Tag Archives: Vyanjana

The meaning of ‘MEANING’ – Part Two

Continued from Part One



A. Artha

As mentioned at the commencement of Part One – The most common Sanskrit term for ‘meaning’ is Artha.  Various expressions in English language, such as ‘sense’, ‘reference’, ‘denotation’, ‘connotation’, ‘designatum’ and ‘intention’, have been used to render that Sanskrit term. However, each of those English terms carries its own connotation; and, no single term adequately and comprehensively conveys the various shades of meanings associated with the idea of Artha.

Apart from ‘meaning’, there are at least twenty other connotations to the word Artha; such as : thing; object; purpose; target; extent; interest; property;  wealth; polity; privacy; referent; and so on.


The term Artha figures in Vedic texts too. But, there, it is used in the sense of: aim; purpose; objective; enterprise; or, work. Here, Artha does not explicitly denote ‘meaning’. But, that basic idea is carried into the later texts where the term ‘Vakya-artha’ generally stands for: ’ the purpose of the sentence or the action denoted by the sentence’.

Yaska, the etymologist of the very ancient India, derives the term Artha from two roots (chakarita): Artho’rtem and Aranastha va – (artho.arter.araṇastho.vā -1,18)  ‘ to go, to move towards, reach etc’ and Arna+shta ‘to stay apart ‘. The Artha is, thus, derived from roots conveying mutually opposite sense. It is said; Artha, according to this derivation, at once, denotes something that people are moving towards (Arteh) or something from which  they desire to move away (Aranastha).

Some other scholars point out that in Sanskrit, the term ‘Artha’ has no clear derivation from the verb. But, the term itself gives rise to another verb ‘Arthayate’, which means ‘to request, to beg; to strive or to obtain’.

In any event, Artha has been in use as an all-embracing term having a verity of hues and shades of meanings. Almost everything that is understood from a word on the basis of some kind of ‘significance’ is covered by ‘Artha’.

It brings into its fold various other terms and expressions such as: ‘Tatparya’ (the true intent or gist); Abhi-praya (to intend or to approach); ‘Abhi-daha’ (to express or to denote); or,’Uddishya’ (to point out or to signify or to refer); ‘Vivaksa’ (intention or what one wishes to express); ‘Sakthi’ (power of expression); ‘Vakyartha’ (the import of the sentence); ‘Vachya’ and ‘Abhideya’ (both meaning : what is intended to be expressed); ’Padartha’ (the object of the expression); ‘Vishaya’ (subject matter);’Abidha’ (direct or literal meaning of a term) which is in contrast to lakshana the symbolic sign or metaphoric meaning; and, ‘Vyanjana’ (suggested meaning ) and so on .

But, in the common usage, Artha, basically, refers to the notion of ‘meaning’ in its widest sense. But, Artha is also used to denote an object or an object signified by a word.

The scope of the term Artha in Sanskrit is not limited to its linguistic sense or to what is usually understood by the word employed. It can be the meaning of the words, sentences and scriptures as well as of the non-linguistic signs and gestures. Its meaning ranges from a real object in the external world referred to by a word to a mere concept of an object which may or may not correspond to anything in the external world.

It could also mean Artha (money), the source of all Anartha (troubles); and Anartha could also be nonsense. Artha is one of the pursuits of life – wealth or well being. Artha could also signify economic power and polity. It is said that a virtuous person gives up Svartha (self-interest) for Parartha (for the sake of others). And, finally, Paramartha is the ultimate objective or the innermost truth.



The communication of meaning is the main function of words (Pada); and in that sense, Artha is used in various places. In numerous contexts, Artha denotes the aim, purpose, goal or the object of the spoken word (pada). But, at the same time, it also involves other meanings such as –‘the object’ and/or to signify a certain tangible ’object’, ‘purpose or goal’ which could be attained. It is said; Padāt (lit., from word) suggests that every word has the capability to represent a certain object or multiple objects or purposes.

Thus, Padartha (pada+artha) stands for the meaning of the word; for a tangible object (Vastumatra); as also for the meaning (padartha) that is intended to be signified by the word (Abhideya). It is difficult to find an exact English equivalent to Padartha; perhaps category could be its nearest term.

It is argued that each word (Pada) has countless objects; and therefore, Padartha too is countless. It is said; the whole range of Padartha-s could be categorized into two: Bhava-padartha and Abhava-padartha. For instance; the whole of universe is categorized into Sat (existent) and A-sat (nonexistent); Purusha and Prakrti as in Samkhya

Nyaya Darshana (metaphysics) recognizes and categorizes as many as sixteen Padartha-s, elements:

  1. Pramāa (valid means of knowledge);
  2. Prameya (objects of valid knowledge);
  3. Saśaya (doubt);
  4. Prayojana (objective or the aim);
  5. Dṛṣṭānta (instances or examples);
  6. Siddhānta (conclusion);
  7. Avayava (members or elements of syllogism);
  8. Tarka (hypothetical reasoning):
  9. Niraya (derivation or settlement);
  10. Vāda (discussion)
  11. Jalpa (wrangling);
  12. Vitaṇḍā (quibbling);
  13. Hetvābhāsa (fallacy);
  14. Chala (hair-splitting); 
  15. jāti (sophisticated refutation) ;and
  16. Nigrahasthāna (getting close to defeat).

 For a detailed discussion on these elements – please click here



According to one interpretation, the word itself is also a part of the meaning it signifies. Such a concept of ‘meaning’ is not found in the western semantics. For instance; the Grammarian Patanjali says: ’when a word is pronounced, an Artha ‘object’ is understood. For example; ‘bring a bull’, ‘eat yogurt’ etc.  It is the Artha that is brought in; and it is also Artha that is eaten.

[Sabdeno-uccharitena-artha gamyate gam anya dadhya asana iti / Artha anyate Arthas cha Bhujyate]

Here, the term Artha stands for a tangible object which could be brought in or eaten; and, it is not just a notion. A similar connotation of Artha (as object) is also employed by Nyaya and Mimamsa schools. According to these Schools, the qualities, relations etc associated with the objects are as real as the objects themselves.

Bhartrhari also says that word is an indicator; even when a word expresses reality; it is not expressed in its own form. Often, what is expressed by a word is its properties rather than its form.

There are elaborate discussions on the issues closely related to the concept of understanding. It is argued; no matter whether the things are real or otherwise, people do have ideas and concepts of many things in life. In all such cases, it is essential that people understand those things and be aware of their meaning. Such meanings or the content of a person’s understanding are invariably derived from the language employed by each one.

That gives raise to arguments on questions such as: whether the meaning (Artha) of a word is derived from its function to signify (Vrtti); or through inference derived by the listener (Anumana) from the words he listned  ; or  through his presumption (Arthapatti) or imagination.

Grammarians assert that Artha (meaning) as cognized from a word is only a conceptual entity (bauddha-artha). The word might suggest a real object; but, its meaning is only what is projected by the mind (buddhi-prathibhasha) and how it is grasped.

Pundit Gadadharabhatta of the Navya (new) Nyaya School, in his Vyutpattivada, argues that a word is closely linked to the function associated with it. According to him, the term Artha stands for object or content of a verbal cognition (Sabda-bodha-vishaya) which results from understanding of a word (sabda-jnana) as derived from the significance of the function  (vrtti) pertaining to that word (pada-nists-vritti-jnana) – Vritya-pada-pratipadya evartha ity abhidayate.

[According to him:

:- If a word is understood through its primary function (shakthi or aphids-vrtti or mukhya -vrtti) then such derived primary meaning is called sakyarta or vachyartha or abhidheya.

:- If a word is understood on the basis of its secondary function (lakshana-vrtti or guna-vrtti) then such derived secondary meaning is called lakshyartha

:- If a word is understood on the basis of its suggestive function (vyanjana-vrtti) then such derived suggested meaning is called vyanjanartha or dhvani-artha.

