artist paid more attention to ratio than to the actual standard of measurement of the different limbs. The ratio being the same, the figures may be pygmy or colossal. A standard measurement, however, was in vogue.

The Chitrasutra gives an elaborate classification of different types of men and women. They are classified into one of the five standard types called: Hamsa, Bhadra, Malavya, Ruchaka and sasaka. Their respective measures are given in terms of angula. The measurement of each of the types would be relative to their respective angulas, such as 108, 106, 104, 100, and 90 angulas.

In the context of mana or proportion, the division of the limbs in terms of tala measurement is elaborately discussed in the Vishnudharmottara. Tala is said to be made of 12 Angulas : dvadasa-angula-vistaras tala ityabhidhiyate (3,35,11) . And,  one tala,  was taken as  the length of the palm from the edge of the wrist to the tip of the middle figure. Usually, the face of the image would measure a length of one tala, which, in other words, would be one-ninth of the body length of a Hamsa category image. The proportions of the various parts of the image –body would be in terms of the tala and its denomination (the angula). Hamsa is the standard measurement of body -length of an image; and the proportions of the other categories of images (Bhadra etc.) are to be worked out by taking Hamsa as bench mark.

[A similar tala-mana system of proportions and measures governs the shilpa iconography. Its iconometry prescribes the proportion of the limbs and other parts of its body in relation to its face -length. The Indian artists are governed by proportions than by actual measurements. Thus a figure might look pygmy or colossal while the principles that govern the proportions would be the same.

These rules specify the various standards to be adopted for ensuring a harmonious creation endowed with well proportioned height, length, width and girth. These rules also govern the relative proportions of various physical features – of each class and each type of images.

In shilpa-sastra, the madhyama navatala(standard height of nine-face lengths) is normally used for images of celestial beings such as Yakshas, Apsaras and Vidhyadharas. Here, the height of the image would be nine talas (with each tala divided in to 12 angulas) or a total height of 108 angulas.The angula (literally ‘finger’) is a finger’s width and measures one quarter of the width of the shilpi’s fist. The value of the angula so derived becomes a fixed length (manangulam), for all practical purposes, for that image. All other measurements of the image are in terms of that unit.

The face – length of the image i.e., from its chin up to the root of its hair on the forehead – would be 12 angulas or one tala. The length from throat to navel would be two tala; from navel to top of knee would be three tala; from the lower knee to ankle would be two tala making a total of eight tala. One tala is distributed equally between the heights of foot, knee, the neck and topknot. The nava tala thus will have a total of nine tala units, in height (108 angulas).

Hamsa of Chitrasutra corresponds to Nava-tala of the Shilpa sastra.

*

Sthana or stance for the figures grouped in a painting is very important; for, it is vital to indicate the action or repose in the picture, apart from highlighting its central theme.

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“In composition the central figure is given importance  over  the other figures. And , that leads to the heightening of the fundamental emotions or fuller expression of the central figure for which alone the others exist.”

Portrait of a Nobelwoman, Mughal c.1740

8.2.The text describes the characteristic features of the five categories of men.

(i). Hamsa (108 angulas) should be strong, with arms resembling the king of serpents (Sesha) , with moon-white complexion, having sweet eyes, having the color of honey, set in a good-looking face; and with lion-like waist and swan-like majestic gait. The deities are depicted in Hamsa category of style.

(ii).Bhadra (106 angulas) is learned, is of the color of lotus; with full grown tapering round arms, a hairy cheeks and   elephant like step. The rishis, gandharvas, vidhyadharas, ministers and family priests are depicted under this category.

(iii). Malavya (104 angulas) is dark like a mudga –pulse (kidney bean?), good looking ; with a slender waist, arms reaching up to the knees, thick shoulders, broad jawas and a prominent nose like that of an elephant. The kinnaras, nagas, rakshasas and domestic women are depicted under Malavya category.

(iv). Ruchaka (100 angulas) is high souled, truthful and clever, of good taste. He is of autumn-white complexion and strong with a conch-like neck. Yakshas, vaishyas and prostitutes are depicted under this category. And,

(v). Sasaka (90 angulas) is clever reddish dark and of a slightly spotted colour; with full cheeks and sweet eyes. The tribal chiefs and sudras are depicted as Sasaka.

Measurement of Hamsa is the standard measurement given on relation to which the measurements of the other types are to be worked out keeping in mind the characteristics of that particular type.

8.3. As regards the female figures, there is a discussion about the body types of women but it has not been specified . But the discussion does state that they too fall under each of the above five categories of males, according to the measurements of the limbs and parts. Therefore, there would be  five  kinds of female bodies. The figures  corresponding to various  categories (say Hamsa, Bhadra etc.) too should be depicted in proportions that are applicable to that male-category. But the size of the female figures should be smaller than of the male figures appearing on the same canvass or surface. Her height should be made to reach the shoulder of the man placed near her, in proportion. Her waist should be two angulas thinner than that of a man. On the other hand, her hips should be made wider by four angulas. The breasts should be rendered soft, charming and proportionate to her chest.

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Talking about women, the text mentions elsewhere, “a female figure should be drawn with one foot calmly advanced, and with the part about the hips and loins broad and flurried on account of amorous dalliance”.

The women of good-family should be made bashful, wearing modest ornaments and not-showy dresses; and she with a slender waist depicted under Malavya characteristics.

The courtesans on the other hand should be painted with vermilion or emerald colour, moon-like complexion or dark like the petals of blue-lotus. Her dress should be unrestrained, designed to excite and evoke erotic feelings. She should be painted as a Ruchaka character.

9. Drista – those things visible

9.1. The text then goes to describe in great detail the characteristic appearances of country folk, the nobility, widows, courtesans, merchants, artisans, soldiers, archers, door-keepers, wrestlers, monks , mendicants , bards , musicians , dancers and others. Vivid descriptions of their dresses, movements, habits, and features peculiar to their class are given in Chitrasutra. They make a very interesting reading.

9.2. The text also describes the characteristics of different tribes and castes as distinguished by their complexion; noticeable physical features, costumes and habits.

9.3. Sage Markandeya says (41.1-5): Painting is said to be of four kinds: (1) true to life (Satya);  (2) of the lute player (Vainika); (3) of the city  or  of common man  (Nagara) ; and,  (4) mixed (Misra). I am. now, going to speak about their characteristics.

: – The painting which bears a resemblance to this earth, with proper proportion, tall in height, with a nice body, round and beautiful is called Satya – ” true to life.”

:-  Vainika is that which is rich in the display of postures, maintaining strict proportions, placed in an exactly square field, not composed, not (very) long and well finished.

:- That painting should be known as Nagara, which is round, with firm and well-developed limbs with scanty garlands and ornaments.

:- And, Oh ! the  best of men, the Misra derives its name from being composed of the other three categories.

9.4. The Chitrasutra instructs things that are usually visible should be well represented; resembling what is ordinarily seen in life. The aim of painting is to produce an exact resemblance; but not to copy. Persons should be painted according to their country; their colour, dress, and general appearance as observed. Having well ascertained the person’s country, region, occupation, age and his status in life; his other details such as his seat, bed, costume, conveyance, stance, and his gestures should be drawn.

[The Chitrasutra explores this subject in great depth detailing characteristics of persons hailing from various regions and occupations. It is rather too detailed to be posted here. I would be posting a summary of that, along with few other issues, in a separate article.]

10. Features of the Chitra

10.1. General

There is a detailed enumeration of the features of the images of deities, kings and other class. The Chitrasutra also makes some general remarks of such paintings; and says:

A painting drawn with care pleasing to the eye, thought out with great intelligence and ingenuity and remarkable by its execution beauty and charm and refined taste and such other qualities yield great joy and delight.

A painting without proper position, devoid of appropriate rasa, of blank look, hazy with darkness and devoid of life movements or energy (chetana) is considered inauspicious.

A painting cleanses and curbs anxiety, augments future good, causes unequalled and pure delight; banishes the evils of bad dreams and pleases the household deity. The place decorated by a picture never looks dull or empty.

10.1. a. Deities

While discussing the image of the deities to be painted, the text says, the painted image should have a pleasing body, a well finished and well proportioned limbs, delicately painted effects of shade and light, facing the viewer. It should be pure and charming adorned by manifold lines and embellishments.

The front view, face, chest and abdomen should remain undiminished; but, it should grow narrow towards the waist from thighs and also from the shoulders. Its shoulders should be broad.  The abdomen should neither be shrunk nor bloated.

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The deities should be drawn wearing strings of garlands and ornamented by crowns, earrings, necklaces, bracelets, ornaments of the upper arms, long girdles reaching up to the ornaments on their feet, and sacred threads with ornaments for the head.

The text says, in general, an image possessed of all auspicious and beautiful marks is excellent from every point of view. Its mudras (gestures of hand and fingers) should be benevolent blessing people with welfare, peace and prosperity. Such an image would add to the wealth, crops, fame and the longevity of life of the worshipers. ”  Blessed is the work of art that is endowed with auspicious marks as it is a harbinger of fortune, fame to the country, to the king and to the maker.”

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As regards the depiction of great men such as kings and noble persons, the text recommends their images should possess the auspicious lakshanas associated with greatness.

The height of the head should be 12 angulas and its girth 32 angulas. The structure of the face should be divided into three parts:  forehead (lalata) – 4 angulas high and 8 angulas wide; nose (nasika)- 4 angulas high, 2 angulas deep and  3 angulas wide; the nostrils being 1 angula broad and 2 angulas wide and, chin (hanu or chibaku) – 4 angulas high.

The Chitrasutra lists typical features of the Hamsa – including that of Urna (tuft of hair on the forehead, between the eyebrows) – ½ angula; and, Usnisa ( a sort of protrusion of the skull) – 4 angula high and 6 angula wide. (Yuva is 1/8 of an angula). 

The hair on the head should be made thin, wavy, shiny, with natural glossiness and like the dark blue sapphire. They should be properly ornamented.

As regards the ears, they should be 2 angulas wide and 4 angulas high; the opening auricle being half (1/2) angula wide and 1 angula high.

As for the mouth, the Chitrasutra (36.12-14) mentions that the space between the nose and the lip should be half (1/2) angula. The size of the upper lip is 1 angula; and, the thickness of  the lower lip is half (1/2) angula. The mouth is 4 angula wide.

In chapter (36.25-27) the Chitrasutra mentions some bodily measures, as: the nape is 10 angulas high and 21 angula girth. The distance between the nipples is 16 angulas. The space between the chest and the clavicle is 10 angula. And again, in the same chapter (lines 37-42) it mentions: the abdomen measurement is 42 angulas. The navel is 1 angula. The hip is 42 angulas wide. The penis being 6 angula in size.

Chitrasutra (35.13) mentions the distance between the penis and navel as 1 Tala; and the same measure from navel to heart; and from heart to throat.

Apart from that, it also mentions that their hands should reach up to their knees (aa-janu bahu). The hands and feet of a chakravartin should be webbed (jala). The auspicious mark of small circle of hair (urna or tuft of hair) should be shown between their eyebrows. On the hands near the wrist three delicate auspicious lines slender curving should be drawn; as if scratched by a hare.

Shoulder to elbow 17 angulas long and 18 angulas in girth; and  Elbow to wrist: 17 angulas long and 12 angulas in girth

As per Chitrasutra (36.30-34) : Palm is 6 angula long and 5 angula wide. The middle finger has a measure of 5 angula. The forefinger is half the size of a part less. The fourth finger has the same proportion. The little finger is the smallest among them.

The thumb should be divided into two parts: 4 angulas and 3 angulas. The space between the fingers should be webbed (jaala-anguli)

As regards legs and feet; the Chitrasutra (35.12-13) indicates: the height of the foot up to the end of the ankle should be ¼ tala (3 angulas). The legs- from ankle to the knee- are 2 talas (24 angulas); and, the same are from knees to thighs. Heels -3 angula wide and 4 angula high. Foot 12 angula long and 6 angula wide.

As regards the toes; the big-toe is 3 angula; the next toe is as long as the big-toe; and the other toes are 1/8 shorter than those.

The text also warns, when an image is devoid of these auspicious marks (lakshanas) it would cause destruction of wealth and crops. And, it instructs that such an image should therefore be made with great care, dedication and devotion.

10.1. b. Others

Vidhyadharas should be shown with garlands and ornaments; and accompanied by their wives on either side. They should be shown either on land or in air, with swords in their hands.

10.2. Face:

10.2. a. Deities

The gods should be represented according to Hamsa measure. The face beautiful should be well developed, well finished, and benign marked with all the auspicious lakshanas. The face should be youthful radiating peace and joy. The face should not be triangular or crooked; nor should it be oval or round. The face should never look angry, sad or blank and lifeless . If such expressions creep in, the image should be discarded.

All organs of senses like eyes, nose, mouth and ears should be made visible.

Gods and gandharvas should be represented without crowns but with crests.

10.2. b. Others

All kings should be endowed with auspicious marks. They should be ornamented suitably.

Daityas and danavas (demons) should be made to have frightened mouths, frowning   faces  round eyes and gaudy garments but without crowns.

10.3. Eyes:

The text pays enormous importance to the depiction of eyes of a painted figure.

The text informs that the eyes are the windows to the soul; and it is through their eyes the figures in the painting open up their heart and speak eloquently to the viewer. 

The section related to the eyes is quite detailed. It gives the measure of each part, as also the descriptions of different types of expressions. The Chitrasutra emphasizes the fact that the fundamental element for a painting to be auspicious is the way that the figure glances – neither upward nor downward; neither too strong nor weak; and, neither angry nor fierce.

Unmilana, ‘opening of the eyes’ , infusing life into the picture by opening the eyes of the figure was the final stage of painter’s work. The importance of Unmilana is given is stressed by Vishnudharmottara: Sajiva iva drisyate, sasvasa iva yachchitram tachchitram subhalakshanam (, 3. 43. 21-22) – ‘that is an auspicious painting in which the figures appear to be alive and almost breathe and move’

As regards the measure of the eyes, Chitrasutra (36. 19-22) mentions: ‘the eyes are 1 angula high and 3 angula wide; the black orb (Krishna-mandala) – perhaps the iris-  is the third part of the eye. The pupils are the fifth part. The eyebrows are half (1/2) angula thick and 3 angulas long.

The text describes   some positions of the eyes : looking straight; half of eyes , nose and forehead are seen ;one eye is seen in full and half of the eyebrow is suppressed; one eye, one eyebrow, one temple , one ear , half of chin are seen etc.

In each case it describes how the eyes and eyebrows should be foreshortened, that is delicately reduced in size or suppressed by artistic means such as gentle lines, delicate shading or by dots.

The text describes five basic types of eyes. And, it says the eye could be in the form of a bow (chapakara); or like the abdomen of a fish (matsyodara); or like the petal of blue lotus (utpalaptrabha); or like a white lotus (padmapatranibha) or like a conch (sankhakriti).

Chapakara – 3 yava measure; Matsyodara– 4 yava; Utpalapatrabha – 6 yavas; Padmapatranibha – 9 yavas; and Sankakriti – 10 yavas ( 8 yuvas make 1 angula)

   

It is explained that   the eye assumes the shape of a bow when looking at the ground in meditation or when lost in a thought.

The eye in the shape of fish should be painted in the case of women and lovers.

The eye in the shape of blue lotus is said to be ever calm and look charming with red at the corners and with black pupils, smiling, gentle and ending in long eye lashes sloping at its end.

The eye in the shape of white lotus petal befits a damsel frightened and crying.

A  conch like eye suggests angry and woe stricken state.

10.3. a. Deities

The eyes of gods  ( of Padma-patra type) should be wide with black pupils, enhancing the beauty of the divine face, beautiful to look at, charming the mind, smiling and with slight reddish tint at its ends like those of blue-lotus petals, with eyelashes bent at the ends, of equal size, gentle; and fluid and pure like cow’s milk. Such gentle serene eyes and pools of tranquility  expressing love and compassion bless the viewers with happiness.

The images with white-lotus petal eyes bring wealth and prosperity. Its eyes should also be even, wide, serene and pleasant to look at. It should have eye-lash sloping at the end and black pupil. Its look should be placid,

Unmilana ‘opening of the eyes’ of the figure is described as the final act; a painting would be complete only with that; and after that, ” an auspicious painting in which the figures  will appear to be alive and almost breathe and move’ . Drawing of eyes with delicate lines and giving an expression to the image infuses life into it.

The artist is cautioned to be careful and not to give an upward or downward or sideward look to the deity. An image of god with too small or too wide eyes; or looking depressed, angry or harsh should be discarded.  In case such mistakes happen, the deity should be discarded.

The text warns of the ill effects of making a painting of a deity with bad proportions or unacceptable dispositions.

An image of god should be properly made with great care and devotion; and with all the auspicious marks

10.3. b. Others

Daityas and danavas should be given round eyes wide open in fright. Their mouths should also be open as if about to scream. They should be given gaudy ornaments, but no crown.

Representation of human figures with too thick lips, too big eyes and testicles and unrestrained movement are the defects.

10.4. Hair

Hair is an important aspect of the image. It provides it with individuality and it also symbolizes its character.

The text specifies six types of hairstyles: Kuntala (loose) hair; Dakshinavarta (curled towards the right); Taranga (wavy); Simha kesara (lion’s –mane); vardhara (parted) and jatatasara (matted).

10.4. a. Deities

Hair should be represented auspicious, fine resembling deep blue sapphire, adorned by its own greasiness and with endearing curls.

In case of gods, the halo should be drawn around their heads, proportionate to the measurement of the head and colour of the hair. The colour of the halo circle should enhance the glow of the deity. Their body should be devoid of hair.  On their faces, they should have hair only on their eyelashes and eye brows.

Gods and gandharvas should be represented without crowns but with crests.

10.4. b .Others

Sages emaciated yet full of splendour should be represented with long stresses of hair clustered on top of their head, with a black antelope skin as upper garment.

The manes of the sages, ancestors and gods should be made to glow like gold and with ornaments consistent with their own colour, outshining all others.

In the case of kings a circle of hair should be drawn auspiciously between their eyebrows. The hair on a king’s body should be drawn one by one.

The respectable people of country and town should be painted with almost grey hair, adorned with ornaments suitable to their status.

Merchants should be represented with their head covered on all sides by turbans.

Wrestlers should be represented with cropped hair, looking arrogant and impetuous.

Widows are to be shown with grey hair , wearing white dress and devoid of ornaments.

The artist should use his skill and imagination in providing appropriate hair-styles to the figures.

10.5. Arms and hands

In case of gods and kings, arms reaching up to the knees should be strong and tapering resembling the king of serpents or the trunk of an elephant; and should reach up to the knees. Hands should be delicate. The images of the kings should be shown with webbed hands. (I do not know the “why” of this requirement). All kings should be endowed with auspicious marks.