:- And, if a word is understood on the basis of its intellectual significance (tatparya-artha) then such derived intended meaning is called tatparyartha.

However, Prof. M M  Deshpande adds a word of caution: Not all the Schools of Indian Philosophy  of Grammar accept the above classification  , although these seem to be the general explanations ]


Punyaraja, a commentator of Vakyapadiya of Bhartrhari, detailing the technical and non-technical aspects of the term Artha offers as many as eighteen explanations.

[ Artho asta-dashaad / tatra vastu-matram abhideyash  cha / abhidheyo api dvidha shastriya laukika cha /.. ]

According to Punyaraja, Artha stands for an external real object (Vastu-matra) as also for the meaning intended to be signified by a word (Abhideya). The latter – meaning in linguistic sense – could be technical (Shastriya) of special reference   or it could be the meaning as commonly grasped by people in a conversation (laukika). In either case, there are further differences. The meaning of a word might or might not be literary; and, it could also stand for an expression or a figure of speech (Abhideya). It could also be used to denote something that is not really intended (Nantariyaka) when something else is actually intended.

Bhartrhari also talks of two kinds of meanings – apoddhara-padartha and sthitha-lakshana-padartha.  The latter refers to the meaning as it is actually understood in a conversation. Its meaning is fixed; and, Grammarians cannot alter it abruptly. Bhartrhari also said: here, meaning does not leave the word. Meaning is comprehended by the word itself. The word is eternal and resides within us.

[There was much discussion in the olden days whether a word has a fixed meaning or a floating one. For instance; the Grammarian Patanjali asserted that a word is spoken; and when spoken it brings about the understanding of its meaning. The spoken word is the manifestation of the fixed (dhruva, kutastha) meaning of the word. And, the word (sabda) and its meaning (artha) and their inter-relations (sambandha) are eternal (nitya) – Siddhe sabda-artha-sambandhe–Patanjali Mbh.1.27]

The former, apoddhara-padartha mentioned by Bhartrhari, tries to bring out the abstract or hidden meaning that is extracted from the peculiar use of the word in a given context. In many cases, such abstracted meaning might not denote the actual (linguistic) meaning of the term as it is usually understood. But, such usage does not represent the real nature of the language. The apoddhara-padartha is of some relevance only in technical or theoretical (Shastriya) sense, serving a particular or special purpose. That again, depends on the context in which the term in question is employed.

[In many of these discussions, it is difficult to draw a clear distinction between the literal meaning and the concept it represents (Pratyaya).

In the Sanskrit texts, the terms such as ‘Sabda’ (word); ‘Artha’ (object); ‘Pratyaya’ (concept) are horribly mixed up and are used interchangeably.]


There is also a line of discussion on whether Artha is universal or the particular? The Grammarian Vyadi says that the words refer to Dravya (substance) , that is , the particular. Another Grammarian Vajapyayana on the other hand argues that words, including proper names, refer to Jati or class or universal.

Panini seems to leave the question open-ended.

But, Kumarilabhatta of the Mimamsa School argues when we utter a word we are at once referring to at least seven characteristics (Vastuni) associated with it. Let’s say when one utter ‘Bull’ (Gauh) , that expression  points to : Jati the whole class ; Vyakti – individual or particular; Sambandha– the relation between the two; Samudha– the collection of such elements; Linga-gender; Karaka- the relation that the term has with the verb (kriya-pada) or activity associated with it; and Samkhya– number , singular or plural.

With regard to the nature of the meaning of a word, Bhartrhari speaks in terms of its general or universal (jati) and its relative or specific (vyakti) connotations. Bhartrhari says that every word first of all means the class (jati) of that word. For instance; the word ‘cow’ initially refers to the general class of all that is in the form of cow. Later, it is implied to refer to its particular form (vyakti) . Thus, what is universal is then diversified into relative or a particular form.  Bhartrhari then extends his hypothesis to the field of philosophy- Advaita. He says; the universal (Brahman) appears as relative or specific limited. It is ultimately the Brahman (Sabdatattva) that is at the root of  all the words  and their  meaning (Artha) .


The Problem of Multiple Meanings

Generally, the notion of meaning is stratified into three or four types. The first is the primary meaning. If this is inappropriate in the given context, then one moves to a secondary meaning. Beyond this is the suggested meaning, which may or may not be the same as the meaning intended by the speaker. Specific conditions under which these different varieties are understood are discussed by the Schools of Grammar.

Bhartrhari points out   that a word can carry multiple meanings; and that the Grammarian should explain, in some way, how only one of those meanings is conveyed at a time or is apt in a given context.

According to him, the process of understanding the particular meaning of a word has three aspects: first, a word has an intrinsic power to convey one or more meanings (abhidha); second, it is the intention of the speaker which determines the particular meaning to be conveyed (abhisamdhana) in a given context; and third, the actual application (viniyoga) of the word and its utterance.

In the case of words carrying multiple meanings, the meaning which is in common usage (prasiddhi) is considered by Bhartrhari   as its primary meaning. The secondary meaning of a word normally requires a context for its understanding. Usually, the secondary meaning of a word is implied when the word is used for an object other than it normally denotes, as for example, the metaphorical use of the word.

Now, according to Indian Poetics, a word has three functions: it signifies or denotes (abhida); it indicates (lakshana); and it suggests (vyanjana).

The meaning that is comprehended immediately after the word is uttered is its primary meaning (mukhya-artha). The meaning thus conveyed and its relation to the next word and its own meaning is a mutual relation of the signifier and the signified (vachya-vachaka). The power that creates the relation among words is Abhida-vyapara, the power of denotation or sense. The suggestive power of the word is through Vyanjana-artha.

The meaning of a word or a sentence that is directly grasped in the usual manner is Vakyartha (denotation or literal sense); and, the power of the language which conveys such meaning is called Abidha-vritti (designating function). It is the principal function of the word .The primary sense Vakyartha is the natural (Svabhavokti) and is the easily comprehended sense of the word.

In certain cases where a particular word is not capable of conveying the desired sense, another power which modifies that word to produce the fitting or suitable meaning is called Lakshana-vritti (indicative function). Such secondary sense (lakshana) could even be called an unnatural meaning (Vakrokti) of the word.


There are certain other peculiar situations:

There is the complicated question of words having similar spelling; but having different pronunciations and conveying different meanings (homograph). Such words have been the concern of Grammarian from ancient times onwards.  Some argue such cases should, technically, be treated as different words with similar pronunciation and similar meaning. But, some Grammarians point out that there are, in fact, no true Homonyms. They do differ, at least slightly, either in the way they are pronounced or their usage or relevance.

 [If someone says saindhavam anaya, it might mean the ‘bringing of a horse’ or ‘bringing salt’. The exact meaning of the term saindhava is to be determined according to the intention of the speaker uttered in a given context,]

There is also the issue of Dyotya-artha  (co-signified) as when two entities are jointly referred by using the conjunctive term such as  ‘and’  or ‘or’ (cha; Va). It is said; the particles such as ‘and’, ‘or’ do not, by themselves, carry any sense if they are used independently. They acquire some context and significance only when they are able to combine (samuchchaya) two or more entities of the similar character or of dissimilar characters.


Artha in art

The concept of Artha also appears in the theories of Art-appreciation. There, the understanding of art is said to be through two distinctive processes – Sakshartha, the direct visual appreciation of the art-work; and, Paroksharta, delving into its inner or hidden meanings or realms (guhyeshu-varteshu). The one concerns the appreciation of the appealing form (rupa) of the art object (vastu); and, the other the enjoyment of the emotion or the essence (rasa) of its aesthetic principle (guna vishesha).  Artha, in the context of art, is, thus, essentially the objective and property of art-work; as also the proper, deep subjective aesthetic art-experience.

In the traditions of Indian art, the artist uses artistic forms and techniques to embody an idea, a vision; and, it is the cultured viewer with an  understanding  heart  (sah-hrudaya), the aesthete (rasika) that partakes that vision.

It is said; an artistic creation  is not a mere inert object, but it is truly  rich in meaning (Artha). And, it is capable of evoking manifold emotions , transforming the aesthete. As for a connoisseur , it is not only a source of beauty; but is also an invitation to explore and enjoy the reason (Artha) of that beauty. Thus, Artha, understood in its wider sense as experience,  is the dynamic process of art-enjoyment  that bridges the art-object and the connoisseur.


Artha in Arthashastra

arthashastra manuscript

In the Arthashastra ascribed to Kautilya, the term Artha means more than ‘wealth’ or ‘material well being’ that follows the Dharma. There are numerous interpretations of Artha in the context of Kautilya’s work.

Here, Artha is an all-embracing term having a verity of meanings. It includes many shades and hues of the term : material well-being of the people and the State (AS:15.1.1); economy and livelihood of the people ; economic efficiency of the State in all fields of activity including agriculture and commerce(AS:1.4.3) . It also includes Rajanithi; the ‘politics’; and the management of the State. Artha, here, is the art of governance in its widest sense.

But, all those varied meanings aim at a common goal; have faith in the same doctrine; and, their authority is equal or well balanced. The purpose of life was believed to be, four-fold, viz. the pursuit of prosperity, of pleasure and attainment of liberation (Artha, Kama, Moksha); all in accordance with the Dharma prescribed for each stage of life.

That is because; there is a fear that the immoderate pursuit of material advantage would lead to undesirable and ruinous excesses. And therefore, Artha must always be regulated by the superior aim of Dharma, or righteousness.


To start with, Artha is interpreted as sustenance, employment or livelihood (Vrtti) of earth-inhabitants. It also is said to refer to means of acquisition and protection of earth.

 [manuṣyāṇāṃ vṛttir arthaḥ, manuṣyavatī bhūmir ity arthaḥ //–KAZ15.1.01]

Artha is also taken to mean material well-being or wealth. It is one of the goals in human life. Here, it is with reference to the individual, his well being and his prosperity in life. That perhaps is the reason Artha, in the text, is taken as Vrtti or sustenance or occupation or means of livelihood of people (Manushyanam Vrtti).

It is said; such Vrtti was primarily related to the three-fold means of livelihood – agriculture; animal husbandry and trade – through which men generally earn a living.


Arthashatra is also concerned with the general well-being of the earth and its inhabitants. And, since the State is directly charged with the responsibility of acquiring, protecting and managing the territory and its subjects, the Arthashastra necessarily deals with statecraft, economy and defence of the land and its people.

In the older references, Arthashastra is described as the science of politics and administration. But, in the later times, it came to be referred to as DandaNitishastra or Rajaniti -shastra / Raja -dharma.

But Arthashastra is more comprehensive. It includes all those aspects and more.

Artha sastra

In the concluding section of his work, Kautilya says ‘the source of livelihood of the people is wealth’. Here, the wealth of the nation is both the territory of the Sate and its inhabitants who follow a variety of occupations (AS: 15.1.1). The State or the Government has a crucial responsibility in ensuring the stability and the material wellbeing of the nation as a whole as also of its individual citizens. Therefore, an important aspect of Arthashastra is the ‘science of economics’, which includes starting of productive ventures, taxation, revenue collection and distribution, budgets and accounts.

The ruler’s responsibilities in the internal administration of the State are threefold: raksha, protection of the Sate from external aggression; Palana, maintenance of law and order within the State; and, Yogakshema, safeguarding the welfare of the people and their future generations – tasyāḥ pṛthivyā lābha.pālana.upāyaḥ śāstram artha.śāstram iti /.

Kautilya cautions that a judicious balance has to be maintained between the welfare and comfort of the people on one hand and augmenting the resources of the State on the other through taxes, levies , cess etc. The arrangement for ensuring this objective presupposes – maintenance of law and order and adequate, capable , transparent  administrative machinery.

It is also said that the statecraft, which maintains the general social order should take adequate measures to prevent anarchy.

Apart from ensuring collection of revenue there have also laws to avoid losses to the State and to prevent abuse of power and embezzlement by the employees of the State. These measures call for enforcement of laws (Dandanithi) by means of fines, punishments etc. The Tax payers as also the employees of the state machinery are subject to Dandanithi.

The king was believed to be responsible as much for the correct conduct (achara) of his subjects, and their performing the prescribed rites of expiation (prayaschitta) as for punishing them, when they violated the right of property or committed a crime. The achara and prayaschitta sections of the smrti cannot accordingly be put outside the “secular ” law.


Arthashatra prescribes how the ruler should protect his territory. This aspect of protection (Palana) covers principally, acquisition of territory, its defence, relationship with similar other/rival rulers (foreign-policy), and management of state-economy and administration of state machinery.

Since the safety of the State and its people from aggression by rival states or enemies is of great importance, the King will also have to know how to deal with other Kings using all the four methods (Sama, Dana, Bedha and Danda) ; that is,  by friendly negotiations; by strategies ; as also by war-like deterrents. Thus, to maintain an army and be in preparedness becomes an integral part of ‘science of economics’, the Arthashastra.


[Prof. Hermann Kulke and Prof. Dietmar Rothermund in their A History of India (Rutledge, London, Third Edition 1998-Page61) write:

The central idea of Kautalya’s precept (shastra) was the prosperity (Artha) of king and country. The king who strove for victory (vijigishu) was at the centre of a circle of states (Mandala) in which the neighbor was the natural enemy (Ari) and the more distant neighbor of this neighbor (enemy of the enemy) was the natural friend (Mitra). ..

The main aim of the Arthashastra was to instruct the king on how to improve the qualities of these power factors; and, to weaken those of his enemy even before an open confrontation took place. He was told to strengthen his fortifications, extend facilities for irrigation, encourage trade, cultivate wasteland, open mines, look after the forest and build enclosures for elephants and, of course, try to prevent the enemy from doing likewise. For this purpose he was to send spies and secret agents into his enemy’s kingdom. The very detailed instructions for such spies and agents, which Kautalya gives with great psychological insight into the weakness of human nature, have earned him the doubtful reputation of having even surpassed Machiavelli’s cunning advice in Il Principe.

But actually Kautalya paid less attention to clandestine activities in the enemy’s territory than to the elimination of ‘thorns’ in the king’s own country.

Since Kautalya believed that political power was a direct function of economic prosperity, his treatise contained detailed information on the improvement of the economy by state intervention in all spheres of activity, including mining, trade, crafts and agriculture. He also outlined the structure of royal administration and set a salary scale starting with 48,000 Panas for the royal high priest, down to 60 Panas for a petty inspector.

All this gives the impression of a very efficiently administered centralized state which appropriated as much of the surplus produced in the country as possible. There were no moral limits to this exploitation but there were limits of political feasibility. It was recognized that high taxes and forced labour would drive the population into the arms of the enemy and, therefore, the king had to consider the welfare and contentment of his people as a necessary political requirement for his own success. ]


B.Tatparya or intention

Tatparya [lit. the about which; Tat (that) +Para (object of intension)] is described as the intention or the desire of the speaker (vak-turiccha); and also as the gist, the substance or the purport of the meaning intended to be conveyed by the speaker. The context plays a very important role in gathering the apt or the correct Tatparya of an utterance (sabdabodha) or a sentence in a text. The contextual factors become particularly relevant when interpreting words or sentences that are ambiguous or carry more than one meaning.

It is said; in the case of metaphors or the figures-of- speech, the intended meaning (Tatparya) is gathered not by taking the literal meaning of each of its individual words but by grasping the overall intention of the expression in the given context (sabda-bodha).

The Mimamamsa and Nyaya Schools which take the sentence to be a sequence of words, relay on Tatparya to explain how the relevant meaning is obtained from a collection of words having mutual relation. Each word in a sentence carries its own meaning; but a string of unconnected isolated words cannot produce a unified meaning. Tatparya, broadly, is the underlying idea or the intention of a homogeneously  knit sentence,  in a particular context, that is required to be understood.