Indian_murti_(statue)arms

The hands of deities should be delicate and expressive. Their mudras, the gestures by hands and fingers, should be auspicious in benediction.

10.6. Feet

There is an elaborate discussion on the feet-positions, which enhance the mood and message of the image. The positions described include, standing straight in traditional position (sampada); standing with a spans apart (vaisakha) ; half straight with left knee advanced and right knee retracted- suggesting movement (pratyalidha); its counterpart that is right knee advanced (alidha) legs in circular motion (mandala).

The knee-bent positions are related to an archer or a javelin thrower or a swords person etc. (as in pratyalidha or alidha). These positions are improvised to show a fat man running or a pitcher- carrier. The bent knees and feet apart positions are also used to depict the broad hips, flurried loins of the amorous dalliance of a woman.

Accordingly, the gods should always be made beautiful, having gaits like: a lion, bull, elephant or a swan.

*****

11. Postures and perspectives

Abhanga etc

Chitrasutra mentions that an image could be presented in any number of positions; but categorizes nine positions as the leading attitudes.

11.1. The nine postures, mentioned under, can perhaps be understood as stylized views, as they are the same figure viewed from different angles. That causes portraying the same figure, with altered body- proportions, because some parts are hidden from view while some others are prominent. The ratio of the head with the other limbs of the body has to be altered in accordance with the different postures and view positions (perspectives). Yet, the image should not look disproportionate. That has to be done by manipulating density of light and shades. These indicate that the Chitrasutra had a sound understanding of the spatial perspective of things.

11.2. The various positions and perspectives are achieved by what the Chitrasutra calls – kshaya and vridhi, decrease and increase, which is the art and skill of foreshortening. The positions are:

(i)*. front view (rivagata);

(ii)*.back view (anrju);

(iii)*.bent position – in profile view (sat-chikrat-sarira);

(Iv)*.face in profile and body in three quarter profile (ardha-vilochana);

(v)*.side view proper (paravagata);

(vi)*.with head and shoulder-belt turned backwards (paravritta);

(vii)*.back view with upper part of the body partly visible in profile (prastagata);

(viii)*.with body turned back from the waist upwards (parivrtta);

And

(ix)*.the back view in squatting position with head bent (samanata).

*

11. 3. Then, the Sage goes on to describe the nature of these positions; and how to draw them (39. 1-32)

(1)  The front view (rivagata) is, of course, the pre-eminent position amongst those enumerated earlier. It presents a beautiful static posture (rju) of a well-proportioned pleasing body  , expertly  shaded with artistic display of light and shade . The pure, charming figure, adorned by manifold lines and embellishments, faces the viewer, in full. The front view, face, chest and abdomen should also remain undiminished. The figures grow narrower towards the waist from the thighs, as well as from the shoulders. Their nose-wings and lips appear foreshortened by a fourth part of their width; and their limbs are foreshortened by a third part of their breadth.

(2).  For the back view (anrju), the portions on the back should be without foreshortening (lit. diminished limbs)

(3) . The profile view in a bent position (sat-chikrat-sarira) could be very alluring. The bent posture (tiryak), well rounded, but slender and tender limbs all contribute to enhance the charm of the posture.  In this profile; only one of the eyes and a portion of the forehead and also of the nose are shown. The one eye that is shown, in the profile, is foreshortened by artistic means; and, the eyebrow is also artistically suppressed (i.e., foreshortened); and is painted with gentle lines. The face is neither straight nor serious; neither black nor shady.

(4)  The next position is called ardha-vilochana ‘ – with one eye – face in profile and body in three quarter profile. Here, the one eye in the face of the figure is shown in full; and, half of the eyebrows is suppressed (i.e., one eyebrow is not to be seen). The forehead (the curve of the forehead in half its usual size); and, the curve of one eyebrow are visible. The other visible part is half of the cheek from one side only; while the other half is invisible (lit. suppressed). Half of the usual length (lit. measure) of the lines on the throat and a yava only of the chin are shown. The navel, one angula less than the opening of the mouth, and three quarters (lit. half and half of that half) of the waist and other (parts) should be shown.

(5)  The side view proper (paravagata) or Parsvagata is as if it is emerging out of the side or the wall (bhittika) or out of the shade (chhayagata). Only its one side is seen – either the right or the left. Only its one eye, one eyebrow, one temple, one ear; and, half of the chin and the hair should be shown. The figure which is well proportioned should exude grace and sweetness.

(6) . The position with the head and shoulder-belt turned backwards (paravritta) is   said to be ” turned back by the cheek” (ganda-paravrtta) whose limbs are not very sharply delineated.  It has appropriate measurement in proper places; looking tender; and, artistically foreshortened, kshaya with dark shades in forehead, cheek and arm and also in the throat, (i.e., the parts that are vaguely discernible, as they are lying in the shade) .

(7) Usually, the wall paintings presenting a back view with upper part of the body, partly visible in profile, are tradition-ally called (prastagata)- ‘derived from the back ‘.  Such pictures reveal the attractive back frame of the body, showing muscles and joints. In such depictions, only one side is seen; the chest, (one) cheek and the outer corner of the eye are only faintly visible.  Such well-proportioned profiles possess qualities like sweetness (madhurya) and grace (Lavanya) .

(8) The Parivrtta is a figure whose upper part of the body is turned back from the waist upwards; and, only a half of it is seen on account of its reversed position.  The upper and lower portions of the body, towards the front, are somewhat lost in shade. Its face is tainted with envy; and, the lower half of the body is like that of a rustic; and, its middle is properly foreshortened and made agreeable to the eye.

(9) The back view in squatting position, with the head ;  with the buttocks in full view; with the soles of the feet joined; with half of the body faintly seen from above; with the part about the entire waist shown; with the two entire soles shown;  with foreshortened lower part of the toes, beautiful all round, well finished, not terrible-looking, with arms visible ; with head and trunk well joined and  bent down towards the legs is known  by the name of Samanata – methodically bending .

The text cautions; these positions should be drawn with care, accompanied by qualities like mana (proportionate measurement, etc.). And then , it adds; if these nine positions are depicted thoroughly , as prescribed,  ‘there is none besides and superior to these’- ( 39. 34-51 )

12. Foreshortening

The concept of foreshortening i.e. the lengthening or the shrinking of the limbs is called Kshaya-vriddhi. It is explained with the help of nine postures (as mentioned above)  when viewed from different angles.

The techniques of foreshortening –  Kshya (decrease); Vrrddhi (increase) and Pramana (proportionate measurement) – are vital to the art of drawing. These techniques are said to be of two kinds – Chitra (simple) and Vichitra (multicolored). the latter, again is graded into three sorts, according to the quality of the results obtained by proportionate measures:  Uttama (full), Madhyama (middling) and Adhama (small).

Further, the techniques of Kshya and Vrddhi are said to be of thirteen varieties, depending upon the nine positions or postures to be depicted in the painting, as mentioned above. The foreshortening will also have to take into account the various positions of the feet and the series of their movements like alidha (the right knee advanced and the left leg retracted); pratyalidha (i.e., with the left knee advanced and the right knee retracted); and, vaisakha (i.e., with feet a span; apart)- as described above.

*

In describing the various kinds of postures, the Chitrasutra advises the display of various kinds of light and shade in and through which the exact position of the postures could be expressed. According to diversity in posture there is a diversity of relation of the different parts of the body which disturbs the normal relation that the head bears to the different limbs. Twelve such postures are described in the Chitrasutra

Foreshortening is achieved, as the text says, by manipulating light and shadows with the aid of coloring, shading with delicate cross lines, stumping and dots; and at the same time maintain the proper proportion (pramana) of the figure and its aspects.

“Weakness or thickness of delineation, want of articulation, improper juxtaposition of colors are said to be defects of painting.”

*A painting without proper position, devoid of appropriate rasa, blank look, hazy with darkness and devoid of life movements or energy (chetana) is inauspicious.

“Proper position, proportion and spacing; gracefulness and articulation; resemblances; increasing or decreasing (foreshortening) are the eight good qualities of a painting.”

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Next:

Chitrasutra continued

Sources and References:

I gratefully acknowledge  Shri S Rajam’s sublime paintings;  And the other paintings from internet.

Line drawings from Dr. G Gnanananda’s Brahmiya Chitrakarma Sastram

Citrasutra of the Visnudharmottara Purana by Parul Dave Mukherji

Stella Kramrisch: The Vishnudharmottara Part III: A Treatise on Indian Painting and Image-Making.  Second Revised and Enlarged Edition ; (Calcutta University Press: 1928)

Technique of painting prescribed in ancient Indian Texts

http://curiosity-the-key-to-knowledge.blogspot.com/2006/12/technique-of-painting-prescribed-in.html

The “Sarvatobhadra” temple of the Vishnu-dharmottara-purana

https://openaccess.leidenuniv.nl/dspace/bitstream/1887/2668/1/299

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Problems of Iconometry: Comparing the Citrasūtra with the Citralakaa by Matteo Martelli

I gratefully acknowledge the illustrations from the works of Shri S Rajam

All other pictures are from internet

 
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Posted by on September 18, 2012 in Art, Chitrasutra, Natya, Vishnudharmottara

 

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Abhinavabharati – an interpretation of Bharata’s Natyasastra

This may be treated as a sequel to my earlier blog Abhinavagupta wherein I presented a brief life sketch of the great scholar and mystic. I made, therein, a passing reference to his monumental work Abhinavabharati (a commentary on Bharata’s Natyasastra) but could not discuss its salient features as the blog was already getting lengthy. I propose to talk here about a few aspects of Abhinavabharati. It would not be a review or a commentary on the great work, because such a task is beyond my capabilities. I shall try to avoid as many technical terms as possible.

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1. Abhinavagupta (11th century) was a visionary endowed with incisive intellectual powers of a philosopher who combined in himself the experiences of a mystic and a tantric. He was equipped with extraordinary skills of a commentator and an art critic. His work Abhinavabharati though famed as a commentary on Bharata’s Natyasastra is, for all purposes, an independent treatise on aesthetics in Indian dance, poetry, music and art. Abhinavabharati along with his other two works Isvara pratyabhijna Vimarshini and Dhvanyaloka Lochana are important works in the field of Indian aesthetics. They help in understanding Bharata and also a number of other scholars and the concepts they put forth.

 

2. There are only a handful of commentaries that are as celebrated, if not more, as the texts on which they commented upon. Abhinavabharati is one such rare commentary. Abhinavagupta illumines and interprets the text of the Bharata at many levels: conceptual, structural and technical. He comments, practically, on its every aspect; and his commentary is a companion volume to Bharata’s text.

3. There are a number of reasons why Abhinavabharati is considered a landmark work and why it is regarded important for the study of Natyasastra. Just to name a few, briefly:

(i).The Natyasastra is dated around second century BCE. The scholars surmise that the text was reduced to writing several centuries after it was articulated. Until then, the text was preserved and transmitted in oral form. The written text facilitated reaching it to different parts of the country and to the neighbouring states as well. But, that development of turning a highly systematized oral text in to a written tome, strangely, gave rise to some complex issues, including the one of determining the authenticity of the written texts. Because, each part of the country, where the text became popular, produced its own version of Natyasastra and in its own script. 

For instance, Natyasastra spread to Nepal, Almora to Ujjain, Darbhanga, Maharashtra, Andhra, Karnataka, Tamil Nadu and Kerala. The earliest known manuscripts which come from Nepal are in Newari script. The text also became available in many other scripts – Devanagari, Grantha, Tamil, Kannada, Telugu and Malayalam. There were some regional variations as well. It became rather difficult for the later-day scholars, to evolve criteria for determining the authenticity and purity of the text particularly with the grammatical mistakes and scribes errors that crept in during the protracted process of transliterations. Therefore, written texts as they have comedown to us through manuscripts merely represent the residual record or an approximation to the original; but not the exact communication of the oral tradition that originated from Bharata.

[Similar situation obtains in most other Indian texts/traditions.]

His commentary Abhinavabharati dated around tenth or the eleventh century predates all the known manuscripts of the Natyasastra, which number about fifty-two; and all belong to the period between twelfth and eighteenth century. The text of Natyasastra that Abhinavagupta followed and commented upon thus gained a sort of benchmark status.

(ii). Because Natyasastra was, originally, transmitted in oral form, it was in cryptic aphoristic verses –sutras that might have served as “memory-aid” to the teachers and pupils, with each Sutra acting as pointer to an elaborate discussion on a theme. The Sutras, by their very nature, are terse, crisp and often inscrutable. Abhinavabharati, on the other, hand is a monumental work largely in prose; and it illumines and interprets the text of the Bharata at many levels, and comments on practically every aspect of Natyasastra. Abhinava’s commentary is therefore an invaluable guide and a companion volume to Bharata’s text.

(iii). Abhinavabharati is the oldest commentary available on Natyasastra. All the other previous commentaries are now totally lost. And , therefore ,  the  importance of Abhinavagupta’s work can hardly be overstated. The fact such commentaries once existed came to light only because Abhinavagupta referred to them in his work and discussed their views.

Abhinava is the only source for discerning the nature of debate of his predecessors such as Utpaladeva , Bhatta Lollata, Srisankuka, Bhatta Nayaka and his Guru Bhatta Tauta. It is through Abhinavagupta’s quotations from Kohala , whose work is occasionally referred to in the Natyashastra, that we can reconstruct some of the changes that took place in the intervening period between his time and Bharata’s. Among other authorities cited by Abhinavagupta are : Nandi, Rahula, Dattila, Narada, Matanga, Visakhila, Kirtidhara, Udbhata, Bhattayantra and Rudrata, all of whom wrote on music and dance.

The works of all those masters can only be partially reconstructed through references to them in Abhinavabhrati. Further, Abhinavagupta also brought to light and breathed life into ancient and forgotten scholarship of fine rhetoricians Bhamaha, Dandin and Rajashekhara.

Abhinava also drew upon the later authors to explain the application of the rules and principles of Natya. For instance; he quotes from Ratnavali of Sri Harsh  (7th century); Venisamhara of Bhatta Narayana (8th century); as also cites examples from Tapaas-vatsa-rajam  of Ananga Harsa Amataraja  (8th century) and Krtyaravanam (?).

[ But, it is rather surprising  that Abhinava does not mention or discuss the works of renowned dramatists such as Bhasa, Sudraka, Visakadatta and Bhavabhuti, though he regards Valmiki and Kalidasa as the greatest of the writers.]

What was interesting was that each of those scholars was evaluating Bharata’s exposition of the concepts of rasa and Sthayibhava against the background of the tacit assumptions of their particular school of thought such as Samkhya, yoga and others. Abhinavagupta presented the views of his predecessors and then went on to expound and improve upon Bharata’s cryptic statements and concepts in the light of his own school –Kashmiri Shaivis.

As Prof. Mandakranta Bose observes : One of the most illuminating features of Abhinavagupta’s work is his practice of citing  and drawing upon the older authorities critically , presenting their views to elucidate Bharata’s views ; and , often rejecting their views , putting forth  his own observations to  provide evidence to the contrary . For instance, while explaining the ardhanikuttaka karana which employes ancita of the hands, Sankuka’s description, which is different from Bharata’s, is included. Abhinavagupta’s citation of the two authorities thus shows us that this karana was performed in two different ways.

It is  apparent that Abhinava’s  grasp of the subject was not only extraordinarily thorough but  was also based on direct experience of the art as it was practiced in his time. From his experience , he explains the Natyashastra according to the concepts current in his own time. And, many times , therefore, he differed from Bharata. And, often he introduced concepts and practices that were not present during Bharata’s time. For instance, Abhinavagupta speaks of minor categories of drama, such as  nrttakavya and ragakavya – the plays based mainly in dance or in music. The concept of  such minor dramas was , however,  not there in the time of  Natyashastra . 

Abhinavagupta provides the details of several dance forms that are mentioned but not described in the Natyasastra. For instance, he describes bhadrasana, one of the group dances termed pindlbandha by Bharata but not described by him . 

His  commentary on the fifth Chapter of Natyashastra expands on Bharata’s description of the preliminaries of a dramatic performance ; and , covers such topics as the use of Tala, vocal and instrumental music, and the arousal of the sringara and raudra rasas in course of depictions of gods and goddesses.

Abhinavagupta , thus,  not only expands on Bharata but  also interprets him in the light of his own experience and knowledge . His commentary , therefore, presents the dynamic , and evolving state  of the art of  his time,  rather than a description of  Natya  as was frozen in Bharata’s time .

(iv).Abhinavaguta’s influence has been profound and pervasive. Succeeding generations of writers on Natya have been guided by his concepts and theories of rasa, bhava, aesthetics and dramaturgy. No succeeding writer or commentator could ignore Abhinavaguta’s commentary and the discussions on two crucial chapters of the Natyasastra namely VI and VII on Rasa and Bhava.

His work came to be accorded the highest authority and was regarded as the standard work , not only on music and dance but on  poetics (almkara shastra)  as well. Hemacandra in his Kavyanusasana, Ramacandra and Gunacandra in their Natyadarpana, and Kallinatha in his commentary on the Sangitaratnakara often refer to Abhinavagupta.  The chapter on dance in Sarangadeva’s Sangitaratnakara  is  almost entirely based on Abhinava’s work. 

Abhinavabharati is thus a bridge between the world of the ancient and forgotten wisdom and the scholarship of the succeeding generations.

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(v). Abhinavagupta turned the attention away from the linguistic and related abstractions; instead, brought focus on the human mind, specifically the mind of the reader or viewer or the spectator. He tried to understand the way people respond to a work of art or a play. He called it rasadhvani.According to which the spectator is central to the appreciation of a play.

He placed the spectator at the centre of the aesthetic experience. He said the object of any work of art is Ananda . He emphasized that the Sahrudaya, the initiated spectator/audience/receptor, the one of attuned heart, is central to that experience. Without his hearty participation the expressions of all art forms are rendered pointless. An educated appreciation is vital to the manifestation and development of art forms. And, an artistic expression finds its fulfillment in the heart of the recipient.

The aim of a play might be to provide pleasure; that pleasure must not, however, bind but must liberate the spectator.

4. Abhinavabharati just as Natyasastra is also a bridge between the realms of philosophy and aesthetics, and between aesthetic and mysticism. Abhinava did not consider aesthetics and philosophy as mutually exclusive. On the other hand, his concepts of aesthetics grew out of the philosophies he admired and practiced – the Shiva siddantha. 