The Mimamsa lays down a framework for understanding the correct meaning of a sentence: denotation (Abhida) – purport (Tatparya) – indication (Lakshana), where by the power of denotation one comprehends the general idea of the sentence; by the power of purport one understands its special or apt sense; and, by the power of indication one grasps the suggested meaning (Dhvani) of the sentence.

According to The Encyclopaedia of Indian Philosophies, Volume 5: The Philosophy of the Grammarians edited by Harold G. Coward and  K. Kunjunni Raja ;  the meaning of a sentence can be considered from two standpoints: from that of the speaker and from that of the listener. The general approach of the West has been from the speaker’s point of view. The Indian approach has been mainly from the listener’s point of view.

In a normal speech situation there can be five different aspects of the meaning of an utterance: (1) what is in the mind of the speaker when he makes the utterance; (2) what the speaker wants the listener to understand; (3) what the utterance actually conveys ;(3) what the listener understands as the meaning of the utterance; and (5) what is in the mind of the listener on hearing the utterance.

In a perfect linguistic communication, all the five factors must correspond. But, due to various causes there are bound to be differences that might disturb a perfect communication.

Let’s say that when the speaker is uttering a lie, he clearly intends to misdirect the listener. Here, what is in the mind of the speaker is different from what is conveyed to the listener. Even otherwise, quite often what the listener understands as the meaning of the utterance might be different from what the speaker intends to convey. The problem could be caused either by the lack of expressive power of the speaker or the inability of the listener  to understand; or it could be both.

Here, what is in the mind of the speaker before he speaks and what is in the mind of the listener after he hears are both intangible. They cannot be objectively ascertained with certainty. It is only what is said explicitly that can be objectively   analyzed into components of syllables, words and sentences. It however does not mean that the other aspects or components of the entire body of communication are less important.


C. Shakthi (power of expression)

The power of word (sabda-shakthi) is that through which it expresses, indicates or suggests its intended meaning. The term Shakthi is also understood as the relation that exists between word (Sabda) and its meaning (Artha) – (sabda-artha-sambandha). This relation is considered to be permanent and stable.

The understanding of the relationship between word and its meaning is called vyutpatti. Salikanatha (Ca.8th century) ,  a Mimamsa philosopher  belonging to the Prabhakra School , in his Prakarana-pancika  lists  eight means for such comprehension of the meaning of the words. They are:

  • (i) grammar;
  • (ii) comparison;
  •  (iii) dictionary;
  •  (iv) words of a trustworthy person;
  •  (v) action;
  •  (vi) connotation of the sentence;
  • (vii) explanation;  and,
  •  (viii) proximity of a word, the meaning of which is already established.


Shakthi is the primary relationship between a word and its meaning. Unless the listener recognizes or remembers their continuing relationship he cannot understand the purport (Tatparya) of a statement. Shakthi is therefore described as a Vrtti, a function which binds the word and meaning together in order to bring out a particular intended  sense – (Vrtti-jnanadhina –pada-jnana-janya –smrti-vishaya)

It would have been ideal if every word had a single meaning; and every meaning had only one word. That would have helped to avoid plausible confusion and ambiguities. But, in all natural languages that are alive and growing, the words, often, do carry more than one meaning; and, a meaning can be put out in verity of words. Even the borders of the meanings are not always fixed. The meanings or various shades of meaning are context sensitive, depending on the context and usage.

There would be no problems if the meaning and intent of a sentence is direct and clear. But, if there are ambiguities, the direct–meaning of the sentence would become inconsistent with its true intent.  It is here that the power of Shakthi comes into play.

The term Shakthi is often used for Vrtti or the function. Grammarians recognize various types of such Vrtti-s. Among those, the main Vrtti-s employed to explain the various types of meaning conveyed by speech are: Abhidana; Lakshana ; Gauni ; Tatparya ; Vyanjana ; Bhavakatva; and Bhojakatva.

Of these Vrtti-s or Shakthi-s, Lakshana which has the power of suggestion is considered most important.  Three conditions for Lakshana are generally accepted by all schools. The first is the incompatibility or inconsistency of the primary meaning in the given context. Such inconsistency produced by the uncommon usage of the word will force a break in the flow of thought, compelling the listener to ponder over in his attempt to understand what the speaker meant; and,   why he has used the word in an irregular way. Such inconsistency can either be because of the impossibility or of the unsuitability of associating the normal meaning of the word to context at hand.

The second condition is some kind of relation that exists between the primary (normal) meaning of the term and its meaning actually intended in the context. This relation can be one of proximity with the contrary or one of similarity or of common quality. The latter type is called Gauni Lakshana which the Mimamsakas treat as an independent function called Gauni. According to Mimamsakas,  the real Lakshana is only of the first type, a relation of proximity with contrariety (oppositeness) .

The third condition is either acceptance by common usage or a special purpose intended for introducing the Lakshana. All faded metaphors (nirudha lakshana) fall into the former category; and , the metaphorical usages , especially by the poets , fall into the latter.

[Panini, however, did not accept Lakshana as a separate function in language. He did not consider the incompatibility etc on which the Lakshana was based by the Grammarians as quite relevant from the point of view of Grammar. The sentences such as: ‘he is an ass’ and ‘He is a boy ‘are both grammatically correct. His Grammar accounts for some of the popular examples of Lakshana; like ‘the village on the river’  (gangayam ghosah) by considering proximity as one of the meanings of the locative case.  Similarly, Panini does not mention or provide for the condition of yogyata or consistency, which is considered by the later Grammarians as essential for unity of sentence. The expression Agnina sinchati (He sprinkles with fire) is grammatically correct, though from the semantic point of view it may not be quite proper, because sprinkling can be done only with liquid and not with fire.]


In the next part let’s look at the discussions on the relationship  between the word (sabda) and meaning (Artha)  are carried out by the Scholars of Indian Poetics (Kavya-shastra).



Continued in Part Three



 Sources and References

  1. The Philosophy of the Grammarians, Volume 5; edited by Harold G. Coward, Karl H. Potter, K. Kunjunni Raja
  2. Tatparya and its role in verbal understanding by Raghunath Ghosh; University of North Bengal
  3. The Birth of Meaning in Hindu Thought by David B. Zilberman
  4. The Meaning of Nouns: Semantic Theory in Classical and Medieval India by M.M. Deshpande
  5. Routledge Encyclopaedia of Philosophy: Index edited by Edward Craig
  6. Hermeneutical Essays on Vedāntic Topics by John Geeverghese Arapura
  7. the Emergence of Semantics in Four Linguistic Traditions: Hebrew, Sanskrit…edited by Wout Jac. Van Bekkum
  8. 8 A Comparative History of World Philosophy: From the Upanishads to Kant by Ben-Ami Scharfstein
  1. Sonic Theology: Hinduism and Sacred Soundby Guy L. Beck
  2. Indian Philosophy: A Very ShortIntroduction by Sue Hamilton
  3. Culture and Consciousness: Literature Regainedby William S. Haney
  4. The Sphota Theory of Language: A Philosophical Analysisby Harold G. Coward
  5. Bhartr̥hari, Philosopher and Grammarian: Proceedings of the First International conference on Bharthari held at Pune in 1992 edited by Saroja Bhate, Johannes Bronkhorst
  6. Being and Meaning: Reality and Language in Bharthari and Heideggerby Sebastian Alackapally
  7. Bharthari, the Grammarianby Mulakaluri Srimannarayana Murti
  8. Word and Sentence, Two Perspectives: Bhartrhari and Wittgensteinedited by Sibajiban Bhattacharyya
  9. Kautilya’s Arthashastra by RP Kangale

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Kavya and Indian Poetics – Part Four

Continued from Part Three

[I could not arrange the topics in a sequential order (krama). You may take these as random collection of discussions; and, read it for whatever it is worth. Thank you.]

Dhvani – Rasa Dhvani

Poetry is basically a verbal icon or a verbal structure; and, as such, there cannot be any poetry without words. Therefore, any discussion on poetry necessarily  involves discussion on words. The poetry also invokes emotional response. And, that is followed by the understanding of it’s  emotive language ; and, the appreciation by the reader of the true import of the poet. All these elements are , therefore, highly essential for enjoyment of poetry.\

Thus, the success of a good Kavya fundamentally involves three aspects:  the poet’s creative inspiration (Prathibha); its  form  by way  of the words (Sabda) and meaning (Artha), i.e. body (Sarira) of the Kavya ;  and , the aesthetic  effect it has  upon the reader (Rasa)  – Kavih karoti kvyam; Rasam jananthi panditah.

Abhinavagupta, citing his teacher Bhattatauta, says: the the poet and an appreciative cultured listener/reader share a common experience of delight (kavaye shrotruh samanau anubhavas-tatah). And, both are partners in poetic experience; each is inspired in his own manner.

While the poet is blessed with creative genius (karayatri), which is an unfettered faculty (Prakhya-purna); the good-hearted reader (sahrudaya) is endowed with the receptive power (Bhavayatri), which lets her/him enjoy good poetry with delight (Asvadana). He empathizes with the poet (Upakhya); and, recreates , for his relish, the poet’s  creative experience (Anu-sristi) ; just as the moon reflects the glow of the Sun.

Abhinavagupta says: If the poet has Prathibha, the creative genius ; the listener has its reflection or counterpart Prathibhana (Adhikari chatra vimala prathibhana sahrudayah). Yaska remarks that the poet and the listener , each in his own manner , could even be called a Rishi, a seer. The poet has direct experience (sakshath rishi) ; and, the listener derives the same delight by listening to the poet (shruth rishi).  

sākṣāt.kṛta dharmāṇa ṛṣayo babhūvuḥ / te avarebhyo asākṣāt kṛta dharmabhya upadeśena mantrānt samprāduḥ //Nir. 1.20//

The ultimate object of Kavya is Rasa, the aesthetic delight. As Taittiriya Upanishad remarks in another context: rasam hi evaayam labhvaanandi bhavati- on experiencing Rasa , one becomes truly blissful.

Let’s, therefore, briefly talk about words, meanings and Rasa.


As mentioned earlier in the series, a word has three functions: it signifies or denotes (abhida); it indicates (lakshana); and, it suggests (vyanjana). 

The meaning that is comprehended immediately after the word is uttered is its primary meaning (mukhya-artha). The meaning thus conveyed; its relation to the next word ; and, its own meaning is a mutual relation of the signifier and the signified (vachya-vachaka). The power that creates the relationship among words is Abhida-vyapara, the power of denotation or sense. The suggestive power of the word is through Vyanjana-artha.

Of these, the Vyanjana-artha, which is the suggested sense or the essence of the word is most interesting; and, is much debated. This is based in the principle that   the meaning of word is not limited to its literal sense; the word has the power to reach far beyond the obvious.

In poetry, the word acquires another power Vyanjana-vritti the suggestive function. It is the    power which activates the potential hidden in the word. And, the word acquires a new glow. Through the suggestive function of the word; a new meaning or plurality of meanings emerges transcending the obvious literal sense, far more beautiful and sensitive.

The suggestive word, the suggested meaning, the power of suggestion; and, their mutual relationship are virtually the lifeblood of Indian poetics.  In fact, this is what that distinguishes poetry from other forms of literature.

The suggested sense Vyanjana-artha, which (though not explicit) becomes the object of awareness, is regarded as the essence of poetry. The Dhvani School put forward by Anandavardhana (Ca. 850 AD) through his Dhvanyaloka (also called Kavyaloka and Sahridayaloka), brought focus on the potential power of the word in a Kavya. Here, the word (Sabda), together with its literal sense (Vakyartha) is said to form the body (Sarira) of Kavya, it is the cloak of its soul.  But, the essence of poetry is elsewhere; it is not directly visible; and, that essence is the suggested sense of the word (Vyanjana-artha).

Which is to say : it is not the direct literal and obvious meaning that is explicit in poetry, but it is the suggested, indirect (paroksha-artha) and emotive meaning that matters. It does not mean that words and primary meanings are unimportant.

What is suggested here is that:  though the words of a Kavya and their literal sense must be given their due importance, they are but a medium for emotive and indirect meaning to flash forth. In good poetry, this suggested meaning dominates over the words and their literal meaning. As Anandavardhana puts it, the latter are compared to a woman’s body ; and, the former to her grace and beauty, which is a subtler manifestation and a more profound meaning of the womanhood.

The primary meaning can be understood by all. But, the suggested meaning is understood only by those who are gifted with some imagination and a sort of intuition. Here, the mere knowledge of the word alone is not enough to understand and enjoy the poetic import or the essence of the Kavya. It needs intuition or Prathibha.  

Mammatacharya calls Prathibha as – nava-navaonvesha-shalini prajna – the ever inventive and resourceful intellect. Prathibha is also called, at times, as Vasana.  Only those endowed with Prathibha can truly enjoy the essence and beauty of Kavya.

That is why, it is remarked, that the Grammarians (unlike the goodhearted cultured reader the Sahrudaya) cannot truly appreciate and enjoy the Rasa of good poetry. They are incapable of looking beyond what appears obvious.

[One of the hymns of the Rig-Veda  makes a distinction between a person who merely learns the literal meaning of a verse ; and , a person who  goes beyond the ordinary meaning of the words, and  tries to understand  and grasp its inner significance. It says :

the former sees , but , does not see; and, he hears , but does not hear. It is only to the latter that Vac (speech) reveals herself completely, just as a loving wife to her husband.

uta tvaḥ paśyan na dadarśa vācam uta tvaḥ śṛṇvan na śṛṇoty enām |  uto tvasmai tanvaṃ vi sasre jāyeva patya uśatī suvāsāḥ |RV_10,071.04|

In another passage of the Rig-Veda , it is said that the great poets select their words by ‘winnowing away the chaff from the grain’; and, only the persons of equal learning and refinement can truly appreciate their poems, fully.

saktum iva titaunā punanto yatra dhīrā manasā vācam akrata | atrā sakhāyaḥ  sakhyāni jānate bhadraiṣāṃ lakṣmīr nihitādhi vāci |RV_10,071.02

Yaska , the Niruktakara, remarks : a person, who merely recites the Vedas, without comprehending its meaning, is like a pillar (sthaanu) or a mere load-bearer (bhara-haara). And, it is only he who fully grasps and appreciates the meaning of what he is reciting (arthajña) that will attain the good both here and hereafter (bhadram-aśnute-nākam); having been purged of all impurities by the power of knowledge (jñāna vidhūta pāpmā).

sthāur ayam bhāra-hāra kila abhūd adhītya vedam na vijānāti yo artham  / yo arthajña it sakalam bhadram aśnute nākam eti jñāna vidhūta pāpmā (Nir.1. 18)  ]


It is said; in the highest class of Kavya, the denoted meaning (Vakyartha)  and  the denoting meaning (Lakshyartha)  is subservient to  revealing the suggested sense word (Vyanjana-artha); and , it is  called Dhvani by the scholars – dhvanir iti sūribhiḥ kathitaḥ  – Dhv.1.13

yatrārthaḥ śabdo vā tam artham upasarjanīkṛta-svārthau / vyaṅktaḥ kāvya-viśeṣaḥ sa dhvanir iti sūribhiḥ kathitaḥ // DhvK_1.13 //

The suggested sense of the word, designated as Dhvani (resonance or tone or suggestion), is regarded by Anandavardhana as the soul of a Kavya:  Kavyasya Atma Dhvanih.