Interestingly, while Abhinavagupta extended and applied philosophical schools of thought to understand and to explain concepts such as rasabhava etc, the latter-day exponents of aesthetics such as the Gaudiya Vaishnavas, reversed the process. They strove to derive a school of philosophy by lending interpretations to poetic compositions and to the characters portrayed in them. For instance. The Vaishnavas interpreted poet Jayadeva’s most adorable poetry Gita_Govinda; and its characters of Krishna and Radha in their own light; and derived from that, a new and a vibrant philosophy   of divine love based in Bhakthi rasa.

The two approaches have become so closely intertwined that it is now rather difficult to view them separately. In any case, they enrich and deepen the understanding of each other.

6. The aesthetics and philosophy, in his view, both aim to attain supreme bliss and freedom from the mundane. Along their journey towards that common goal, the two, at times, confluence as in a pilgrimage; interact or even interchange their positions.

Abhinava’s view, in a way, explains the thin and almost invisible dividing line between the sacred and profane art; religious and secular art; or between religion and art in the Indian context. 

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8. The famous Rasa sutra or basic formula to invoke Rasa, as stated in the yasāstra, is : vibhāva anubhāva vyabbhicāri samyogāt rasa nispattih.

Vibhāva represents the causes, while Anubhāva is the manifestation or the performance of its effect communicated through the abhinaya.  The more important vibhāva and anubhāva are those that invoke the sthāyi bhāva, or the principle emotion at the moment of the performance. The Sthayibhava combines and transforms all other Bhavas ; and , make them one with it.

Thus, the Rasa sutra states that the Vibhāva, Anubhāva, and Sanchari or the Vyabhicāri bhāvas together (samyogād) produce Rasa (rasa nispattih).

[ The terms Vibhava, Anubhava, Sanchari, Sattvika and Sthayi are explained thus:

Vibhava, Vibhavah, Nimittam, and Hetu all are synonyms; they provide a cause through words, gestures and representations to manifest the intent (vibhava-yante); and the term Vibhavitam also stands for Vijnatam – to know vividly.  The Vibhavas are said to be of two kinds : Alambana,  the primary cause (kaarana) or the stimulant for the dominant emotion ; and , Uddipana  that which inflames and enhances the emotion caused by that  stimulant.

Anu’ is that which follows; and, Anubhava is the manifestation or giving expression the internal state caused by the VibhavaIt is Anubhava because it makes the spectators feel (anubhavyate)  or experience the effect of the acting (Abhinaya) by means of words, gestures and the sattva. Thus, the psychological states (Bhavas) combined with Vibhavas (cause) and Anubhavas (portrayal or manifestations) have been stated.

Vybhichari bhava or Sanchari Bhavas are  complimentary or transitory psychological states. Bharata mentions as many as thirty-three transitory psychological states that accompany the Sthayi Bhava, the dominant Bhava that causes Rasa.

The Sattvika Bhavas are reflex actions or involuntary bodily reactions. Sattvas are of eight kinds :Stambha (stunned and immobile); (Svedah sweating); Romanchaka (thrilled,hair standing on end); Svara bedha (change in voice); Vipathuh (trembling); Vivarnyam (pale or colorless);  Asru ( breaking into tears); and, Pralaya ( fainting).

The  Sthayi Bhavas  , the dominant Bhavas, which are most commonly found in all humans are said eight : Rati (love); Hasya (mirth); Sokha (sorrow); Krodha (anger); Utsahah (energy); Bhayam (fear); Jigupsa (disgust); andl Vismaya ( wonder).

Thus, the eight Sthāyi bhavās, thirty-three Vyabhicāri bhāvās together with eight Sātvika bhāvas, amount to forty-nine psychological states, excluding Vibhava   and Anubhava.

Bharata lists the eight Sthayibhavas as: Rati (love); Hasaa (mirth); Shoka (grief); Krodha  (anger); Utsaha (enthusiasm or exuberance) ; Bhaya (fear) ; Jigupsa (disgust)  ; and Vismaya (astonishment ).

rati-hāsaśca śokaśca krodho-utsāhau bhayaṃ tathā । jugupsā vismayaśceti sthāyibhāvāḥ prakīrtitāḥ ॥ 6. 17

And , each of these Sthayibhavas  gives rise to a Rasa. 

Rati  to Srngara Rasa; Haasa – Hasya; Shokha – Karuna; Krodha – Raudra ; Utsaha – Veera; Bhaya- Bhayajaka; Jigupsa  – Bhibhatsa; and, Vismaya – Adbhuta.

śṛṅgāra-hāsya-karuṇā-raudra-vīra-bhayānakāḥ।bībhatsā-adbhuta saṃjñau cetyaṣṭau nāṭye rasāḥ smṛtāḥ ॥ 6.15

The Eight Sattivikbhavas are; Stambhana (stunned into inaction); Sveda (sweating); Romancha (hair-standing on end in excitement); Svara-bheda (change of the voice or breaking of the voice); Vepathu (trembling); Vairarnya (change of color, pallor); Ashru (shedding tears); and, Pralaya  (fainting) .

stambhaḥ svedo’tha romāñcaḥ svarabhedo’tha vepathuḥ । vaivarṇyam-aśru pralaya ityaṣṭau sātvikāḥ smṛtāḥ ॥ 6.22॥

The Sanchari-bhavas  or Vybhichari-bhavas are enumerated as thirty in numbers; but, there is scope a few more. They are Nirveda (indifference); Glani (weakness or confusion); Shanka (apprehension or doubt); Asuya (envy or jealousy); Mada (haughtiness, pride), Shrama (fatigue); Alasya (tiredness or indolence), Dainya (meek, submissive), Chinta (worry , anxiety); Moha (excessive attachment , delusion), Smriti (awareness, recollection), Dhrti (steadfast ); Vrida (shame); Chapalata (greed ,inconsistency); Harsa (joy); Avega (thoughtless response, flurry); Garva (arrogance, haughtiness ); jadata (stupor, inaction ); Vishada (sorrow, despair); Autsuka (longing); Nidra (sleepiness); Apsamra (Epilepsy); Supta (dreaming), Vibodha (awakening); Amasara (indignation); Avahitta (dissimulation); Ugrata (ferocity), Mati (resolve); Vyadhi (sickness); Unmada (insanity); Marana (death); Trasa (terror);  and, Vitarka (trepidation).

Dhanika explain these Bhavas as follows-:

Vibhāva indicates the cause, while Anubhāva is the performance of the bhāva as communicated through the Abhinaya. The more important Vibhāva and Anubhāva are those that invoke the Sthāyi bhāva, or the principle emotion at the moment. Thus, the Rasa-sutra states that the Vibhāva, Anubhāva, and Vyabhicāri bhāvas together produce Rasa.

These Bhavas are expressed  by the performer with the help of speech (Vachika); gestures and actions (Angika) , and costumes etc., (Aharya).

The Āngika-abhinaya (fascial expressions, gestures/movement of the limbs) are of great importance, particularly in the dance. There are two types of basic Abhinayas:  Padārtha-abhinaya (when the artist delineates each word of the lyrics with gestures and expressions); and,   or Vākyārtha-abhinaya (where the dancer acts out an entire stanza or sentence). In either case, though the hands (hastha) play an important part, the Āngika-abhinaya involves  other body-parts , as well,  to express meaning of the lyrics , in full .

Here, the body is divided into three major parts – the Anga, Pratyanga and Upānga

1) The six Angās -: Siras (head); Hasta (hand); Vakshas (chest); Pārshva (sides); Kati-tata (hips); and, Pāda ( foot ). Some consider Grivā (neck) to be the seventh

2) The six Pratyangās -: Skandha (shoulders ); Bāhu (arms); Prusta (back); Udara (stomatch); Uru (thighs); Janghā (shanks).Some consider Manibandha (wrist); Kurpara (elbows) and Jānu (knees) also as Pratyanga

3) The twelve Upāngās or minor parts of the head or face which are important for facial expression.-: Druṣṭi (eyes) Bhrū (eye-brows); Puta (pupil); Kapota (cheek); Nāsikā (nose); Adhara (lower lip); Ostya (upper lip);  Danta (teeth);  Jihva ( tongue) etc,. ]

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It is explained; they are called Bhavas because they happen (Bhavanti), they cause or bring about (Bhavitam);  and, are felt (bhava-vanti). Bhava is the cause bhavitam, vasitam, krtam are synonyms. It means to cause or to pervade. These Bhavas  help to bring about (Bhavayanti) the Rasas to the state of enjoyment. That is to say : the Bhavas manifest  or give expression  to the states of emotions – such as pain or pleasure- being experienced by the character – Sukha duhkha dikair bhavalr bhavas tad bhava bhavanam//4.5//

Bharata explains they are called  Bhavas because they effectively bring out the dominant sentiment of the play – that is the Sthāyibhāvā – with the aid of various supporting expressions , such as words (Vachika),  gestures (Angika), costumes (Aharya) and bodily reflexes (Sattva) – for the enjoyment of the good-hearted spectator (sumanasaḥ prekṣakāḥ) . Then it is called the Rasa of the scene (tasmān nāṭya rasā ity abhivyākhyātāḥ).

Nānā bhāvā abhinaya vyañjitān vāg aṅga sattopetān / Sthāyibhāvān āsvādayanti sumanasaḥ prekṣakāḥ / harṣādīṃś cā adhigacchanti tasmān nāṭya rasā ity abhivyākhyātāḥ //6.31//

The terms Samyoga and Nispatti  are at the center of all discussions concerning Rasa.

Bharata used the term Samyogad in his Rasa sutra (tatra vibhāvā-anubhāva vyabhicāri sayogād rasa nipatti ), to indicate the need to combine these Bhavas properly. It is explained;  what is meant here is  not the combination of the Bhavas among themselves; but, it is their alignment with the Sthayibhava the dominant emotion at that juncture. It is only when the Vibhava ( cause or Hetu), Anubhava ( manifestation or expression and sancharibhava  ( transitory moods ) as also  the Sattvas ( reflexes)   meaningfully unite with  the Sthayibhava, that the right , pleasurable , Rasa is projected (Rasapurna). 

The Sthayi bhava and Sanchari bhava cannot be realized without a credible cause i.e., Vibhava , and its due representations i.e., Anubhava. The Vibhavas and Anubhavas as also Sattva, on their own, have no relevance unless they are properly combined with the dominant Sthayibhava and the transient Sanchari bhava.

That is to say; it is only when  the Sthayi bhava combines all these through Sanchari bhava , and transforms them  eventually  Rasa could be produced ; else, the Vibhava and Anubhava  etc., on their own  are of  no value.

Bharata uses the term  Nispatthi (rendering) for realization of the Rasa in the heart  and mind of the Sahardya.

[Bharata made a distinction between Rasa and Sthayin. He discussed eight Rasas and eight Sthayins separately in his text.

He also omitted to mention  Sthayin in his Rasa-sutra. But, he asserted that only Sthayins attain the state of Rasa.  And in the discussion on the Sthayins , Bharata elaborated how these durable mental states attain Rasatva .]

Dhananjaya also explains that such desired Rasa results only when the Sthayin produces a pleasurable sensation by combining the Vibhavas, Anubhavas and the Sattvikas; as also the Sanchari Bhavas

vibhavair anubhavais ca sattvikair vyabhicaribhih aniyamanah svadyatvam sthayi bhavo rasah smrtah//

Bharatha explains: when the nature of the world possessing pleasure and pain both is depicted by means of representations through speech, songs, gestures , music and other (such as, costume, makeup, ornaments etc ) it is called Natya. (NS 1.119)

yo’ya  svabhāvo lokasya sukha dukha samanvita som gādya abhinaya ityopeto nātyam ity abhidhīyate  1.119

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Dhanajaya  explains Natya as an art form that is based in Rasa – Natyam rasam-ashrayam (DR.I. 9). It gives expressions to the inner or true meaning of the lyrics through dance gestures – vakyartha-abhinayatmaka

Natyashastra (6.10) provides a comprehensive framework of the Natya, in a pellet form, as the harmonious combination (sagraha) of the various essential components that contribute towards the successful production of a play.

Rasā bhāvā hya abhinayā dharmī vtti pravttaya siddhi svarās tathā atodya gāna ragaśca sagraha 6.10

The successful production (Siddhi) of a play enacted on the stage (Ranga) with the object of arousing joy (Rasa) in the hearts of the spectators involves  various  elements of the components of  the actors’ gestures, actions (bhava) and speech ; bringing forth (abhinaya) their intent, through the medium of  theatrical ( natya dharmi) and common (Loka dharmi) practices; in four styles of representations (Vritti-s) in their four regional variations (pravrttis) ; with the aid of  melodious songs  accompanied by  instrumental music (svara-gana-adyota).

The Naṭyashastra asserts that the goal of any art form is to invoke Rasa, the aesthetic enjoyment of the cultured spectator (sumanasaḥ prekṣakāḥ or Sahrudaya) . And, such enjoyment has got to be an emotional or an intellectual experience : Na rasanāvyāpāra āsvādanam,api tu mānasa eva ( N.S ,6.33)

Abhinava begins by explaining his view of aesthetics and its nature. Then goes on to state how that aesthetic experience is created. During the process, he comments on Bharata’s concepts and categories of Rasa and Sthayibhava, the dominant emotive states , and of Sattvika , the involuntary bodily reflexes He also examines Bharata’s other concepts of Vibhava, Anubhava and vyabhichari (Sanchari) bhavas and their subcategories Uddipana (stimulantand Aalambana (ancillaries).

Abhinava examines these concepts in the light of Shaiva philosophyand explains the process of One becoming many and returning to the state of repose (vishranthi). [I would not be discussing here most of those concepts.]

For Abhinavagupta, soaked in sublime principles of Shaiva Siddantha, the aesthetic experience is Ananda the unique bliss.He regards such aesthetic experience as different from any ordinary experience; and, as a subjective realization. It is Alukika (out of the ordinary world), he said, and is akin to mystic experience. That experience occurs in a flash as of a lightening; it is a Chamatkara. It is free from earthly limitations and is self luminous (svaprakasha). It is Ananda.

Abhinavagupta and Dhananjaya agree that Rasa is always pleasurable (Ananadatmaka); and Bhattanayaka compares such Rasanubhava (experience of Rasa) to Brahma-svada, the relish of the sublime Brahman.  

[The scholars , Ramachandra and Gunachandra , the authors of Natyadarpana  (12th century), argued against such ‘impractical’ suppositions.  They pointed out that Rasa, in a drama,  is after-all  Laukika ( worldly , day-to-day experience); it   is   a mixture of pain and pleasure ( sukha-dukka-atmaka) ; and , it is NOT always pleasurable (Ananadatmaka) . They argued ,  such every-day experience  cannot  in any manner   be Chamatkara or A-laukika ( out of the world) ecstasy comparable to Brahmananda etc., But, their views did not find favor with the scholars of the Alamkara School ; and, it  was eventually, overshadowed  by the writings of the stalwarts like Abhinavagupta, Anandavardhana, Mammata, Hemachandra , Visvanatha and Jagannatha Pandita.]

sphota

Let’s talk a little more about rasa.

9. Rasa–roughly translated as artistic enjoyment or emotive aesthetics –is one of the most important concepts in classical Indian aesthetics, having pervasive influence in theories of painting, sculpture, dance, poetry and drama. It is hard to find a corresponding term in the English language. In its aesthetic employment, the word rasa has been translated as mood, emotional tone, or sentiment or more literally, as flavour, taste, or juice.

The chapters VI and VII in Bharata’s Natyasastra have been the mainstay of the Rasa concept in all traditional literature, dance and theater arts in India. Bharata says that which can be relished – like the taste of food – is Rasa –Rasyate anena iti rasaha (asvadayatva) .Though the term is associated with palate, it is equally well applicable to the delight afforded by all forms of art; and the pleasure that people derive from their art experience. It is literally the activity of savoring an emotion in its full flavor. The term might also be taken to mean the essence of human feelings.

If Rasa is that which can be tasted or enjoyed; then Rasika is the connoisseur.

The Chitrasutra of the Vishnudharmottara purana  says,” Anything be it beautiful or ugly, dignified or despicable, dreadful or of a pleasing appearance, deep or deformed, object or non-object, whatever it be, could be transformed in to rasa by poets’ imagination and skill ”

10. Bharata, initially, names four Rasas (Srngara, Raudra, Vira and Bhibhatsa) as primary; and, the other four as being  dependent upon them . That is to say that the primary Rasas, which represent the dominant mental states of humans, are the cause or the source for the production of the other four Rasas.

Bharata explains that Hasya (mirth) arises from Srngara (delightful) ; Karuna (pathos) from Raudra (furious); Adbhuta (wonder or marvel) from the Vira (heroic);  and, Bhayanaka (fearsome or terrible) from Bhibhatsa (odious).

śṛṅgārādhi bhaved hāsyo raudrā cca karuṇo rasaḥ vīrā ccaivā adbhuto utpattir bībhatsā cca bhayānakaḥ  6.39

The publication of Abhinavabharati brought in to focus and opened up a whole new debate on Bharata’s theories on Rasa the aesthetic experience.

Abhinavagupta in his Abhinavadharati does not entirely agree with Bharata. He accepts that each Rasa , in its own manner provides pleasure to the spectators. But, he wonders , how could the basic four Rasas give raise to the other four. The Rasa that mimics (anukrti) the original could, at best, might be a semblance; but,  it cannot be the same as the original. Further, he remarks, it is hard to believe that Raudra (ferocious) would cause a sense of Karuna (pity or compassion) in the heart of the spectator. Actually, he says, when the spectator is witnessing Raudra, he is enjoying the fury and ferocious aspect of the action.

Abhinava did however accept the eight Rasas identified Bharata as corresponding to fundamental  human feelings, such as : delight, laughter, sorrow, anger, energy, fear, disgust, heroism, and astonishment. These Rasas comprise the components of aesthetic experience. A Rasa , thus denotes an essential mental state or the primary feeling that is evoked in the person who  reads or listens or views a work of art.

srungāra hāsya karuna–raudra vīra bhayānakah Bibhatsā adbhuta sangjñaucetyastau nātye rasāh smrutāh //NS.6.15//

Abhinavagupta interpreted Rasa as a “stream of consciousness”.  He then went on to expand the scope and content of the Rasa spectrum by adding the ninth Rasa: and, establishing the Shantha rasa, the Rasa  of tranquility and peace.

[ It needs to be mentioned, here, that Abhinavagupta was not the first to speculate on the Shantha-rasa. For instance; much earlier to his time, Udbhata (8th-9th century), another scholar from Kashmir, in his Kavya-alankara-vivrti was said to have introduced Shantha Rasa. After prolonged debates, spread over several texts across two centuries, Shantha was accepted as an addition to the original eight Rasas.

There is an interesting sidelight:

According to Dr. VM Kulkarni (Some Unconventional Views on Rasa), the Anu-yoga-dvara-sutra  (Ca.3rd century), one of the sacred texts of the Svetambara Jains ( as also one of the oldest canonical literature on mathematics) , lists nine types of Kavya-rasas, as  : Vira, Srngara, Adbhuta, Raudra, Vridanaka, Bhibhatsa, Hasya, Karuna and Prashantha  .

The enumeration of the Rasas, as also the explanations offered thereon by the Anu-yoga-dvara-sutra, in many ways, differ from those in Bharata’s Natyashastra.  Here, not only the sequence in listing of Rasas is altered; but also, it excludes the Bhayanaka-rasa, which is replaced by Vridanaka –rasa. Further it, extends Bharata’s list by adding Prashantha (same as Shantha) as the ninth Rasa.

Hemachandra  Suri  (late 11th century) , another Jain scholar and author of Kavya-anushasana, a work on poetics,  explains that Vira , here, is the first , the best  and the noblest of all Rasas , as it stands for Tyga-vira ( magnanimity in  renunciation ) and Tapo-vira ( excellence in austerities) , which are much superior to Yuddha-vira ( heroics in a battle), which basically is cruelty ,  causing injury to others (paropaghata).

The Vridanaka rasa (modesty)  whose Sthayi-bhava is Vrida or Lajja ( shyness, bashfulness ) is illustrated by the love and reverence that aged parents show towards  the newly wedded bride who steps into their home , which causes a sense of shyness and gratefulness in the heart of the bride.

The Anu-yoga-dvara-sutra (3rd century or earlier), which pre-dates Abhinavaguta (11th century) by several centuries, is perhaps the earliest text that recognizes Prashantha (Shantha) as a Rasa ; and , lists it as   the ninth Rasa. Prashantha is described , here, as a Rasa characterized by Sama (tranquility) which arises from composure of the mind divested of all Vikaras (aberrations or passions) . As an illustration of Prashantha , it cites the lotus-like glowing  face of a Jina , adorned  with calm eyes, gentle smile, unaffected  by passions like anger, attachment, fear etc.

It is very unlikely that either Udbhata or Abhinavagupta had come across the  third century Jaina-text Anu-yoga-dvara-sutra ; and  its explanations of Shantha-rasa .] 

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Abhinava explained that Shantha Rasa underlies all the other mundane Rasas as their common denominator (Sthayin). Shantha Rasa is a state where the mind is at rest, in a state of tranquility. The other Bhavas are more transitory  (sancharin) in character than is Shanta rasa.  For instance ; one cannot be either angry , amorous, fearsome or humorous all the time . Those are the moods or the responses to varying situations (Sanchari ). The mental states, Rati etc., do change. But, Shanta  , the undisturbed tranquility is your basic state; and , it is a permanent state – Nitya Prakrti.  It is from Shanta  all the other Rasas emanate ;  and , it is into Shanta they all resolve back. Shanta Rasa is the ultimate Rasa , the summum bonum.

Abhinava considered Shantha Rasa (peace, tranquility) – where there is no duality of sorrow or happiness; or of hatred or envy;  and, where there is equanimity towards all beings –  as being not merely an additional Rasa;  but, as the highest virtue of all Rasas. It is one attribute, he said, that permeates all else; and, in to which everything else moves back to reside (hridaya_vishranthi). 

na yatra duḥkhaṃ na sukhaṃ na dveṣo nāpi matsaraḥ । samaḥ sarveṣu bhūteṣu sa śāntaḥ prathito rasaḥ ॥

Following Abhinavagupta, the theory of Nine-Rasas, the Navarasa, became universally acceptable in all branches of Indian aesthetics. And, shantha rasa has come to be regarded as the Rasa of Rasas.

However, the question whether Shanta Rasa is fit for stage; and, whether a Sthayi-bhava, Anubhava, Sanchari and Sattvika can be aligned to Shanta Rasa is a subject of endless debate since the eighth century.  Some , particularly Dhananjaya  (DR.4.35) and Dhanika, argued that Shanta Rasa can occur in kavya ; but , it cannot occur in Nataka, as it is not possible to enact it on stage. They even crticized inclusion of Sama among the Sthayibhavas . It was pointed out that it is impossible to enact Shama which is complete stoppage of all action; and, in fact ,it  has no connection with acting .  They , therefore, claimed that Shanta Rasa is not fit to be depicted in drama.

As against that, Abhinavagupta and others of his School argued strongly and rejected such objections.

They pointed out that if other Sthayins can be presented as Rasa, then Sama ( equanimity)  and desire for tattva-jnana  (philosophical knowledge) can also be turned into Rasa.

And, as if to rebut the objections raised by Dhananjaya and others , Mammata  ( 12th century), in his  Kavyaprakasha ,  describing the characteristics of the Shanta Rasa , states that its Sthayi-bhava, which leads to liberation (mokṣa-pravarta -kaḥ) is Nirveda (dispassion) ; its Vibhavas  are (causes) are Tattva-jnana (philosophical knowledge) and Vairagya (renunciation) ; Its Anubhavas (manifestations ) are Yama (self control), Niyama ( self regulation), Adyathma (spiritual outlook), Dhyana (meditation), and Dharana (rooted in the self); and , its Sanchari Bhavas (passing moods) are Nirveda (dispassion), Smrti (awareness), Dhriti (steadfast), unperturbed ( no romancha) ; and,  Sthamba (unwavering mind). That is to say, where there is neither sorrow, nor happiness, ; nor envy nor pride; ; and, where there is a sense of peace and equanimity and compassion towards all beings.

Further, they pointed out and argued,  if Shanta can be portrayed in poetry, why not in Drama , which is also a form of poetry (Drishya Kavya). A virtuoso, an expert actor, can create any Sthayi and present any delectable Rasa. And, therefore, the Shanta rasa can also be enjoyed as an aesthetic experience by the spectators in a drama. If it is said that Shanta cannot be enjoyed by all, then the other Rasa such a Roudra , Bhibathsa and Bhayanaka  cannot also be enjoyed by all. We cannot deny Shanta just because it is not portrayed more often. In the plays depicting the lives of saints who try to attain self-realization or liberation (Moksha) as also  the lives of other noble persons ( say, like the hero in  the play Nagananda), the  Shanta Rasa should be the dominant Rasa. The other instance of such successful presentation is  the role of Buddha in the dramas. Similar is the case with  the Natakas like Prabodhachandrodaya  and Sankalpasuryodaya .

Abinavagupta also said  that the philosophical outlook  and knowledge (Tattva-jnana) and the desire or liberation (mumukshatva) is the means to liberation (Mokska). When such intense desire for Atma-jnana (realization of the self) is presented as the hero’s object of attainment (phala-yoga) ), the Shanta has to be most suitable Rasa.

Further, Abhinavagupta mentioned Bhakti as an important component of the Shantha Rasa. Following which, the later poetic traditions reckoned Bhakthi (devotion) and Vathsalya (affection) as being among the Navarasa. The magnificent Epic Srimad Bhagavatha was hailed as the classic example of portrayal of Bhakthi, Vathsalya, and Shantha rasas. The poets and the divine inspired singers, notably after 11th century, provided a tremendous impetus to the Bhakthi movement.

white lotus

11. Rasa is conveyed to the enjoyer– the Rasika or Sahrudaya – through words, music, colors, forms, bodily expressions, gestures etc. These modes of expressions are called Bhavas. For example, in order for the audience to experience Srngara (the erotic rasa), the playwright, actors and musician work together employing appropriate words, music, gestures and props to produce the Bhava called Rati (love).

The term Bhava means both existence and a mental state; and, in aesthetic contexts it has been variously translated as feelings, psychological states, and emotions. In the context of the drama, they are the emotions represented in the performance.

According to Bharata, the playwright experiences a certain emotion, which then is expressed on the stage by the performers through words, music, gestures and actions. The portrayal of emotions is termed bhavasRasa, in contrast, is the emotional response the Bhavas that is inspired in the spectator. Rasa is , thus, an aesthetically transformed emotional state experienced, with enjoyment, by the spectator.

Bharata accepted Rasa as the essence of a dramatic production; and it is the ultimate test of its success. And, in the Sixth Chapter of Natyashastra, he states that While the Rasas are created by Bhavas, the Bhavas by themselves carry no meaning in the absence of Rasa  . It is from the combinations of Bhavas that the Rasa emerges; and, not the other way.  In the prose-passage following the verse thirty-one of Chapter six , Bharata commences his exposition of Rasa , saying : I shall  first explain Rasa; and, no sense or meaning proceeds without Rasa (Na hi rasa-adrate kaschid-arthah pravartate). The forms and manifestations  of the Bhavas are defined by the Rasa.

12. Abhinavagupta argues that a play could be a judicious mix of several rasas, but should be dominated by one single rasa that defines the tone and texture of the play. He cites Nagananda of Sri Harsha and explains though the play had to deal with the horrific killing of the hapless Nagas; it underplays scenes of violence, and radiates the message of peaceful coexistence and compassion. It is that aesthetic experience of peace and compassion towards the fellow beings that the spectator carries home.

Similarly, Abhinava explains, a character in the play might display several Bhavas ; but, its inner core or essence is meant to convey a single dominant RasaHe also says there is one main Rasa (Maha rasa) in which other Rasas appear as shades

 [Dhananjaya , in his Dasarupaka  said : A Nataka should comprise one Rasa-either Srngara or Vira; and in conclusion the Adbhuta becomes prominent

Eko rasa – angi -kartavyo virah srigara eva va / angamanye rasah sarve kuryannivahane -adbhutam

But, Abhinava  , does not mention any such restrictions.]

The varying  Anubhavas – the modes of expressions, the facial and bodily gestures; the passing moods (Sancharin), as also involuntary reflexes ( sattvika)  – would be colored or delineated by the enduring Bhava (Sthayin) relating to the intended dominant the Rasa that is meant to be conveyed to the spectator (prekshaka) .

For instance, Rama is regarded the personification of grace, dignity, courage and valor. He projects a sense of peace and nobility . That does not mean Rama should perpetually be looking dull and stiff like a starched scarf. He too has his moments of humor, anger, frustration, rage, helplessness, sorrow, dejection and even boredom. The modes of expression of those emotions (Anubhava and sanchari bhavas) through his gesture and words are meant  to contribute to the overall Sthayi-bhava that Rama conveys , leading to  the Shantha Rasa. Therefore , his smile is gentle and beatific, his laugh is like peels of temple bells, his love is graceful , he does not lose composure while in sorrow , his anger is like a white-hot flame with no smoke of haltered, and his treatment of the enemy is dignified and has an undercurrent of compassion.

While in the portrayal of Ravana, the smile is sardonic, the laughter is bellowing and thunderous , the expressions of love are heavily tinted with greed and passion, his anger is grotesque and full of hate, his treatment of his followers is laced with contempt , he is intolerant of any dissent and shows no mercy to the vanquished. Raudra, the fearsome aspect is conveyed through the combination of the Anubhavas , the sanchari bhavas and the sattvika , that are appropriate to his character 

The gestures ( Anubhavas and Sanchari Bhavas, as also Sattvika ) – smile, laughter, love, anger and other reflex action  etc., – in either case are the similar; but, the manner they are enacted, the personality they radiate and the character they help to portray are different. But all such bhavas , combining into a Sthayi Bhava, contribute to conveying the intended Rasa.

[ In this context , he talks about the relation between the Bhava and the Rasa. He says : when Rati (love)  is expressed towards  god , then the suggested mood (Bhava) is called  Bhakthi  .  Similar is the case with regard to love shown towards muni (sage) , guru (teacher), nrupa (king), putra (son) etc. When that  love is suggested or expressed towards  a beloved  (kantha), it is termed as Srngara- rasa– (Rati-devadi vishaya vyabhichari tathanjitha  Bhavah proktaha / yadi sabdan muni-Guru-nrupa-putradi vishayaha , kantha vishayasthu vyakta Srungaraha )

Then he talks about misplaced or inappropriate (anauchitya) expressions such the Bhavas  leading to aberration or their improper manifestations  : Rasa-Abhaasa or Bhava Abhaasa . For instance ; Rati or Srngara towards  another man’s wife (upanayika ) – Ravana; Hasya , humor  or  fun directed against a Guru ; Raudra or Vira , anger,  against one’s own parents ; and, projecting Bhayanaka  or horror in a noble hero like Rama – are all considered as Abhaasa , aberrations.. Tad abhasa anuchitya pravarthitaha / tadbhasa rasa-abhasa, bhava-abhasa uctyate/  ]

Dhanajaya , therefore , says that  when Sthayin is brought out by means of  authentic Vibhava, Anubhava, Sattvika and Vyabhicharin ;  the resultant produce is enjoyed by the spectator; and, it is then Rasa.

It is therefore said, Bhava is that which becomes (bhoo, bhav, i.e., to become); and Bhava becomes Rasa. And, it is not the other way. Rasa is the essence of art  that is conveyed.

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13. Abhinava makes a distinction between the world of drama  (Nātyadharmī) and the real but ordinary life (Lokadharmī). In the artistic process, where presentations are  made with the aid of various kinds of dramatic features such as Abhinayas and  synthetic creations  ,  we are moving from the gross  and un-stylized movements of  daily life to more subtle forms of expressions and experiences; we move from individualized experiences to general representations; and from multiplicity to unity.

He says that the feeling that might cause pain in real life is capable of providing pleasure in an art form. He explains, while viewing a performance on stage one might appreciate and enjoy the display of sorrow, separation, cruelty, violence and even the grotesque; and one may even relish it as aesthetic experience. But, in real life no one would like to be associated with such experiences.

[ Natyadarpana of the Jain scholars Ramachandra and Gunachandra (12th century), however, refute Abhinavagupta’s position that all Rasas are always pleasurable (Ananadatmaka). They, instead, point out that each Rasa, in its wake, brings its own pleasure and pain as well (sukha-dukkha-atmaka). They call attention to the fact that the four Rasas –Karuna, Raudra, Bhayanaka and Bhibhatsa – do cause indescribable pain to the Sahrudayas; and, those gentlefolk simply shudder when they are made to watch horrific scenes, such as the abduction of Sita or the disrobing of Draupadi in an open court.  

Similar views were expressed by Siddhichandra in his Kavya-prakasha-khandana.]

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According to Abhinavagupta, a true connoisseur of arts has to learn to detach the work of art from its surroundings and happenings; and view it independently.

He asserts, the “willful suspension of disbelief” is a pre-requisite for enjoying any art expression. The moment one starts questioning it or doubting it and looking at it objectively; the experience loses its aesthetic charm; and, it becomes same as a mundane object.

One enjoys a play only when one can identify the character as character from the drama and not as ones friend or associate. The spectator should also learn to disassociate the actor from the character he portrays.

The Hero and Heroine  in a play are just portraying the roles assigned  to them, as best as they can. In other words; they are trying to convey certain states of emotions and the sate of being of the character-roles they are playing . They are like a pot (patra) or receptacle, which carries the emotional state of primary (real) role to the spectator. The actor merely  serves as a vessel or  a receptacle or a means of serving relish (Asvadana) ; and, that is the reason, a role is called a Patra. The characters on the stage represent the real role ; but , are not the real ones; and, they do not completely identify themselves with the original. Hence, the Vibhava is like a cause; but, not an exact cause. The performance, the acting by the hero, heroine and other characters in a play is Anubhava, one of the several ways of bringing out the emotional states of the characters they are playing out on the stage. Such Anubhava could be called as ensuing responses.

The hero or heroines in a play don’t become the lover and beloved in real life. They understand and accept here  , what their their roles are; and, try to show what might be the emotional experiences of the character , and its reactions to the given situation  . The actors  try to  resemble the character , for few hours of the play ; and, act on the stage accordingly, through which the spectators understand , grasp and enjoy  the emotional states in the play.

Abhinavagupta  observes that the theatrical experience is quite unlike the experience in the mundane and the real world; it is Alaukika – out of the world.

In summary; he draws a theory that the artistic creation is the expression of a feeling that is freed from localized distinctions; it is the generalization (sadharanikarana)  of a particular feeling. It comes into being through the creative genius (prathibha) of the artist. It finally bears fruit in the spectator who derives Ananda, the joy of aesthetic experience. That, he says, is Rasa – the ultimate emotional experience created in the heart of the Sahrudaya. 

He illustrates his position through the analogy of a tree and its fruit. Here, the play is the tree; performance is the flower; and spectator’s experience .

Rasa, the relish (Asvada) by the spectator, is the ultimate product (phala) of a dramatic performance, as that of a fruit borne by a tree :  “the play is born in the heart of the poet; it flowers as it were in the actor; and, it bears fruit in the delight (ananda) experienced by the spectator.” .. ”And, if the artist or poet has inner force of creative intuition (prathibha)…that should elevate the spectator to blissful state of pure joy Ananda.”

According to Abhinavagupta, the object of the entire exercise is to provide pure joy to the spectator. Without his participation all art expressions are pointless.

Thus, he brought the spectator from the edge of the stage into the very heart of the dramatic  performance and its experience.

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14. There is a very interesting discussion about the progression in the development of a character, from the playwright’s desk (or even prior) to the theatrical stage. . Abhinava discusses the arguments, in this regard, of his predecessors (such as Sankuka, Lollota, and Bhattanayaka) and then puts forth his own views.

Let’s, for instance, take a character from history or mythology (say, Rama). No one, really, was privy to the mental process of that person. Yet, the playwright tries to grasp the essence of the character; and, strives to give a concrete form to the abstract idea of Rama, in his own way. The director, the sutradara, tries to interpret the spirit and substance of the play, and the intentions of the playwright, as he understands it. The actor in turn absorbs the inputs provided by both the playwright and the director. In addition, the actor brings in his own creative genius, skill, his experience on the stage, and his own understanding of the character in order to recreate the “idea” of Rama. All the while, the actor is also aware that he is just an actor on stage trying to portray a character. 

The actor’s emotional experience while enacting the character might possibly be similar to what the playwright and /or the director had visualized; but it certainly would not  be identical.

The actor as a true connoisseur and a skilled performer has an identity of his own; he does not merely imitate (anukarana) the character as if he were its mold (paratikrirti); but, he projects the possible responses of the character (anukirtana) to the situations depicted in the play-text (paatya), in his own way, through the portals of the character’s stated disposition (bhava) and its essential nature (svabhava) , as he has understands it (aropita-svarupa).

What is presented on stage is the amalgam, in varying proportions, of experiences and impressions derived from diverse sources.  The actor’s inspiration finds its roots in several soils. His performance on stage, thus, resembles the mythical inverted tree, with its roots in the sky and its branches spreading down towards the earth. Its roots are invisible. But, its branches and leaves spreading down in vivid forms are very alive; and, the fruits they bear are within our experience.