Mammata   (Kavyaprakasa 1.4-5) seems to suggest  that Anandavardhana graded the entire body of Kavya into three classes (some dispute Mammata’s statement and point out that Anandavardhana did not say any such thing ) :  

(a) Dhvani-kavya (the poetry that suggests) as the true Kavya, the best (Uttama), where Dhvani the unspoken suggestive element is dominant;

(b) the second, Gunibhuta-vamgmaya-kavya (well endowed descriptive poetry, as the middle (Madhyama) where Dhvani is secondary to Alamkara, and serves as a decoration for the spoken or expressed meaning; and ,

(c) and Chitra Kavya (poetry that structured into various patterns or drawings) as the least (Adhama) which depends entirely on verbal play for its elegance and elaboration, and where Dhvani the suggestive power of poetry is absent.

tadadoṣau śabdārthau saguṇāvan-alaṅkṛtī punaḥ kvāpi / idam-uttamam-atiśayini vyaṅgye vācyāddhvanirbudhaiḥ kathitaḥ // MKpr-K_4 //

atādṛśi guṇībhūta-vyaṅgyaṃ vyaṅgye tu madhyamam / śabdacitraṃ vācya citram avyaṅgyaṃ tvavaraṃ smṛtam // MKpr-K_5 

[Anandavardhana (9th century) and his theory of Dhvani mark the beginning of a new-phase (Navina) in Indian Poetics.   The Dhvanyaloka of Anandavardhana marks a departure from the old ways of understanding Kavya. It makes an attempt to study Poetics from aesthetic point of view, assimilating all the essentials of various other schools. By giving prominence to Rasa, he lends a new explanation to all the problems of Poetics. According to that, Alamkara, Riti and Guna have their importance only in the context of Dhvani the suggestion which is the soul of Kavya.

The older School (Prachina) – of Bhamaha, Dandin Vamana and others – that belonged to about the 7th century dealt with natural or human situation idealized by the poet , for its own sake. The attention of the Prachina School was focused on ornamented figures of speech (Alamkara) and the beauty (sobha, carutva) of the expression or on the ‘body’ of poetry. Their Rasa theory generally was based in dramatic art .Therefore it did not come under Poetic proper.

The Navina School pointed out that the reader should not stop at  the expression but should go further into the meaning that is suggested, or hinted, by it. This suggested sense is the essence of Kavya. It differs from the expressed and the indicated sense. The Navina School laid more importance on the emotional content (Bhava) of the Kavya. But, here, the emotive element was not directly expressed in words (Vachya) ; but , had to be grasped by  the reader indirectly (Parokshya ) through suggestions. Yet, through the description of the situation the reader understands the emotion and derives that exalted delight, Rasa.

Anandavardhana, in his Dhvanyaloka , says that Vynjaartha (the un-expressed or the suggested meaning) is Dhvani – perhaps, inspired by Bhartrhari’s theory of Sphota . It is the essence of poetry. It sheds light on the function of suggestion in poetry. It is Vyanjana (revealing) and Dhvanana (echoing) or gamana (implication) or pratyayana (acquainting) of poetry which is superior to Vachya (expressed meaning)

Here, the words (Sabda), explicit mean (Vakyartha) the body (Sarira) of the Kavya. The subtle, suggested essence of the Kavya that resides within and is extracted with delight by the cultured reader (Sahrudaya) is the Dhavni.

The Dhvani theory introduced a new wave of thought in Indian Poetics. According to this school the Kavya that suggests Rasa is excellent. In Kavya, they said, neither Alamkara nor Rasa but Dhvani which suggest Rasa, the poetic sentiment, is the essence, the soul ( Kavyasya-atma sa eva arthas –  Dhv.1.5).

While stating that Dhvani is superior, Navina also establishes the status of Rasa. In this scheme the relative positions of Rasa, Guna, Alamkara and Dosa get fixed. It gives due credit to poet’s imagination and his sense of propriety.

Though Dhvani was regarded the soul of poetry, the Navina did not lose sight of Rasa. It divided Dhvani into three kinds – Vastu (matter), Alamkara (figures of speech) and Rasa (emotion) .

Thus the evolution of the Navina School marks a transition from the ‘outer’ element to the ‘inner’ one, in regard to the method, the content and appreciation of the Kavya. The criteria, here, is not whether the expression sounds beautiful; but, whether its qualities (Guna) are adequate (Auchitya) to lead the reader to the inner core of the poetry.]

It is said; the concept of Dhvani was inspired by the ancient doctrine of Sphota, that which flashes or bursts forth the meaning. The term Sphota signifies:  bursting; opening; expansion; disclosure; the eternal and imperceptible element of sound and words; and, is the real vehicle of the idea which bursts or flashes on the mind when a sound is uttered.

Nagesha Bhatta (author of Manjusha and Shpota-vada) identifies Sage Sphotayana, mentioned by Panini in one of his rule, as the originator of the Sphota concept.  Bhartrihari quotes Yaska as mentioning that another ancient authority, the sage Audumbarayana together with Varttaksa held views similar to the Sphota theory. Yaska had mentioned (Nirukta: 1-2) about a theory suggested by Audumbarayana that a sentence or an utterance is primary and is a whole,  an indivisible unit of language. Audumbarayana, it appears, had also mentioned that the four-fold classification of words into : noun, verb, upasarga and nipata does not hold good. And therefore, Bhartrhari claimed that the views of these ancients support his own theory –Sphota-vada.


[But, Yaska himself had not agreed with Audumbarayana; and, had gone on to talk about Bhava – the being and becoming of  verbs from their roots’ and about their transformations (Vikara) .]

 In any case, the original idea of Sphota seems to go back to the Vedic age when Vak or speech was considered to be a manifestation of the all – pervading Brahman , and Pranava (Aum) was regarded as the primordial speech sound from which all forms of Vak were supposed to have evolved.  Perhaps, this claim provided the model upon which the Vyakarana philosophers based their concept of Sphota. Indeed Sphota is often identified with Pranava.

It was Bhartrhari (around 485 AD) in his great work Vakyapadiya (all about sentence and word) elaborated and established the Sphota doctrine in the realm of Grammar and in Philosophy.

According to Bhartrhari, the perfect perception is that in which there is identity between the object (namely, the Sphota) and the form of its cognition (namely, words or the letters of sounds). This special kind of perception is held to be function of mind, rather than of the external senses.


Abhinavagupta (10th -11th century) who wrote a great commentary, titled Dhvanya-Lochana or Lochana, on Anandavardhana’s Dhvanyaloka, explains the concept of Dhavni in two ways:

As  Sabda Shakthi moola based in the sound of the expression  ; and as Artha-Shakthi rnoola based in the implied meaning of the expression. He says, Dhvani, in poetics, is so termed because it sounds, rings, or reverberates (Dhvanat iti Dhvani);

And, in the second, he says Dhvanyate iti Dhvani that meaning which is implied is Dhvani. The second, suggesting the implied meaning is the more appropriate one.

Thus, the faculty of indicating something which it is not is the distinguishing character of Dhvani. In other words, in a verbal expression abhidha and lakshana form the body; and, Vyanjana or Dhvani is in the nature of its  contents. Dhvani is the essence or soul of poetry.

While expanding on the concept of Dhvani, Anandavardhana did not confine himself to the words and sentences, but went on to include all contextual factors such as: the tone and gestures, the sound effect produced, the rhythm, the metere as well as the literal sense.

But at the same time, Anandavardhana did not get involved in the comprehensive linguistic phenomenon, the Vyanjana and its suggestive power. Similarly, he did not venture into the philosophical and grammatical world of Sphota as Bhartrhari did.  Anandavardhana confined his attention to the poetic language and to the suggestion of meanings of aesthetic value. His theory of Dhvani, to put it simply, is Vyanjana or suggestion as applied to poetry. In the process, Anandavardhana chose to align his theory of Dhvani with Rasa as initially outlined by Bharata. It is these two concepts – Dhvani and Rasa – that are the building blocks of Anandavardhana’s  theory of Poetics.

According to Anandavardhana, the element of Rasa has to reside in the poet, in his creation Kavya and in the reader, the enjoyer. The poet has to be inspired, charged with emotion to create a poetry that comes alive with suggestions (Dhvani). The poet is the first reader of his Kavya; and the first one to experience Rasa from its Dhvani sensitivities. For instance, Adi Kavi Valmiki was so intensely hurt and saddened by the wailing of curlew bird whose mate was shot down by a hunter in the woods, that his grief (Shoka) poured out into a verse (Shloka) filled with pathos that became the Rasa of Ramayana.

Anandavardhana maintained that experience of Rasa comes through the unravelling of the suggested sense (Dhavani). It is through Dhvani that Rasa arises (Rasa-dhavani).  The experience of the poetic beauty (Rasa) though elusive, by which the reader is delighted, comes through the understanding heart.

Thus, the principle of Dhvani is the most important of the Kavya dharma, understanding Kavya. And, the Rasa experience derived from its  inner essence is the ultimate aim of Kavya. Hence, the epithet Kavyasya Atma Dhvani resonates with Kavyasya Atma Rasah.

Although it decaled that the soul of Kavya is verily the Rasa, the Dhvani School did not abandon the concepts of the  earlier (Prachina)  Schools : Alamkara, Riti and Auchitya etc . It assimilated within it all their essences. It said; the Gunas really qualify the Rasa; hence a Kavya should employ Gunas that are relevant to its dominant Rasa. As regards the Alamkaras that decorate the body of Kavya   with beauteous and sparkling expressions and render it more attractive, they do nourish the Rasa. Thus, The Dhvani School accorded each element of Kavya its appropriate position.

And then there is the element or principle of Auchitya (propriety). Be it Alamkara or Guna, it would  be beautiful and relishing only so long it is  appropriate from the point of view of Rasa . And, they would be rejected if they are not appropriate to the main Rasa (Angirasa) of the Kavya. In the same vein, what is normally considered a Dosha (flaw) might turn into Guna (virtue) when it is appropriate to the Rasa. That again means, the beauty or the delight of a Kavya resides in its experience, Rasa.

Dhvani principle can be said, briefly, in statements: Rasa (aesthetic experience) is the soul of poetry; the mode in which the body of the poetry reveals it is Dhvani (suggestion); and, the harmonious accordance of the body and the soul is Auchitya (propriety) . Rasa, Dhvani and Auchitya are the Prastha traya, the three fundamental principles of Kavya Shastra.


As I understand it ; the basic position of Anandavardhana is that an emotion cannot be evoked in a reader by mere mention of a name or a term and its bare description. It has to be suggested by describing the situation and the contextual factors. These include the literary meaning as also the suggestive possibilities of the expression such as: intonation , stress, the sound echoing the sense, rhythm, indicative imagery (bodhaka) , and expressive symbols (vachaka).

According to Anandavardhana, all these devices are to be used for helping to evoke the right response in the mind and the heart of the reader. With that, the same utterance may convey different suggestions to different people depending upon their level of understanding and receptivity. He thus brought the emotional response or enjoyment of the listener or the reader (Rasa) within the ambit of ‘meaning’. Thus, language acquires a limitless suggestive power. The object of such power is to provide unalloyed pleasure (Ananda) to the reader by evoking the Rasa.

Anandavardhana introduced a sort of new norm into Kavya.  He said there should be one predominant Rasa (which he called Angirasa) in a Kavya which includes Drama, Epic, lyric etc. According to him, in a Kavya, all other Rasas that are either mutually conflicting or supportive   should be subordinate to its Angirasa. But, Bharata who was mainly concerned with the successful productions of Drama that has to please varieties of people with different   or varied tastes, did not seem to considered it from that angle. And, therefore, Bharata, though he stressed on the structural unity of the plot did not, perhaps, consider it necessary for a Drama (as a whole) to portray a particular single Rasa of its own. In a Drama, each character would evoke a rasa that is peculiar to it.

aṅgirasa-viruddhānāṃ vyabhicāriṇāṃ prācuryeṇāniveśanam, niveśane vā kṣipram evāṅgirasa-vyabhicāry-anuvṛttir iti dvitīyaḥ / aṅgatvena punaḥ punaḥ pratyavekṣā paripoṣaṃ nīyamānasyāpy aṅga-bhūtasya rasasyeti tṛtīyaḥ / anayā diśānye ‘pi prakārā utprekṣaṇīyāḥ / virodhinas tu rasasyāṅgirasāpekṣayā kasyacin nyūnatā sampādanīyā / yathā śānte ‘ṅgini śṛṅgārasya śṛṅgāre vā śāntasya / paripoṣa-rahitasya rasasya kathaṃ rasatvam iti cet-uktam atrāṅgirasāpekṣayeti /

The later writers of Kavya had adopted the idea of a predominant Rasa for the work as a whole. And, therefore, Anandavardhana stated that even the construction of a plot must be made in such a way that there is scope for highlighting a chosen predominant Rasa. According to him, events and descriptions, figures of speech etc not directly relevant to the development of the theme and its main Rasa should be avoided in a good Kavya.

Another point stressed by Anandavardhana is that the imaginative sensibility necessary for proper appreciation of a Kavya can be acquired only by close study of classical works and by constant practice of response to works of art. According to him, the most important element in the import of a Kavya is the emotion (Rasa) suggested; and that can be appreciated and enjoyed by persons of refined sensibilities (Sahrudaya). What is important is the harmony between the heart and mind of the reader and that of the poet (atrā sakhāyaḥ sakhyāni jānate bhadraiṣāṃ lakṣmīr nihitādhi vāci || Rig-Veda 10.71.2).

Anandavardhana remarks that not all scholars, Grammarians and logicians get to fully appreciate and enjoy a Kavya. Only those who rise above the confines of rules, petty prejudices and individual fixations can truly appreciate the poet’s point of view. 

Anandavardhana, therefore, says that Dhvani, the  suggested sense is not apprehended (na vidyate) by mere knowledge of Grammar (Sabda-artha-shasana-jnana) and dictionary. Poetic beauty is apprehended (Vidyate, kevalam) only  by those who know how to recognize the essence of poetic meaning (Kavya-artha-tattva-jnana) – Dhv.1.7

śabdārtha-śāsana-jñāna-mātreṇaiva na vidyate / vidyate sa tu kāvyārtha-tattvajñair eva kevalam // DhvK_1.7 //

Abhinavagupta, in his Lochana, explains the literary sensitivity (Sahrudayatva) as the faculty of entering into the heart of the poet. He says that the more a person is attuned to aesthetic impressions from literature by constant exposure to literary works, the more mirror- like becomes his heart.  The constant relishing (char­vana) of poetry refines his sensibility to an extent that suggestions (Dhvani) ignite in his heart the aesthetic experience. Such, aesthetic delight   (Rasa) has no end outside of itself. Abhinavagupta names such out-of-the-world poetic relish enjoyed by a Sahrudaya as Chamatkara (Chitta-vistara) .

dvitīyasmiṃs tu pakṣe rasa-jñataiva sahṛdayatvam iti / tathā-vidhaiḥ sahṛdayaiḥ saṃvedyo rasādi-samarpaṇa-sāmarthyam eva naisargikaṃ śabdānāṃ viśeṣa iti vyañjakatvāśrayy eva teṣāṃ mukhyaṃ cārutvam /vācakatvāśrayāṇāṃ tu prasāda evārthāpekṣāyāṃ teṣāṃ viśeṣaḥ / arthānapekṣāyāṃ tv anuprāsādir eva || DhvA_3.15-16 ||

Anandavardhana exalts the poetic-freedom of a creative writer which, according to him, transcends the powers of nature. He says in the world (Samsara) of poetry the Poet rules supreme, the whole world transforms according to his wishes. As Abhinavagupta explained, good poet through his intuitive power (Prathibha) can bring to life even the inanimate.