We see the actors on the stage; and applaud their performance. But, the whole of the dramatic production and display is the fruit (siddhi, phala) of the collective participation of all those involved with it; and, bringing it to us alive. They are like the extensions of the roots, branches, and leaves. The actors on the stage are like the, flowers and fruits, ever green, tender and fresh, inviting us to partake and enjoy. What is witnessed is the fulfillment or the fruits of the dedication and efforts of many – seen and unseen.

In so far as the spectator is concerned, he, of course, would not be aware of the contributions of either the playwright or the director or the supporting technicians; or even of the mental process of the actor in producing the artistic creation. His experience is derived, entirely, from the performance presented on the stage.

Further, there is absolutely  no way an actor or a spectator could feel and experience in exactly the same way as the “original “- on whom the character was modeled. The spectator does not obviously receive the original; instead he infers from the forms of created artistic-imitations of the original presented on the stage, sieved through the combined efforts and experiences of the playwright, the director and the actor.

Abhinava remarks, the question whether the idea of the character as received by the spectator through the performance on the stage , was identical to its “original “ historical personage, is not quite relevant. What matters, he says, is the emotional experience (rasa) inspired in the shahrudaya the goodhearted – cultured spectator. How did it impact him? That, in fact, is the essence and fulfilment of any art.

Another illustration discussed in this context is that of Chitra_turaga, a pictorial horse. Abhinava said he got it from his predecessor Sri Sankuka .  He had said: about a painted horse we can say that it is a horse and it is not a horse; and, from  the aesthetic point of view, it is real and unreal. Thus , a  painting of a horse is not a horse; but, it is an idea or the representation of a horse. One doesn’t mistake the painting for the horse. The artistic creation though not real can arouse in the mind of the spectator, the experience of the original object. Art cannot reproduce all the qualities of the original subject. The process of artistic creation is, therefore, inferential and indirect; rather than direct perception.

Mammata, a eleventh century Kashmiri aesthete, endorsed Abhinava’s views by stressing that the object in art is a virtual and not physical.

Bhattauta, another scholar from Kashmir, in his treatise called Kavya Kautuka, alo says that a dramatic presentation is not a mere physical occurrence. In witnessing a play we forget the actual perpetual experience of the individuals on the stage. The past impressions, memories, associations etc. become connected with the present experience. As a result, a new experience is created and this provides new types of pleasure and pains. This is technically known as rasvadana, camatkara, carvana.

Anandvardhan extended the scope of Rasa to  literature. He combines Rasa with his Dhvani theory. According to him, Dhvani is the technique of expression; and, Rasa stands for the ultimate enjoyment of poetry or drama. Suggestion (Dhvani) in abstraction does not have any relevance in an art. The suggested meaning has to be charming and it is the Rasa element which is the ultimate source of charm in drama and poetry.

According to Abhinavagupta a real work of art, in addition to possessing emotive charge carries a strong sense of suggestion and the potential to produce various meanings. It can communicate through suggestions and evoke layers of meanings and emotions.

Abhinavgupta talks about Sadharanikarana, the generalization. He points out that while enjoying the aesthetic experience, the mind of the spectator is liberated from the obstacles caused by the ego and other disturbances. Thus transported from the limited to the realm of the general and universal, we are capable of experiencing Nirvada, or blissfulness. In such  aesthetic process, we are transported to a trans-personal level. This is a process of de-individual or universalization – the Sadharanikarana.

A true aesthetic object, Abhinava declares, not merely stimulates the senses but also ignites the imagination of the viewer. With that, the spectator is transported to a world of his own creation. That experience sets the individual free from the confines of place, time and ego (self); and elevates him to the level of universal experience.  It is liberating experience. Thus art is not mundane; it is Alaukika in its nature.

lotus-purple

Please also read Bharata’s Natyasastra -some reflections
References:

Bharata: The Natyasastra by Kapila Vatsayan

Introduction to Bharata’s Natyasastra by Adya Rangacharya

 A glimpse into Abhinavagupta’s ideas on aesthetics by Geetika Kaw Kher

ALL PICTURES ARE FROM INTERNET

 
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Posted by on September 13, 2012 in Abhinavagupta, Natya, Sanskrit

 

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Bharata’s Natya-Shastra – some reflections

Nayana dutta2

1. Natya-Shastra is a detailed compendium of technical instructions about the performing arts. It was meant as a practical manual for  production of successful theatrical performances, which included music and dance as well as acting. It was also intended as a guide to the poet and to the performer, alike. 

1.1. The text is in the form of elaborate dialogues between the author and a group of Munis , sages who wished to know about Natya-Veda, the knowledge of the performing arts such as dance, music and dramaThe author, in response, presents a detailed inquiry in to the various facets of drama including its nature; is origin; its theories, techniques of the theater with all its components of speech, body-language, gestures, costumes, décor and the state of mind of the performers, apart from rituals, architecture of theater etc. Written in archaic form of Sanskrit, the text consists about six thousand (5,569 – to be exact) sutras or verse-stanzas spread over thirty-six chapters. Some passages are in prose.

Because the Natyasastra has about 6,000 verses, the text is also known as Sat-sahasri. The later authors and commentators (Dhanika, Abhinavagupta and Sarada-tanaya) refer to the text as Sat-sahari; and, its author as Sat-sahasri-kara.

But, the text having 6,000 verses is said to be a condensed version of an earlier and larger text having about 12,000 verses (dwadasha_sahasri). It is said; the larger version was known as Natya- agama and the shorter as Natya-shastra.

Please click here for The Natyasatra – A treatise on Hindu Dramaturgy and Histrionics Ascribed to Bharata Muni; Translated into English by Manmohan Ghosh;  Published by Asiatic Society of Bengal, Calcutta – 1951]

2. Though the  Natya-Shastra speaks of theater (natya), it actually encompasses all forms of art expressions. The text, in fact, claims that there is no knowledge, no craft, no lore, no art, no technique and no activity that is not found in Natya-Shastra (1.116). The reason that theater-arts were discussed specifically is that, in the ancient Indian context, drama was considered the most comprehensive form of art-expressions. Further, at the time the Nataya Shastra was compiled, the arts of poetry, dance, music and drama; and even painting, sculpture and architecture were not viewed as separate and individualized streams of art forms. And, even the components of the Drama of the Natyashastra-times later evolved and grew apart, assuming independent identities, such as: Opera, Poetic-drama, realistic plays and so on. Apart from these, Dhananjaya elaborates on the ten forms of the Drama (Dasa-rupaka) that were mentioned by Bharata.

[Vishnudharmottara (Ca. sixth century) asserted that painting and sculpture without the knowledge of the Drama and the Dance would not have much depth; and, that Drama and Dance, in turn, do require a knowledge of music and of the songs, which again is dependent on mastery over languages – both Sanskrit and Prakrit – with a thorough understanding of the elements of prose, poetry, grammar, meter, prosody etc. It thus underlines the interdependence of the arts.]

Natyashastra presented  an integral vision of art, which blossomed in multiplicity.

All art expressions were , thus, viewed as vehicles of beauty providing both pleasure and education, through refinement of senses and sense perceptions. The object of the drama was to show men and women the proper way to live, a way in which one could live and behave, so that one might be a still better person.

“A play shows your actions and emotions. Neither gods nor demons are depicted as always good or always evil. Actually, the ways of the world as represented here are not only of the gods but also of yours. It gives you good advice; it gives you enlightenment and also entertainment. It provides peace of mind to those who afflicted with miseries, sorrow, grief or fatigue. There is no art, no knowledge, no yoga, and no action that is not found in Natya.”  (Natya-Shastra 1: 106=07; 112-16)

na tajjñānaṃ na tacchilpaṃ na sā vidyā na sā kalā । nāsau yogo na tatkarma nāṭye’smin yanna dṛśyate ॥ 116॥

[ Kalidasa remarked : ‘Drama, verily, is a feast that is greatly enjoyed by a variety of people of different tastes – Natyam bhinnaruchir janasya bahuda-apekshym samaradhanam. ]

Bharatha explains: when the nature of the world possessing pleasure and pain both is depicted by means of representations through speech, songs, gestures , music and other (such as, costume, makeup, ornaments etc ) it is called Natya. (NS 1.119)

yo’ya  svabhāvo lokasya sukha dukha samanvita som gādya abhinaya ityopeto nātyam ity abhidhīyate 119

Thus, according to Bharata, the Drama is but a reflexion or a representation of the actions of Men of various natures (Prakrti) – avastha-anikrtir natyam . That is to say; the Drama, in its various forms of art, poetry etc , strives to depict the infinite variety of human characters .

That is the reason, Bharata says, one should study the various human habits and natures (Prakrti) on which the art of Drama is based.  And, for which the world, the society we live in is the most authoritative source of knowledge (Pramana) . All those involved with the Drama should realize this truth – (NS: 25.123)

Nana-sheelah prakutyah  sheele natyam pratihitam / tasma-loka-pramane hi vigneyam natya yo krubhihi // (NS: 25.123)

Having said that; the theater was conventional; yet, imaginative; costumes and make up were stylized and symbolic; and, not what is commonly seen on the city-streets. In any case, Natyashastra requires a performer to present much more than an external representation of the character, such as correct speech, gesture etc.  His/ her stage performance will have to go far beyond technical skill, in order to be believable and accepted by the spectators.

There is, however, not much discussion about scenery; perhaps because scenery was used sparingly.

Theater had a sacred significance. Prayers and rituals were conducted and the stage was consecrated before the commencement of the play ( Purvanga) .

*

Natyashastra (6.10) provides a comprehensive framework of the Natya-veda, in a pellet form, as the harmonious combination (sagraha) of the various essential components that contribute towards the successful production of a play.

Rasā bhāvāhya abhinayā dharmī vtti pravttaya siddhi svarās tathā atodya gāna ragaśca sagraha 6.10

Bharata also mentions the five elements of the plot (artha-prakrti) of the Drama as the seed (Bija); the expansion or the intermediate point which links to the next (Bindu); the episode (Pataka); the incident in the episode (Prakari) and the dramatic outcome (Karya). These are to be used according to the main Rasa of the play and the prescriptions of the Shastra.(NS: 19.21)

Bijah Bindu Pataka cha Prakari  karyameva cha / Artha-prakrutyah pancha tatva yojya tata vidihi // (NS:19.21)

As regards the success of the play (Siddhi), it is said,  the successful production (Siddhi) of a play enacted on the stage (Ranga) with the object of arousing joy (Rasa) in the hearts of the spectators involves  various  elements of the components of  the actors’ gestures, actions (Anubhava) and speech (vachika); bringing forth (abhinaya) their intent, through the medium of  theatrical (natya-dharmi) and common (Loka-dharmi) practices; in four styles of representations (Vritti-s) in their four regional variations (pravrttis) ; with the aid of  melodious songs  accompanied by  instrumental music (svara-gana-adyota).

The assembly of spectators with different tastes and levels of appreciation should all be able to enjoy the play. Therefore, Bharata instructs that a play should be such that it caters to the interests and dispositions of varied class of men and women; the young and the old, with each class looking for its own favorite type of entertainment It is upon such versatile ability that the success of a play depends. The play-production, thus, was aimed to satisfy the happy, responsive spectators and enthuse them to visit the theater more often.

Bharata elaborates (NS.27.57-61) :

The young are keen on the portrayal of love; and, those after money relish scenes depicting acquisition of wealth. And, the ones who love adventure delight in the terrible and odious acts of battle and combats; whereas the old and pious always praise the enactment of well known tales and legends from the Puranas  (epics) lauding the virtues and good deeds ; the devout look for philosophical and religious aspects ; and, those disinterested in the mundane seek liberation (moksha) .  The common folks, the women, children and the dimwitted lap up with relish comic situations evoking laughter and fun, attractive costumes and make up.

Apart from these types, Bharata also mentions an elite class of appreciative spectators with refined tastes and deep interest in the technical aspects of production. Such connoisseurs were also aware of the theatrical traditions and conventions of performance on the stage. These were the well-informed class who cared more about the aptness of the techniques of performance, critically evaluated the merits (guna) , the defects (dosha)  and the success of the theatrical performance as a whole.

Then there were also the artists specialized in different branches of music and dance; the scholars who relished subtle nuances in the rendering of speech and the lyrics of the songs; and, there were the accomplished courtesans who were experts in presenting alluring and  delectable performances .

All such elite class were the cream of spectators, for whose approval and appreciation the whole of theatrical group collectively and individually looked forward with great hope and fear.

The producer of the Drama had also the onus to please the patron who sponsored and financed the play –production and display.

Nānāśīlāḥ praktaya śīle nāya vinirmitam uttamā-adhama madhyānā vddha bāliśayo itām 57

Tuṣyanti taruā kāme vidagdhā samayātvite arthevarthaparā ścaiva moke cātha virāgia 58

Śūrāstu vīra raudreu niyuddhevāhaveu ca dharmā akhyāne  purāeu vddhā stuyanti nityaśa 59

Na śakyamadhamairjñātumuttamānā viceṣṭitam tattva bhāveu sarveu tuyanti satata budhā 60

Bālā mūrkhā striyaścaiva hāsyanaipathyayo sadā yastuṣṭo tuṣṭimāyāti śoke śokamupaiti ca 61

Abhinavagupta observes Drishtaphala [visible fruits] like banners or material rewards do not indicate success of a play production. Real success is achieved when the play is performed with skilled precision, devoted faith and pure concentration. To succeed, the artist must immerse the spectator with pure joy of Rasa experience. The spectator’s concentrated absorption and appreciation is indeed the success.

Dhananjaya in his Dasarupaka remarks that responsive spectators, fired by enthusiasm and imagination, contribute to the success of the play in the manner of ‘children playing with clay elephants ‘. ” When children play with clay-elephants, etc., the source of their joy is their own utsaha (enthusiasm). The same is true of spectators watching the heroic deeds of  characters , say  like, Arjuna and other heroes on the stage.”…… 

Kridatam mrnrnayair yadvad balanam dviradadibhih / svotsahah svadate tadvac chrotrnam Arjunadibhih.

**

2.1. The text employs Natya as a generic term, which broadly covers drama, dance and  music . It does not treat dance as a separate category of art form. Bharata while dealing with Angikabhinaya (body-language) speaks of nrtta, pure movements that carry no meaning – as compared to Abhinaya (literally meaning that which carries the meaning forward towards the audiencei. e. gestures that convey specific meaning. Nrtta was, in fact, meant to provide beauty, grace and a certain luster to the performance. The postures of the nrtta (called karanas) were classified by Bharata as tandava and sukumara, to convey vigor and grace.

[ Nandikeshwara (circa sixth century), author of Abhinaya_darpana, is believed to be the first to recognize dance as an independent art. He called it natanam; and classified it in to nrtta (Pure dance), nrtya (abhinaya – expressional aspectand natya (combination of nritta and nrtya with a dramatic element to it).]

3.1. It is said that the text which we know as Natya-Shastra was based on an earlier text that was much larger. And, many views presented in Natya-Shastra are believed to be based on the works of other scholars. There are frequent references to other writers and other views; there are repetitions; there are contradictory passages; there are technical terms, which are not supported by the tradition.

[ It appears there were texts on Drama even much prior to Natyashastra. Panini (Ca.500 BCE) the great Grammarian, in his Astadhyayi (4.3.110-11), mentions two ancient Schools  –  of Krsava and Silalin- that were in existence during  his time – Parasarya Silalibhyam bhikshu nata-sutreyoh  (4.3.110); karmanda krushas shvadinihi  (4.3.111). It appears that Parasara , Silalin , karmanda and Krsava were the authors of  Bhikshu Sutras and Nata Sutras. Of these , Silalin and Krsava  were said to have prepared the Sutras  (codes )  for the Nata ( actors or dancers). At times, Natyashastra refers to the performers (Nata) as Sailalaka -s  . The assumption is that the Silalin-school , at one time,  might have been a prominent theatrical tradition. Some scholars opine that the Nata-sutras of Silalin ( coming under the Amnaya tradition) might have influenced the preliminary part (Purvanga) of Natyashastra , with its elements of worship (Puja).

However, in the preface to his great work Natya-shastra of Bharatamuni (Volume I, Second Edition , 1956) Pundit M. Ramakrishna Kavi mentions that  in the Natyavarga of Amara-kosha (2.10.12) there is reference to three  schools of Nata-sutra-kara : Silalin ; Krasava; and,  Bharata .

 Amarakosha

It appears that in the later times,  the former two Schools (Silali and Krasava) , which flourished earlier to Bharata , went out of existence or merged with the School of Bharata; and, nothing much has come down to us  about these older Schools. And, it is also  said, the Bharata himself was  preceded  by  Adi-Bharata and Vriddha (senior) Bharata.  And, all the actors of whatever earlier Schools, later came to be known as Bharata-s. ]

3.2. These factors lend support to the view that Natya-Shastra might have been the work of not one single author but of several authors, spread over a long period of time.

Ms. Kapila Vatsyayan, a well known scholar, however observes that the text projects an integrated vision and   a unity of purpose. She points out many instances of reference to later chapters in the text, and says they are indicative of the coherent and well knit organic nature of the work. 

For those reasons, she concludes, Natya-Shastra was the work of a single author.

4.1. Rasa, as discussed in Natyashastra, meant aesthetic appreciation or joy that the spectator experiences.  As Bharata says , Rasa  should be relished  as an emotional or intellectual  experience : na rasanāvyāpāra āsvādanam,api tu mānasa eva (NS.6,31) .

The yashāstra states that the goal of any art form is to invoke  such Rasa.

[Bharata explains Rasa  as an experience that can be relished – like the taste of food – Rasyate anena iti rasaha (asvadayatva), which is associated with palate (ability to distinguish between and appreciate different flavors) . Yet ; the aesthetic senses that are primarily engaged with a theatrical presentation  are only the eye and the ear. The senses of taste, touch and smell are not , generally, associated with   the type of ones experience that Bharta talks about  while witnessing a Drama. These are personal or individual experiences.  But, Rasa, the aesthetic experience enjoyed by all the spectators , in a play, in common, is mainly through two senses : the eye and the ear. That ,perhaps , is the reason why Bharata says that the Rasa in a play should be relished only as an emotional or intellectual experience.]

Bharata’s theory of Rasa was crafted mainly in the context of the Drama.    After naming the eight Rasas, he says ‘these are the Rasas recognized in Drama’nāṭye rasāḥ smṛtāḥ – (N.S 6.15).  In the prose-passage following the verse thirty-one of Chapter six, Bharata commences his exposition of Rasa, saying: I shall first explain Rasa; and, no sense or meaning proceeds without Rasa (Na hi rasa-adrate kaschid-arthah pravartate).

He , then  focused on the dancer’s or actor’s performance and effort to convey the   psychological  state , which the character is experiencing , to the spectator, in order to create  Rasa – the aesthetic appreciation or enjoyment of the art – in the heart and mind of the spectator.

The famous Rasa-sutra or basic “formula”, in the Nāyashāstra, for evoking Rasa, states that   the vibhāva, anubhāva, and vyabhicāri bhāvas  together produce Rasa:  tatra vibhāvā-anubhāva vyabhicāri sayogād rasa nipatti 

Bharata elaborated the process of producing  Rasa in terms of eight Sthayi Bhavas – the principle emotional state of the character expressed by the performer  with the aid of Vibhava (the cause) and Anubhava (the enactment)  ; thirty-three Vyabhicāri (Sanchari) bhāvās –  the transient emotions; and, eight  Sattivika-bhavas – the involuntary physical reactions.  Among these, the more important  ones are said to be vibhāva and anubhāva , which  invoke the Sthāyi bhāva, or the principle emotion at the moment.  Such elements employed to convey the psychological state of the character, thus, in all, amounted to forty-nine or more. 

[The Sattvika , the involuntary–reflexes, were perhaps meant to introduce a realistic style of acting – suited to the situation as also to the nature, psychological state and the social standing of the character , as compared to the purely conventional style .]

 It is explained; they are called Bhavas because they happen (Bhavanti); they cause or bring about (Bhavitam);  and,  are felt (bhava-vanti). Bharata explains they are called Bhavas because they effectively bring out the dominant sentiment of the play – that is the Sthāyibhāvā – with the aid of various Bhavas , such as words (Vachika), gestures Angika), costumes Aharya) and bodily reflexes (Sattva) – for the enjoyment of the good-hearted spectator (sumanasaḥ prekṣakāḥ) . Then it is called the Rasa of the scene (tasmān nāṭya rasā ity abhivyākhyātāḥ).

Nānā bhāvā abhinaya vyañjitān vāg aṅga sattopetān / Sthāyibhāvān āsvādayanti sumanasaḥ prekṣakāḥ / harṣādīṃś cā adhigacchanti tasmān nāṭya rasā ity abhivyākhyātāḥ //6.31//

In brief, Abhinaya is the art of communicating bhāva (emotion) to produce Rasa (aesthetic enjoyment). The Rasa theory of the yashāstra is considered one of its most important contributions, with several scholars over the centuries until today discussing and analyzing it extensively.

Thus, Bharata’s concept and derivation of Rasa was mainly in the context of the Drama. That concept  – of the enjoyment by the recipient spectator- as also his views on the Gunas and Dosha that one must bear in mind while scripting and enacting the play , were later  enlarged , transported  and adopted into Kavya as well.

*

Bharata, initially, names four Rasas (Srngara, Raudra, Vira and Bhibhatsa) as primary; and, the other four as being  dependent upon them .That is to say that the primary Rasas, which represent the dominant mental states of humans, are the cause or the source for the production of the other four Rasas.

Bharata explains that Hasya ( mirth) arises from Srngara ( delightful) ; Karuna ( pathos) from Raudra ( furious); Adbhuta ( wonder or marvel ) from the Vira  ( heroic); and, Bhayanaka ( fearsome or terrible) from Bhibhatsa ( odious).

śṛṅgārāddhi bhaveddhāsyo raudrācca karuṇo rasaḥ vīrāccaivādbhutotpattirbībhatsācca bhayānakaḥ 6.39

But, effectively, the eight Rasas listed in yashāstra are well accepted. Some scholars remark that the   distinction of Four basic Rasas ; and , their associate four Rasas is a mere technical detail that the spectators may not be interested in.

śṛṅgāra hāsya karuā raudra vīra bhayānakā bībhatsā adbhutasajñau cetyaṣṭau nāye rasā sm 15

Later, by the time of Abinavagupta Shanta rasa came into discussion; and, eventually was  recognized . Thus , concept of Navarasasa was accepted.Later on Vatsalya , Bhakthi and such others were also named as Rasas. Thus the number of Rasas is not mere nine or eleven , it could be more

**

4.2.  Bharata gave a definite structure to the drama; and said every play must portray and convey a  dominant Rasa; and , each of the eight rasas providing enjoyment to the audience. A Rasa depends on the type of the story and sort of the hero. According to him, hero (neta), story (vastu) and rasa (artistic enjoyment) constitute the essential ingredients of a drama – Vastu neta rasas tesam bhedako .

Natya-Shastra strives with a single pointed devotion to bestow an artistic form and content to what was still then a vulgar source of entertainment. Bharata could say with pride “parents could watch a dramatic performance in company of their sons and daughters-in-law.”(Natya-Shastra– 22:288)

5.1. That leads us to the question who was this author? Was Bharata his name   ? Was Bharata the name of his tribe? Or, was it a clever acronym?

There are, of course, no clear answers to these questions. The author made no attempt to reveal his identity. The book, as I mentioned earlier, is in the form of dialogue between Bharata and the sages.  The author was explaining the broad parameters, the basic principles and techniques of theatrical art as they then existed. He was not expounding the text as if it were his discovery or as his personal position. He was lucidly and systematically explaining a tradition that was alive and vibrant. These factors lead us to believe that Bharata, whoever he was, might have been a practicing- well informed-leading performer of his time belonging to a certain tradition . Bharata perhaps   belonged to a community of artists, actors, dancers, poets, musicians who shared a common heritage and common aspirations. 

5.2. From the prologue, couched in mythological language and imagery, it appears, Bharata was also a teacher and a preceptor of a school or an academy. He had a number (100?) of sons and pupils each of them being an accomplished performer or a learned theoretician. He produced plays with their assistance; by assigning each one a specific role.

It is very unlikely there were ‘theatrical Companies’, as such . Perhaps the family of Bharatas – producers, directors  (Sutradhara) and actors, as also their disciples of various talents and ranks, managed the theater as a group, under the leadership of the senior Bharata being in charge. It does, also, appear that the actors of various ranks of importance, dancers, musicians, assistants and minor functionaries did receive a systematic training in their  craft.

Such a troupe leader (Bharata) might also have been the one who assigned roles in a play; and, taught the rules of  the art/craft to the actors and actresses. His chief function seems to have been mostly supervisory. He might also have been involved in the design and structure of the theater hall (Natya-shala)

Thus, the Bharata, whoever he might be, should have been one capable of performing all those diverse and difficult tasks, with a sense of responsibility and commitment. Besides, he should have been one  who was sensitive to human frailty; and, also conversant with the language  customs  and nature of people of different classes and regions,

The term Bharata perhaps initially referred to a multi-talented virtuoso; and also, a producer / director of plays. The author of the Natya-Shastra was perhaps one such “Bharata”.

5.3. Incidentally, the text – in its chapter 35 – Bhumika vikalpa – provides a sort of definition of the term Bharata, as: one who conducts as the responsible leader of a performance – as producer , director and stage manager  – who is required to be an expert not only in acting but  also in all those arts which together constitute a performance – by acting in many roles, by playing many instruments and by providing many accessories – is called Bharata – (Natya-Shastra 35: 63-68, 69-71).

[ In this connection, I shall speak of the qualities of a Director. An enumeration of his qualities will constitute these characteristics; they are: First of all, he should possess knowledge of characteristics of everything concerning the theater, desirable refinement of speech, knowledge about the Tala, rules for timing of songs, and of the theory relating to musical notes and to the playing of musical instruments.

63-68. One who is an expert in playing the four kinds of musical instrument, well-trained in rites prescribed in the Sastras, conversant witli the practices of different religious sects and with polity and the science of wealth, expert in the manners of courtezans (kama-shastra), and in poetics(kavya-shastra) , knows the various conventional Gaits  and movements (gati-prakara), throughly appreciates all the States (bhava) and the Sentiments (rasa), is an expert in producing plays, acquainted with various arts and crafts, conversant with the rules of prosody and the metrical feet (chhandas shastra), and is clever in studying the different Sastras, acquainted with the science of stars and planets and with the working of the human body, knows the extent and customs of the earth, its continents and divisions, mountains and people, and the descendants of different royal lines (prasutivit) , is fit to attend to the Sastras relating to his works, capable of understanding them and of giving instruction [on the subjects]; should be made a teacher {acharya) and a Director (Sutradhara)

69-71. Now listen to me speaking about the natural qualities of a Director. He should be possessed of memory , intelligence and judgement; should be patient, liberal, firm in his words, poetical, free from any -disease, sweet [in his manners], forbearing, self-possessed, sweet-tongued, free from anger, truthful, impartial, honest, resourceful (pratimanta) and free from greed for praise.

– The Natyashastra –  translation by Manmohan Ghosh – 1950 – (page 546) – Chapter 35. Bhumika vikalpa – Verses 63 to 71 ]

5.4. The author of the Natya-Shastra is also often addressed, in later times, as Bharata­muni. Shri Adya Rangacharya, a noted scholar, remarks.  “The usual trappings of a muni (sage) are nowhere mentioned”. On the other hand, his sons misused their knowledge and   ridiculed the sages; and the enraged sages promptly cursed them “as due to pride in your knowledge you have taken to arrogance; your corrupt-knowledge (ku-jnana) will be destroyed.” (Natya-Shastra 36: 29 – 35).

5.5. Bharata recounting this sad episode, cautions the community of artists not to overreach themselves, in arrogance, just because the art had bestowed upon them a special position in the society . The art that empowered them, he counsels, derives its strength from the society; and, the artists, therefore, have a special responsibility to cultivate discipline, self-restraint and humility (Natya-Shastra 36: 29 – 38).

5.6. Bharata refers, repeatedly, to the power that creative art is capable of wielding; and to the responses – both subtle and intense – they can evoke in the hearts of men and women. He asks his sons and disciples not to destroy drama which has its origins in the hoary past of the Vedas and their upangas (supplementary texts). He implores them to preserve the dramatic art by teaching it to their disciples; and to spread the art by practicing it.

5.7. [The attempt to explain Bharata as an acronym for three syllables Bha (bhava), Ra (raga) and Ta (tala) , somehow, is not convincing at all.  At the time Natya-Shastra was composed, music was discussed in terms of pada (words), svara (notes) and tala (rhythm) forming components of a certain style of music called gandharva said to have been derived from Sama. Bharata talks about structured and unstructured music: bhaddha (structured like a verse or a stanza; and with rhythm) and anibhaddha (unstructured – without rhythm, analogues to the present-day aalap). The term raga did not come to prominence  until Matanga (about sixth century), in his Brihaddesi, elucidated the categories of muchchhanas and jatis; and introduced the term raga and outlined its concept.]

5.8. Thus, the author of the Natya-Shastra, whoever he might be, comes across as a multi-talented virtuoso, a person of great learning, culture and rooted in good tradition (sampradaya, parampara). He was well grounded not merely in Vedic learning and its ethos  , but also in kavya (literature) , fine arts, Ayurveda (medicine), jyothisha  (astrology), ganitha (mathematics), vastu-shilpa (architecture) and  hathayoga. His understanding of the human anatomy- particularly the motor and sensory systems and the joints; the relation between the physical stimulus and psychic response; as also the relation between psychic states and expressions through physical movements  were truly remarkable.

6.1. As regards its date, it is not clear when the Natya-Shastra was initially articulated. There are, of course, a host of debates concerning the date of composition of the text. I however tend to go along with the argument that Natya-Shastra was a post Upanishad text; but it was prior to the age of the Puranas; and certainly much earlier to the age of classic Sanskrit drama. The following, briefly, are some of the reasons:

*. Natya-Shastra describes itself as Natyaveda, the fifth Veda that would be accessible to all the four castes (1:12). It claims that the text imbibes in itself the articulated- spoken word (paatya) from Rig-Veda ; the ritual and the body-language (abhinaya) from Yajur Veda; musical sound , the sung-note, from Sama Veda; and Sattvika (understanding of the relation between mind and body-expressions) – for conveying various bhavas through expressions exuding grace and charm – from Atharva Veda . (Natya-Shastra – 1:17-19)

jagrāha pāṭhyamṛgvedātsāmabhyo gītameva ca । yajurvedādabhinayān rasānātharvaṇādapi ॥ 17॥

vedopavedaiḥ sambaddho nāṭyavedo mahātmanā । evaṃ bhagavatā sṛṣṭo brahmaṇā sarvavedinā ॥ 18॥

utpādya nāṭyavedaṃ tu brahmovāca sureśvaram । itihāso mayā sṛṣṭaḥ sa sureṣu niyujyatām ॥ 19॥

*. The text is permeated with the Vedic symbolism and the imagery. The theatrical production is compared to yajna; with the stage being the vedika,   the altar. The dramatic spectacle, just as yajna, is said to have a moral and ethical purpose.

The text might have, therefore, arisen at a time when the Vedas were not a remote theoretical fountain head, but a living-immediate experience. 

*. The text strongly recommends that puja, worship, be offered to the stage before commencement of the show. It however recognizes puja as distinct from yajna. There is, however, no reference to “image” worship.

*. The gods revered and worshiped in the text are the Vedic gods; and not the gods celebrated in the puranas. For instance, Natya-Shastra begins with a salutation to Pitamaha (Brahma) and Maheshwara. There is no specific reference to Shiva. There is no mention of Nataraja even while discussing karanas and angaharas. Ganesha and the avataras of Vishnu are conspicuously absent. There are no references either to Krishna or to the celestial raasa dance. 

*.The gifts showered by the gods on successful performance of the play are similar to the gifts received by the performer at the conclusion of the yajna.

“Indra (Sakra) gave his auspicious banner (dhwaja) , then Brahma a kutilaka ( a crooked stick) and Varuna a golden pitcher (bhringara) , Surya an umbrella, Shiva success (siddhi) and Vayu a fan , Vishnu a throne (simhasana), Kubera a crown  and Saraswathi –visibility and audibility.” (Natya-Shastra-1.60-61)

brahmā kuṭilakaṃ caiva bhṛṅgāraṃ varuṇaḥ śubham । sūryaśchatraṃ śivassiddhiṃ vāyurvyajanameva ca ॥ 60॥

viṣṇuḥ siṃhāsanaṃ caiva kubero mukuṭaṃ tathā । śrāvyatvaṃ prekṣaṇīyasya dadau devī sarasvatī ॥ 61॥

*. It therefore appears; during the time Natya-Shastra was compiled the prominent gods were the Vedic gods such as Indra, Varuna and Vayu; and not the gods of the Puranas that came in to prominence centuries later.

*.The mention of the Buddhist bhiksus and Jain samanas indicate that Natya-Shastra was post –Buddha and Mahavira.

*. Natya-Shastra employs a form of Prakrit, which predates the great poet Ashvaghosha’s play (first century).

For these reasons, the scholars generally agree that Natya-Shastra might have been composed sometime between second century BCE and second century AD, but not later.

indian_aesthetic

7. 1.The questions whether or not the Natya-Shastra was compiled in a particular year by a particular person are not  very important. Whatever are the answers to those questions, the importance of the work would not be diminished nor its wisdom distracted. What is of great importance is that Natya-Shastra has provided a sustainable foundation and framework for development of theory and practice of arts in India. Just as Panini standardized the classical form of Sanskrit, Bharata standardized the classical form of drama. He gave it status and dignity; a form and an objective; a vision and finally a technique.

7.2. Bharata ensured that drama and dramatic performance is first a work of art before it is literature – drsya kavya a form of literature that could be seen and heard.

7.3. His brilliant intuition and intellect has inspired generations of artists over several centuries. It is immaterial whether or not Bharata was an individual or when he lived.

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8.1. It could be said that the Natya-shastra is broadly modeled into four sections, based on Abhinaya or modes of conveying theatrical expressions which bring pleasure, pure delight (Rasa) to the cultured spectators (sahrudaya). Such Abhinaya-s are: Sattvika (conveyed through expressions which delight the mind); Angika (natural and appropriate movements of body, limbs and face); Vachika (delivery through speech and songs); and Aharya (costume, decoration, make-up and such others to heighten the beauty or the effectiveness of the dramatic presentation).

natyashastra-4-638

The author of the Natya-shastra seems to have assigned greater importance to Sattvika elements, the expressions of which are conveyed through the aid of movements, gestures (Angika) and speech (Vachika).

8.2. The Sattvika aspects are dealt in Chapters 6 and 7; followed by Angika in Chapters 8 to 13; and, Vachika in Chapters 14 to 20.  The Aharya which deals with costume, scenic presentation, movement on the stage along with music from the wings etc follow in the later Chapters.

The four-fold core Chapters are supported by information and descriptions about the origin and greatness of the theatrics; different forms of the stage and the norms for construction; qualifications and desirable modes of behavior of the actors; and the rituals and prayers before and after the play etc.

Thus, the core of the theatrical art and science is dealt in 29 Chapters  – from 6 to 34.

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9.1.  A question that is often asked is: why were the ancient Indian scholars and seers reluctant to disclose, in their works, details of themselves and of their times? Did they lack a sense of history? 

There is, of course, an array of explanations, in answer to that.

But, I think it had a lot to do with the way the ancients defined their relation to a school of thought, and the position, they thought, their text occupied in the tradition of that school. They always viewed themselves as a part of an ongoing tradition – parampara. Invariably, even the best known of our thinkers (say, the Buddha, Badarayana or Shankara) did not claim that they propounded an absolutely new idea that was totally unknown hitherto. They always said, they were interpreting or elucidating the truth in the light of eternal pristine principles.  They did not lay claim to novelty or uniqueness. They placed their work in relation to the larger and broader river or stream of the tradition. Within that tradition, individual styles, innovative ideas or enterprising leaps of thought were surely discerned; but they were always placed and viewed in context of the overall ongoing tradition.

9.2. As regards Natya-Shastra, as Kapila Vatsyayan  summed up beautifully:

“ it was analogous to the Gomukh demarcating the glaciers above and the rivers which flow with streams of the Alakananda and the Mandakini , the Bhagirathi and others with their manifold confluences and some divergences , but all of which we recognize as the Ganga. The analogy of streams, confluences (prayaga) and the continuous flowing and yet unchanging nature of the river is the closest approximation in which the parampara of the Natya-Shastra, the text and dramatics of inflow confluences, outflow and ultimate inflows in to the ocean, can be explained.”

9.3. The individual biological identity in terms of the physical events of the birth and the personal life of the author did not, therefore, seem to be a psychical concern. Individual effort and contribution in furthering a school of thought was, no doubt, important; but it was viewed as an integral part of the dynamics of the flow and course of the river called parampara, characterized with its nature of continuity and change.

The attitude signified being alive to a sense of tradition rather than lack of a sense of history.

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1 0. Why  was the text called a Shastra?

The term Shastra does not always carry connotations of ritual or religion. Nor does it always mean classical, as in shastriya sangeeth

The Sanskrit- English dictionary of Sir Monier-Williams describes the term as an order, a command, a rule, teaching, and instruction manual relating to religious precepts. But,  Shastra, in fact, means much more than that.

10.1.In the Indian context , Shastra is a very extensive term that takes in almost all human activities – right from cooking to horse and elephant breeding; love making to social conduct; economics to waging wars; justice system to thievery ; and of course all the arts- from archery to poetry. There  is a  Shastra – a way of doing and rationalizing — for almost everything. A Shastra binds together the theory that provides a framework for rationalizing the practice; and the practice that illustrates the theory. Shastra is, at once, the theory of practice and practice of a theory- enriching each other.

10.2. The author of Natya-Shastra prefers tocall it a prayoga Shastra – a framework of principles of praxis or practice. Bharata makes a significant opening statement: “I am creating a theory and text of performance; of practice and experimentation” . He also underlines the fact that the efficacy of its formulation lies in practice (prayoga).

10.3. There is a certain flexibility built in to the structure of the text. It provides for varied interpretations and readings. The author himself encourages innovations and experimentations in production and presentation of plays. He even permits modification of his injunctions; and states the rules “can be changed according to the needs of time (kaala) and place (desha)” . The text accordingly makes room for fluidity of interpretation and multiple ways of understanding it. The intellectual freedom that Bharata provided to his readers/listeners ensured both continuity and change in Indian arts over the centuries.

tree of life

11. 1.Natya-Shastra,throughout, talks in the metaphor of the seed (bija) and the tree. It talks of the organic inter-relatedness of the parts and the whole; each branch of the text being distinct and yet inspired by the unitary source. Introduction of the core theme is the seed (bija) and its outer manifestation is like a drop of liquid or a point (bindu) that spreads and enlarges (vistara) to fill the structured space. That denotes both the process and the structure.

11.2. Bharata also explains the relationship between the structure of the drama, its plot, bhava and rasa through the imagery of a tree. The text grows like a tree and gives out shoots like the proverbial Asvattha tree.” Just as a tree grows from a seed and flowers and fruits… So the emotional experiences (rasa) are the source (root) of all the modes of expressions (bhava). The Bhavas, in turn, are transformed to rasa.”(Natya-Shastra: 6-38)

yathā bījād bhaved vṛkṣo vṛkṣāt puṣpaṃ phalaṃ yathā । tathā mūlaṃ rasāḥ sarve tebhyo bhāvā vyavasthitāḥ ॥ 38॥

11.3. This idea of multiplicity springing out of a unity is derived from the worldview nourished by the ancient Indians. Bhartrhari (Vakyapadiya) , for instance, observes  that diversity essentially pre-supposes an underlying unity (abedha-purvaka hi bhedah).  In other words, he says, where there is difference or division there must be a fundamental identity underneath it ; else, each cannot relate to the other; and , each object in the world would be independent of , or unconnected to  every other thing in existence.

Such holistic view  treats the world as a living organism, a whole with each part interrelated and inter dependent. The expanding universe is viewed as a process of sprouting from the primordial source (bija), blooming, decaying and withering away, at some time; but only to revive and burst forth with renewed vigor. The seed (Bija) is the source / origin of the tree; and, Bija is also its end product. The relationship between the universe and the human; between nature and man, too, has to be understood within the cyclical framework of the Bija- and -the tree concept.

Bharata seems to suggest that theater is an organism, just as life is an organism that re-invents itself.


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12 . Let me end this in the way Bharata concluded his Natya-Shastra:

He who hears the reading of this Shastra , which is auspicious, sportful, originating from the mouth of Brahman , very holy , pure good, destructive of sins; and he who puts in to practice and witnesses carefully the performance of drama will attain  the same blessed goal which masters of Vedic knowledge and performers of yajna – attain.” (Natya-Shastra-37:26-28 )

ya idaṃ śruṇuyān nityaṃ proktaṃ cedaṃ svayambhuvā । kuryāt prayogaṃ yaścaivamathavā’dhītavān naraḥ 26

 yā gatirvedaviduṣāṃ yā gatiryajñakāriṇām । yā gatirdānaśīlānāṃ tāṃ gatiṃ prāpnuyāddhi saḥ 27

 dānadharmeṣu sarveṣu kīrtyate tu mahat phalam । prekṣaṇīyapradānaṃ hi sarvadāneṣu śasyate 28

 [ http://sanskritdocuments.org/doc_z_misc_major_works/natya37.html?lang=iast]

golden-bodhi-tree-symbol-thai-style-isolate-background-vector-illustration-54289542

Please also read Abhinavabharati – an interpretation of Bharata’s Natya-Shastra

 

Sources and references

Bharatamuniya Natya-Shastra by prof.SKR Rao

Bharata: The Natya-Shastra by Kapila Vatsyayan

Introduction to Bharata’s Natya-Shastra by Adya  Rangacharya

An introduction to natya shastra – gesture in aesthetic arts  by  M. S. Thirumalai, Ph.D.

Translation of the Natya-Shastra verses from the Natya-Shastra by Man Mohan Ghosh

http://sanskritdocuments.org/doc_z_misc_major_works/natya36.html?lang=iast

Images are from Internet

 
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Posted by on September 13, 2012 in Abhinavagupta, Music, Natya, Sanskrit

 

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Temple Architecture – Devalaya Vastu – Part Six (6 of 9)

Symbolism of the temple

Symbolism of the temple

A Temple is a huge symbolism; it involves a multiple sets of ideas and imagery.

The temple is seen as a link between man and god; and between the actual and the ideal. As such it has got to be symbolic. A temple usually called Devalaya, the abode of God, is also referred to as Prasada meaning a palace with very pleasing aspects. Vimana is another term that denotes temple in general and the Sanctum and its dome, in particular. Thirtha, a place of pilgrimage is it’s another name.

The symbolisms of the temple are conceived in several layers. One; the temple complex, at large, is compared to the human body in which the god resides. And, the other is the symbolisms associated with Vimana the temple per se, which also is looked upon as the body of the deity. And the other is its comparison to Sri Chakra.

shanka-kshetra-Copyright 2005-2010-HareKrsna-com

Let’s start with the temple complex being looked upon as a representation of Sri Chakra.

At the centre of the temple is the image of divinity and its purity that generations after generations have revered and venerated. That image residing at the heart of the temple is its life; and is its reason. One can think of an icon without a temple; but it is impossible to think of a temple without an icon of the divinity. The very purpose of a temple is its icon. And, therefore is the most important structure of the temple is the Garbagriha where the icon resides.

In fact, the entire temple is conceived as the manifestation or the outgrowth of the icon. And, very often, the ground-plan of a temple is a mandala. Just as the Sri Chakra is the unfolding of the Bindu at its centre, the temple is the outpouring or the expansion of the deity residing in Brahmasthana at the centre.

The temple as also the Sri Chakra employs the imagery of an all – enveloping space and time continuum issuing out of the womb. In the case of Sri Chakra the Bindu is the dimension-less and therefore imperceptible source of energy. The idol, the Vigraha, in the Garbagriha represents the manifestation of that imperceptible energy or principle; and it radiates that energy.

The devotee- both at the temple and in Sri Chakra- moves from the gross to the subtle. In the temple, the devotee proceeds   from the outer structures towards the deity in the inner sanctum, which compares to the Bindu in the Chakra. The Sri Chakra upasaka too proceeds from the outer Avarana (enclosure) pass through circuitous routes and successive stages to reach the Bindu at the centre of the Chakr, representing the sole creative principle. Similarly the devotee who enters the temple through the gateway below the Gopura (feet of the Lord) passes through several gates, courtyards and prakaras, and submits himself to the Lord residing in the serenity of garbhagrha, the very hearts of the temple, the very  representation of One cosmic Principle.

The other symbolism is that the human body is a temple in which the antaryamin resides. The analogy is extended to explain the various parts of the body as being representations of the aspects of a temple. In this process, the forehead is said to represent the sanctum; and the top of the head, the tower. The space between the eyebrows, the ajna chakra, is the seat of the divinity. The finial of the tower is the unseen the sahasrara located above the head.

Accordingly, the sanctum is viewed as the head; and Right on top of that head is the passage through which the currents of life ascend to the tower through that stone slab Brahma-randra_shila. Around the four corners of this slab are placed the images of the vehicles or emblems that characterize the icon inside the sanctum.

Another interesting aspect is that the temple concept is a curious mixture of Vedic, Tantric and Agama principles. The Tantra regards the human body as a Mandala; and it is mobile (chara or jangama) Mandala. The Agama shastras regard a temple too as Mandala; and here it is an immobile (achala or sthavara) Mandala. The analogy of the temple with the human body finds closer relationships.

The symbolism extends to the conception of Vimana or the central part of the temple as the physical form of god. For instance, the sukanasi or ardhamantapa (the small enclosure in front of the garbhagrha) is the nose; the antarala is the neck; the various mantapas are the body; the prakaras are the hands and so on. Vertically, the garbhagrha represents the neck, the shikhara (superstructure over the garbhagrha) the head, the kalasha (finial) the tuft of hair (shikha) and so on.

The names assigned to various parts of the Vimana seem to go along with this symbolism. For instance, Pada (foot) is the column; jangha (trunk) is parts of the superstructure over the base; Gala or griva (neck) is the part between moulding which resembles the neck; Nasika (nose) is any nose shaped architectural part and so on. The garbhagrha represents the heart and the image the antrayamin (the indwelling Lord).  These symbolisms also suggest seeking the divinity within our heart.

The temple is also seen as a representation of the subtle body with the seven psychic centres or chakras. In the structure of the temple, the Brahma randra is represented in the structure erected on top of the sanctum. The flat-roof (kapota) of the sanctum is overlaid by a single square stone slab known in the texts as Brahma-ranhra-sila (the stone denoting the upper passage of life). The sanctum is viewed as the head; and right on top of the head is the passage through which the currents of life ascend to the tower through this stone slab.

Interestingly, the Kalasha placed on top of the Vimana is not imbedded into the structure by any packing it with mortar or cement. It is, in fact, placed in position by a hollow rod that juts out of the centre of the tower and runs through the vase, the Kalasha. It is through this tube that the   lanchana ‘tokens’ (cereals and precious stones) are introduced. One of the explanations is the hallow tube represents the central channel of energy the Shushumna that connects to the Sahasra, the seat of consciousness, through the Brahma randra.

The other symbolisms associated with the Sanctum and the tower above it are, that sanctum is the water (aapa) principle and the tower over it is Fire (tejas); the finial of the tower (Vimana) stands for air (vayu) and above the Vimana is the formless space (akasha). The sanctum is thus a constellation of the five elements that are basic to the universe. And fire being the active element that fuses the others, the tower becomes an important limb in the structure of a temple.

vimana

Iconography

Before we deal with iconography per se , let’s briefly go-over some its general principles associated with it .

The Agama shastras are based in the belief that the divinity can be approached in two ways. It can be viewed as nishkala, formless – absolute; or as sakala having specific aspects.

Nishkala is all-pervasive and is neither explicit nor is it visible. It is analogues, as the Agama texts explain, to the oil in the sesame-seed, fire in the fuel, butter in milk, and scent in flower. It is in human as antaryamin, the inner guide. It has no form and is not apprehended by sense organs, which includes mind.

Sakala, on the other hand, is explicit energy like the fire that has emerged out of the fuel, oil extracted out of the seed, butter that floated to the surface after churning milk or like the fragrance that spreads and delights all. That energy can manifest itself in different forms and humans can approach those forms through appropriate means. The Agamas recognize that means as the archa, the worship methods unique to each form of energy-manifestation or divinity.

The idea of multiple forms of divinity was in the Vedas. Rig Veda at many places talks in terms of saguna, the supreme divinity with attributes. The aspects of the thirty-three divinities were later condensed to three viz. Agni, the aspect of fire, energy and life on earth; Vayu, the aspect of space, movement and air in the mid-region; and Surya the universal energy and life that sustains and governs all existence, in the heavenly region, the space. This provided the basis for the evolution of the classic Indian trinity, the Brahma, Shiva and Vishnu.

The concept of polytheism gave tremendous impetus to all branches of Indian arts, literature and iconography. The polytheism is, in fact, the lifeblood of iconography; for it is only through a divinity with aspects one can represent and worship ones ideal with  love, adoration and earnestness. Making an image involves an understanding of its attributes, virtues, powers, characteristics, symbols and its disposition. An image is the visual and concrete form of idealism; the idioms of beauty grace and power nurtured and honed by generations after generations. It is a representation of a community’s collective aspirations.

Iconographic representations of gods and goddesses are the idioms aiming to give expression to their attributes, powers, virtues and disposition. Multiplicity of heads denotes presence of their concurrent abilities; and multiplicity of hands denotes their versatile abilities. For instance, three heads of a divinity indicates trio guna (guna-triad: sattva, Rajas and tamas) or shakthi traya [iccha (will), Jnana (consciousness) and kriya (action) shakthis or powers] . Four heads represent compreneshion  or enveloping four Vedas ; or overseeing four directions . Five heads stand for five principles or elements  (pancha-bhuthas) or five divine attributes or five stages of the evolutionary process

shristi (creation), shthithi (expansion), samhara (withdrawal),  triodhana (concealing) and anugraha (preserving  till the commencement of the next cycle  of evolution) ]

Not all divine representations are made through icons. Shiva is represented usually by a conic linga or an un-carved rock ; Vishnu and Narasimha are worshipped at homes as Saligrama (a special types of smooth dark stones found on bed of the Gandaki river); Ganapathi is best worshipped in the roots of the arka plant, and he is also represented by red stones (sona shila) or turmeric cones or pieces (haridra churna). The Devi in Kamakhya temple is worshipped in a natural fissure of a rock. Yet all these divinities have specified well defined iconographic forms.

 

Since the very purpose of the temple structure is the image residing in it; and the temple is regarded the virtual expansion of the image, let us talk for a while about temple iconography.

Iconography, in general terms, is the study and interpretation of images in art. But, in the context of this discussion it could be restricted to the study of icons meant for worship and the images used in temple architecture. The temple iconography is more concerned with the concept, interpretation and validity of the icon in terms of the themes detailed in the scriptures or the mythological texts; and with the prescriptions of the shilpa shastra. There is not much discussion on the styles of architecture or the art forms, per se.

[A short explanation about the term iconography. We are using it for want of a better term in English. The word icon is derived from Greek eikon; and it stands for a sign or that which resembles the god it represents. In the Indian tradition what is worshipped is Bimba, the reflection or Prathima, the image of god, but not the god itself. Bimba means reflection, like the reflection of moon in a tranquil pool. That reflection is not the moon but an image (prathima) of the moon. In other words, what is worshipped in a temple is an idea, a conception or the mental image of god, translated to a form in stone or metal or wood; but, it is not the god itself. The Indian term for Iconography is therefore Prathima –lakshana, the study of images.]

Besides the agamas, there are several texts that detail the processes involved in practicing the art; and specify the rules governing iconography and iconometry.  The Brihat Samhita of Varahamihira (6th century AD) is an ancient text that provides descriptions of certain images. It refers to one Nagnajit, as the author of a contemporary work on Silpasastra – but not much is known about him or his work. Shukranithisara is another treatise which discusses aspects such as the proportions and the measurements recommended for the images of various classes and attributes. The subject he dealt with has since developed into Iconometry. Someshwara’s (a 1th century western Chalukya king) Abhilashitartha Chintamini contains interesting iconographical details of many important deities.  And, Hemadri (13th century AD) who hailed from Dakshina Kannada region authored Caturvarga_chintamini, which deals with temple architecture and construction. He is credited with introducing a method of construction that did not use lime.

In addition, there are the major and authoritative texts that deal comprehensively with all aspects of Devalaya Vastu. These include Kashyapa shilpa samhitha, Mayamata, Manasara, Shilpa rathna, Kumaratantra, Lakshana_samuchayya, Rupamanada; and the Tantrasara of Ananda Tirtha (Sri Madhwacharya) , which contains sections dealing with the study of images (iconography and iconometry).

Among the puranas, the Agnipurana details the Prathima_lakshanam (the characteristics of images), Prathimavidhi (the mode of making images), and Devagraha nirmana (the construction of places of worship).

Similarly, the Matsya Purana (dated around second century AD) has eighteen comprehensive chapters on  architecture and sculpture. This purana mentions as many as eighteen ancient architects (vastu_shatropadeshkaha): Brighu, Atri, Vashista, Vishwakarma, Brahma, Maya, Narada, Nagnajit, Visalaksa, Purandara, Kumara, Nanditha, Shaunaka, Garga, Vasudeva, Aniruddha, Shuka and Brihaspathi. Many of these names appear to come from mythology; but quite a few of them could be historical. Sadly, the works of most of these savants are now lost. The Mathsya purana says that the best aspect of karma yoga is the building temples and installing deities; and therefore devotes several chapters to the subject of temple construction and image making.

The Vishnu purana (dated about 3rd century AD) too contains several chapters on the subjects of architecture and sculpture. Further, it includes the Vishnu_dharmotthara_purana (perhaps an insertion into the Vishnupurana at a later period), which is a masterly treatise on temple architecture, iconography and painting. This work which is in the form of a conversation between the sage Markandeya and the King Vajra is spread over 42 chapters. In part three of the text there is virtually a catalouge of the various deities with  descriptions of their features, stance and gestures (mudras) apart from their disposition and attributes.

In addition to  the Sanskrit texts, the Tamil works – Mandalapurusha’s Chintamini Nigandu and Sendanar’s Divakara nigandu, are well known and widely accepted. Besides, there is an ancient work by an unknown author, Silpam (perhaps a translation of an ancient Sanskrit text), which is popular among the shilpis.

A special mention needs to be made about iconography ‘s (prathima lakshana) relation with Natyasastra.

The Shilpa and Chitra (painting) are closely related to Natyasastra (ca. second century BCE). The rules of the iconography (prathima lakshana), in particular, appear to have been derived from the Natyasastra. The Indian sculptures are often the frozen versions or representations of the gestures and poses of dance (caaris and karanas) described in Natyasastra. The Shilpa (just as the Natya) is based on a system of medians (sutras), measures (maanas), postures of symmetry (bhangas)   and asymmetry (abhanga, dvibhanga and tribhanga); and on the  sthanas (positions of standing, sitting, and reclining). The concept of perfect symmetry is present in Shilpa as in Nrittya; and that is indicated by the term Sama.

The Natya and Shilpa sastras developed a remarkable approach to the structure of the human body; and delineated the relation between its central point (navel), verticals and horizontals. It then coordinated them, first with the positions and movements of the principal joints of neck, pelvis, knees and ankles; and then with the emotive states, the expressions. Based on these principles, Natyasastra enumerated many standing and sitting positions. These, demonstrate the principles of stasis, balance, repose and perfect symmetry; And, they are of fundamental importance in Indian arts, say, dance, drama, painting or sculpture.

The demonstrations of those principles of alignment could be seen in the sama-bhanga of Vishnu, Shiva, abhanga of Kodanda-Rama and tribhanga of Nataraja; and in the vibrant movements of dance captured in the motifs carved on the walls of the Indian temples depicting gandharvas, kinnaras, vidyadharas and other gods and demigods. If the saala bhanjikas (bracket figures) recreate the caaris(primary movements) , the flying figures recreate the karanas (larger movements).The representations of about one hundred and eight of the karanas described in the Natyasastra find expression on the walls of temples spread across the country.

It is as if the rich and overpowering passages of Natyasastra are translated in to stone and published on temple walls.

For the purpose of creating an image , initially, a square grid is divided into sixteen equal squares . These squares are grouped into six  segments : Brahma -bhaga ( the central four squares) ; Deva -kesha or Deva shiro-alankara -bhaga ( two squares on top of Brahma-bhaga for depicting the crown or elaborate hair arrangement) ;Vahana-bhaga or peeta-bhaga ( space for pedestal – two bottom squares , below the Brahma-bhaga);Bhaktha -bhaga ( two bottom sqares on either side of Peeta -bhaga for locating images of the worshipping devotees); Devi-bhaga ( two squares each on either side of Brahma-bhaga for the accompanying female deities) ; and Gandharva-bhagha (two squares in the top on either side of Shiro-bhaga for depicting the Gandarvas).

The image of the main deity along with that of the consorts and subsidiary figures are located within the square grid. The central part of the main deity is accomodated in the Brahma-bhaga; its head or crown or hair-do is figured in the Deva-shiro-bhaga, while the f eet of the deity, the pedastal and the mount (vahana) are in the lower vahana-bhaga.

The  verticle and horizontal axis of the square as also its diagonal axis of the square pass through what is known as the Brahma-bindu right at the centre of the Brahma-bhaga. It is at the Brahma-bindu the navel (nabhi) of the deity would be located. All other image parts are co-related to the Brahma-bindu.

Dhyana shlokas

One of the main resources for a practicing shilpi is the collection of Dhyana shlokas.

Before a shilpi starts on a project to sculpt an image, he needs to be clear in his mind on its form, its aspects, its countenance, the details of its physiognomy, its facial and bodily expressions; its posture, details of the number of arms, heads and eyes; and details of its ornaments, ayudhas (objects it holds in its hands) etc. For this purpose, the Shilpis generally refer to a wonderful collection of most amazingly articulate verses called Dhyana Shlokas, the verses in contemplation. These verses culled from various texts of Shipa Shastra, the Agamas and the Puranas; and also from Buddhist and Jain texts, describe, precisely, the postures (dynamic or static, seated or standing), the Bhangas (flexions – slight, triple, or extreme bends), Mudras (hand gestures), the attitudes, the nature, the consorts and other vital details of each aspect that provides the deity with power and grace. it is said that there are about 32 aspects or forms of Ganapathi, 16 of Skanda, 5 of Brahma, 64 of yoginis, and innumerable forms of Vishnu, Shiva and Devi .Each one of those forms has a Dhyana shloka illustrating  its aspects and attributes.

Dhyana shlokas are more than prayers or hymns; they are the word-pictures or verbal images of a three-dimensional image. They help the Shilpi to visualize the deity and to come up with a line drawing of the image. It is said that there are more than 2,000 such Dhyana shlokas. How this collection came to be built up over the centuries is truly amazing. These verses have their origin in Sanskrit texts; and the scholars who could read those texts knew next to nothing about sculpture. The Shilpis who actually carved the images had no knowledge of Sanskrit and could not therefore read the texts or interpret the shlokas. This dichotomy was bridged by the generations of Shilpis who maintained their own set of personal notes, explanations and norms; as also references to shlokas; and passed them on to their succeeding generations and to their disciples.

 [ Ram Raz (Rama Raja) (1790–1830) in his remarkable  Essay on the Architecture of the Hindús  also observed that only a few Brahmins could assist him in interpreting the Shilpa Shastras but they had no idea what so ever of architecture. The active rural craftsmen he approached were ignorant of Sanskrit and were unable to read the texts, their extensive practical knowledge having been learnt through pupillary succession. There seemed to be no interdependence between theoretical treatise and practical process.]

Thus, among the many traditions (parampara) inherited in India, the tradition of Vishwakarma is unique. The  mode of transmission of knowledge of this community is both oral and practical. The rigor and discipline required to create objects that defy time and persist beyond generations of artists, has imbued this tradition with tremendous sense of purpose, and zeal to maintain purity and sensitivity of its traditions; and to carry it forward. This has enabled them to protect and carry forward the knowledge, the art and skills without falling prey to the market and its dynamics.

With the emergence of the various academies of sculpture and organized efforts to collate and publish the old texts with detailed explanations, there is now a greater awareness among the shilpis of the present day. Yet, the neglect of Sanskrit and inability to read the texts in Sanskrit is still an impediment that badly needs to be got over.

Please look at the summary of a few Dhyana shlokas.

The image of Lord Narayana must be made with ten , eight, four or two arms. His head should be in the form of an umbrella, his neck should be like counch, his ears like sukthi, he should have high nose, strong thighs and arms. His breast must bear the Srivatsa mark and be adorned with the Kaustubha gem. He should be made as dark as the Atasi (Linum usitatissimum), clad in yellow robes, having a serene and gracious countenance. He should be wearing a diadem and ear-rings. Of the eight hands the four on the right side must have the sword(nandaka), mace(kaumodaki), arrow and abhaya _hastha, mudra of assurance and protection (the fingers raised and the palm facing the devotees), and the four on the left side, the bow(saranga), buckler, discus (sudarshana) and conch (panchjanya).

South Indian, late 19th c, Vishnu

In case the image is to have only four arms, the two hands on the right side will display the abhaya mudra or lotus; and discus respectively. And, in his hands in the left, he holds the conch and mace. 

vishnu_narayana_wj94

And, in case he is made with only two arms, then the right hand bestows peace and hope (shanthi-kara-dakshina hastha) and the left holds the conch. This is how the image of the Lord Vishnu is to be made for prosperity. 

Vasudeva Perumal stands in samabhanga

When Vishnu is two armed and carries discus and mace, he is known as Loka-paala-Vishnu.

Yogasana_ murthi (yoga Narayana) is Vishnu seated in yogic posture on a white lotus, with half-closed eyes. His complexion is mellow –bright like that of conch, milk or jasmine. He has four hands with lower two hands resting on his lap on yogic posture (yoga mudra). ; And the upper two hands holding conch and discus. He is dressed in white or mild red clothes. He wears modest but pleasant ornaments. He wears an ornate head dress or a coiled mop of hair. [Yogesvara is sometimes shown with four faces and twelve hands.]

vishnu seated2

Surya, the Sun-God should be represented with elevated nose, forehead, shanks, thighs, cheeks and breast; he should be dressed in robes covering the body from breast to foot. His body is covered with armor. He holds two lotuses in both of his hands, he wears an elaborate crown. His face is beautified with ear-rings. He has a long pearl necklace and a girdle round the waist. His face is as lustrous as the interior of the lotus, lit up with a pleasant smile; and has a halo of bright luster of gems (or, a halo that is made very resplendent by gems on the crown). His chariot drawn by seven horses has one wheel and one charioteer .Such an image of the Sun will be beneficial to the maker (and to the worshipper).

The dhyana shloka preceding the middle episode of Devi Mahatmya gives the iconographic details of the Devi. The Goddess is described as  having eighteen arms,  bearing string of beads, battle axe, mace, arrow, thunderbolt, lotus, bow, water-pot, cudgel, lance, sword, shield, conch, bell, wine-cup, trident, noose and the discuss sudarsana. She has a complexion of coral and is seated on a lotus.

The Mahakali is “Wielding in her hand the sword, discuss, mace, arrow, bow, iron club, trident, sling, human head, and conch, she has three eyes and ornaments decked on all her limbs. She shines like a blue stone and has ten faces and ten feet. That Mahakali I worship, whom the lotus born Brahma lauded in order to slay Madhu and Kaitaba when Hari was asleep”.

Pancha bera

The images in the Hindu temples can be classified into three broad groups: Shaiva, Shakta and Vaishnava, representing the three cults of Shiva, Shakti and Vishnu, respectively. The images in the temple could be achala (immovable) Dhruva-bimba or dhruva-bera; and chala(movable). The chala bera, usually made of pancha loha (alloy of five metals), are meant for other forms of worship and ceremonial services.

The dhruva-bera is the immovable image of the presiding deity of the temple and resides in the sanctum and to which main worship is offered (archa-murti). It is usually made of stone. In a temple following the Vaikhanasa tradition, the immovable (dhruva-bera) represents the primary aspect of the deity known as Vishnu (Vishnu-tattva). The other images in the temple that are worshipped each day during the   ritual sequences are but the variations of the original icon (adi-murti). These other forms are emanations of the main idol, in successive stages. And, within the temple complex, each form is accorded a specific location; successively away from the Dhruva bera.

A major temple, apart from the Dhruva bera, would usually have four or five representations of the principal deity (pancha bera).They are:

:- Kautuka –bera is a mini replica of the main idol (usually madeof gems, stone, copper, silver, gold or wood and about 1/3 to 5/9 the size of the Dhruva-bera), and  is placed in the sanctum near the main idol and is connected to it by a metal string or silk thread. It receives all the daily worship(nitya-archana) including those of tantric nature.

:- The next is the Snapana-bera (usually made of metal and smaller than Kautuka) which receives ceremonial bath (abhisheka) and the occasional ritual- worship sequences(naimitta-archana).

:- The third is the shayana-bera, to which the services of putting the Lord to sleep are offered.

:- The fourth is the Uthsava (always made of metal); is meant for taking the idol out of the temple premises on ceremonial processions.

:- The fifth idol is Bali – bera ( always made of shiny metal) taken out , daily ,  around the central shrine when  food offerings are made to Indra and other devas, as well as to  Jaya and Vijaya the doorkeepers of the Lord ; and to all the elements.

To this, sometimes another icon is added for daily worship, special rituals, and processions and for food-offering, it is known as Bhoga-bera.

These five forms together make Pancha bera or Pancha murti.  But, these different icons are not viewed as separate or independent deities; but are understood as emanations from the original icon, Dhruva–bimba.

[One of the few cases (that I am aware of) where the principal deity is taken out of the sanctum for procession, is that of Lord Jagannath of Puri. Such images are regarded chala-achala (both movable and immovable)]

According to Vyuha -siddantha of the Agamas, the dhruva bera which is immovable represents Vishnu (Vishnu-tattva); and it symbolizes Para, the transcendent one (Vishnu). The kouthuka is bhoga (worship idol) representing purusha (personification of the Supreme), Dharma and Vasudeva. The snapana is ugra (fearsome aspect) represented by Pradyumna or Achutha. The uthsava bera is vaibhava (the resplendent) representing Jnana (knowledge), truth (Sathya) and Sankarshana. And, the Bali bera is antaryamin (one who resides within) representing Vairagya (spirit of renunciation) and Aniruddha.

And again it is said, Purusha symbolized by Kautuka-bera is an emanation of the Dhruva-bera. Satya symbolized by Utsava-bera emanates from Kautuka-bera. Achyuta symbolized by Snapana-bera emanates from Utsava-bera. And, Aniruddhda symbolized by Bali-bera emanates from Bali-bera.

The symbolisms associated with the four murtis (chatur-murti) are many; and are interesting. The four are said to compare with the strides taken by Vishnu/Trivikrama.  The main icon represents Vishnu who is all-pervasive, but, does not move about. When the worship sequences are conducted, the spirit (tejas) of the main idol moves into the Kautuka,-bera, which rests on the worship pedestal (archa-pitha). This is the first stride of Vishnu.Again, at the time of offering ritual bath, the tejas of the main idol moves into the Snapana-bera which is placed in the bathing-enclosure (snapana –mantapa). This is the second stride taken by Vishnu. And, the third stride is that when the Utsava-bera is taken out in processions. This is when the tejas of the Main idol reaches out to all.

In Marichi’s Vimana-archa-kalpa the five forms, five types of icons, the pancha-murti (when Vishnu is also counted along with the other four forms) are compared to five types of Vedic sacred fires (pancha-agni): garhapatya; ahavaniya; dakshinAgni; anvaharya; and sabhya. These in turn are compared to the primary elements (earth, water, fire, air, and space). And, the comparison is extended to five vital currents (prana, apana, vyana, udana and samana).

Further it is explained; the Vaikhanasa worship-tradition retained the concept of Pancha-Agni, but transformed them into five representations of Vishnu (pancha –murthi): Vishnu, Purusha, Satya, Achyuta and Aniruddha. And, that again was rendered into five types of temple deities as pancha-bera: Dhruva, Kautuka, Snapana, Utsava and Bali.

venkateswara

Let us, for instance, take the case of the idols in the shrine on the hills of Tirumala. The practices at the Tirumala temple are slightly at variance with the standard procedures, perhaps because the temple predates most of the other temples in South India and that it has a tradition of its own.

The dhruva bera at the Tirumala shrine is of course the magnificent and most adorable image of the Lord made of hard-black-stone; and has a recorded history of about two thousand years. He is addressed as Sri Venkateswara, Sri Srinivasa and by host of other names. (Let’s talk more about the dhruva bera, towards the end of this post).

It is said that around the year 614 AD, the Pallava Queen, Devi Samavai (also known as Kadavan-Perundevi), donated an almost (but not exact- as it holds the Sanka and Chakra ) replica of the dhruva bera, made of silver. In terms of the Agama texts, this image is called kouthuka bera; but in the Tirumala shrine it is called Bhoga Srinivasa., In Tirumala , the kauthuka   serves as snapana bera too  (that is, the one to which ceremonial bath service is rendered). This image has come to be  known as Bhoga srinivasa; perhaps because the other services such as the daily ceremonial bath and Ekantha seva that are due to the dhruva _bera are rendered to it. There is a six cornered Vaishnava chakra (mandala)- in the shape of two inter placed equilateral triangles –  placed at the foot of the kauthuka, representing the six virtues of knowledge (jnana), abundance (Aishvarya), power (shakthi), strength (bala), resplendence (tejas) and valor or virility (veeerya). The kauthuka is placed right in front of the Lord’s foot stool (paada pitha) and is linked to the dhruva_bera through a string with strands of gold, silver and silk. It is ever linked to the dhruva bera and is never brought out of the antarala (bangaru vakili). For that reason it is also addressed as sambhandha-sutra-kauthuka-murthy. 

The Uthsava_bera at Tirumala shrine is named Malayappan, the earliest reference to which is found in an inscription dated 1369 AD. This idol might have entered into the temple regimen with the rise of the Pancharathra School of worship. Malayappan is a very skillfully crafted, beautiful image, made of panchloha, standing three feet tall on a pedestal of fourteen inches. It does not greatly resemble the dhruva_bera. Yet, it has a very pleasing disposition and is modestly ornamented. His consorts Sridevi and Bhudevi (of about twenty-nine inches height) are on his either side. All services, processions and celebrations conducted outside the sanctum are rendered to Malayappan.

The Bali bera in Tirumala shrine is addressed as Koluvu srinivasa. After the rendering the ceremonial food service to the dhruva_bera, offerings are made to the bali_bera who accepts it on behalf of the basic elements in nature , the host of spirits guarding the temple and other minor deities. A unique feature of the bali_bera in Tirumala shrine is that, it seated on a golden throne placed in Snapana Mandapam,  presides over the formal court summoned at the commencement of the day, where the day’s almanac is read out, and where the accounts of the previous day’s collections at the Srivari hundi are submitted. This is done is Snapana Mandapam before the dusk ;and, in Ghanta Mandapam after dawn. The traditional distribution of the daily remuneration, in the form of food grains and provisions, to the temple priests and attendant staff takes place in the presence of koluvu_srinivasa. It is not clear how this practice came into being at Tirumala.

The other bera in the Tirumala temple is the Ugra Srinivasa, which apart from the dhruva bera is perhaps the oldest idol in Tirumala shrine. But, it has a rather sad history. The earliest reference to this idol is in an inscription dated 10th century. Ugra Srinivasa was used as the Uthsava murthy till about 1330 A.D, when a fire broke out in the temple; and thereafter it was replaced by Malayappan. The Ugra Srinivasa no longer serves as the uthsava bera and it is never bought out of the temple after sunrise; except on a single occasion in a year (utthana dwadasi in karthika month-Kaisika Dwadasi ) that too well before the sunrise. It is feared that if the sunrays touch the idol, it would spark fire in the temple premises.

The iconography of Sri Venkateshwara in the Tirumala temple:

There are no known descriptions or specifications of the iconography of the Sri Venkateshwara idol in any texts of the Shilpa shastra. Till about the Vijayanagar period there were no temples of Sri Venkateshwara, outside Tirumala, Tirupathi and Mangapura regions. The idol does not also fall within the interpretations of any of the known schools of architecture such as Pallava, Chalukya, and Chola etc. That might be because the image of Sri Venkateshwara predates all such schools.

The sanctum at Tirumala is eka murthy griha a sanctum housing a single deity; Sri Vekateshwara is standing alone, not accompanied by his consorts. The icon is made of hard- black – polished stone (often described as saligrama shila) .Though the precise measurements of the image of the deity cannot be ascertained, it is said,  it stands  more than  six feet in height,  with the Kirita , the crown,  measuring about twenty  inches high; and  the idol is mounted  on a pedestal of about eighteen inches. The pedestal with lotus motif is almost at the ground level. The total height of idol is estimated to be a little more than eight feet (A person of normal height with arms raised just falls short of reaching the top of the idol’s crown) .

The idol, crafted with great skill, is wonderfully well proportioned and is very pleasing to look at. It has four arms though its two upper hands are always kept covered (for whatever reason). Of the other two hands, the right hand is in Varada mudra, in a posture of benediction, blessing the devotees. The left hand is almost near the left knee in Katyavalambita mudrawith the thumb almost parallel to the waist, as if to assure that the mire of the samsara , the mundane existence , is only knee deep for those who submit to him and seek salvation.

Let’s discuss  some  specific forms of iconography in the next segment.

Khajuraho tempie

Iconography continued in the next part…>

References:

Shilpa Soundarya by KT Pankajaksha

The Lord of Seven Hills by Prof. SKR Rao

Line drawings of kirita and ornaments

By the renowned Shilpi and Yogi Sri Siddalinga Swamy of Mysore

Other Line drawings are from Shilpa Soundarya

Other pictures are  from internet

 
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Posted by on September 9, 2012 in Natya, Temple Architecture

 

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