In the later times, the unalloyed aesthetic pleasure (Ananda) that a reader derives from the Kavya by evoking its Rasa was compared by Bhattanayaka (10th century) to Absolute Bliss (Brahmananda); and placed it even above Yogic experience. Abhinavagupta (11th century) however moderated Bhattanayaka’s claim by explaining that Yogic experience is Absolute and beyond subject-object relation. And, aesthetic experience, he said, gives bliss for short periods; and, therefore cannot be considered supreme, though it is superior to worldly pleasures.  This explanation was in line with Anandavardhana’s own views.


Ananadavardhana classifies Dhvani in various ways.The scheme of his   classification is detailed and complicated; there are in fact as many as fifty-one varieties of Dhvani.  One can, at best, attempt to give only the brief outlines of a few of it here.

Broadly, the Dhvani is classified in three ways:

1.According to the ways the suggested meaning is related to the literal or the prima facie meaning. This is divided into two types:

A (i), the first type where the literal sense is not intended or not meant (avivaksita – va­cya)

This is again subdivided into two:

: – the type where the literal sense is completely set aside (atyantatiraskita-vacya);

:and, the type where the literal meaning is shifted or deflected (arthantarasamkramita – va­cya); 

A (ii) The second type where the literal sense is in fact intended, but it sub-serves the implied sense (vivaksi­tanyapara – vacya);

2.the second type ac­cording to the element in the text which effects the suggestion of Dhvani;

3.and, the third principle of classification is based on the nature of Dhvani per se. Here,the suggested meaning may be of three kinds.

C(i) :-  It may be a thing (Vastu Dhvani), some rare fact or idea or an event or occur­rence is implied.

C (ii) : –  It may be some Alankaara or figure of speech that is suggested (Alamkara Dhvani) .

C (iii): – The third type of Dhvani is the most important type of Dhvani. It is called Rasa – Dhvani where in Rasa or flavour or emotion or mood or sentiment of poetry is evoked. Rasa is an ideal and impersonalised form of joy. Rasa can only be suggested but not described.

dhvani types

Both Vastu Dhvani and Alamkara Dhvani can be expressed by direct meaning (Vacyaartha) or by suggestion (Vyangyanartha). But the third variety of implicit sense of Rasa Dhvani cannot be expressed through the direct meaning of words, nor in words commonly used in day-to-day life (loka vyavahaara).

The Rasa Dhvani, the most important type of Dhvani, consists in suggesting Bhava, the feelings or sentiments. In Rasa Dhvani, emotion is conveyed through Vyanjaka, suggestion. Rasa is the subject of Vyanjaka, as differentiated from Abhidha and Lakshana. .

Anandavardhana regarded Rasa Dhvani as the principal one.  Abhinavagupta accepted that; and expanded on the concept by adding an explanation to it. He added the Pratiiyamana or implied sense which is two-fold :  one is Loukika or the one that we use  in ordinary life;  and the other is Kavya vyapara gocara  or one  which is used only in poetry.

The Loukika Dhvani in poetry is again two-fold:  the one that suggests Vastu or some matter (Vastu Dhvani); and, the other which suggests a figure of speech (Alamkara Dhvani) .

In Abhinavagupta’s classification, the Vastu Dhavani and Alamkara Dhavani are merely parts of poetry; but, are superior to direct designation. The real essence of poetry is , of course, the Rasa Dhavani.

Abhinavagupta differed from Anandavardhana over the issues of the emotion of the poet. Anandavardhana viewed the melting of experience in the poet and out flowing of this empathy as inspired poetic form solidified in words. Abhinavagupta, however, explained it as the generalized state of creative medium, where the poet is an impersonal observer expressing human experience in poetry, as an intermediary.

Ananadavardhana classification is generally accepted and has come to stay. But, what has changed is the types of discussions around it. The later discussions are more pointed and specific.


Ananadavardhana claims, it is the Dhvani that allows new poetry to come into being. Here, speech (Vani) that is adorned (vibhusita) by Dhvani attains a freshness (navatvam), even where the words are arranged to show apparent conventional meaning (pūrvārthā-anvayavaty api) – (Dhl.4.2). Though the relation between the word and its meaning might, at times, be fixed; the suggestions they evoke (Dhvani), in the context, are not conditioned by the conventional denotative meaning of those words.  

ato hy anyatamenāpi  prakārea vibhūitā / vāī navatvam āyāti pūrvārthānvayavaty api // DhvK_4.2 //

While commenting on this verse, Abhinavagupta explains that because of the wonders of the speech (ukti-vaichitryam), these poetic expressions take on countless meanings; and, still have scope for further innovations.  He asks : what is this ukti-vaichitryam (kimidam-uktivaicitryam ?); and ; responds by saying : it is the ever renewing (nava-navonvesha) wonder in speech that arises not only from the novelty of descriptions , but also , indeed, from the novelty of the object of utterance as well – uktirhi vācya-viśea-pratipādi vacanam / tad vaicitrye katha na vācya vaicitryam /

 In other words; it indicates a new description and a new object. Here, the speech or the language (Vacya) and that which is described (Vacaka), are intricately related to each other. Each poetic work has its own locale and objects. No new poet can merely borrow from earlier poets; and, yet be able to compose a credible new work. The unique perspective that each poet brings to the objects, enables the object to appear new and be described with awe and wonder. That ensures limitlessness of the poetic utterances.  That is why, he remarks, the poetry did not end with the first poet, Adi Kavi Valmiki. And, poetry can never come to an end.

yadyanvīyate anyaiḥ kavibhiḥ tattarhi ityarthaḥ / anyeṣāṃ vālmīkivyatiriktānām 


Many scholars did not entirely agree with Anandavardhana’s exposition of Dhvani. Those who criticized his views include: Bhattanayaka, Kuntaka, Mahimabhatta, Dhananjaya, Bhoja, Rajasekhra, Vishwanatha and few others. The questions raised were : If Guna and Alamkara are left out , what else is there to lend beauty to Kavya? If it is argued that Guna and Alamkara are different from Dhvani , how can they be said to produce beauty? Many seemed to accept Dhvani ; but as a secondary  function.  Mammata carried forward the argument that Rasa is the principle substance and the object of poetry. He stated vakyatha Rasatmakarth kavyam establishing the correlation between Rasa and poetry; and pushing down the Dhvani. Mahimabhatta included all types of Dhvani under the head Anumana, the inference, since Dhvani has no independent or cognizable existence

Bhatta Nayaka (8th-9th centuries) who wrote Hridayadarpana to refute  Anandavardhana’s theory , pointed out that Rasa can be experienced; but not suggested.  He also introduced the concept of Sadharanikarana, the generalization of the art experience. And, as apart of that experience he mentioned that  Bhaavana generalizes  the content ; and; Bhoga brings about the aesthetic relish. 

Bhatta Nayaka states that poetic experience is never narrow nor is it limited only to the incidents relating to an individual; it is always universal. The emotional experiences portrayed in Kavya are freed from personal limitations; they no longer are the pains and pleasures of a particular hero or heroine; but, are transformed and elevated into aesthetic experiences enjoyed by all the receptive, sensitive readers and spectators (Sahrudaya).

Thus, freed from the limitations of space and time, the poetic experiences (Rasa) attain a universal form, bringing delight to all, across the varied classes, regions and generations. Bhatta Nayaka names such a phenomenon as Bhavakatva or Sadharanikarana (universalized form) – Bhavakatva vyaparena bhavyamano Raso bhogena param bhujyate.

In order to illustrate his concept, Bhatta Nayaka , observes : a  spectator cannot have Rati -bhava in respect of a heroine, say Shakuntala, because he knows that she is wife of Dushyanta. Hence, she cannot be the cause of  his emotional experience  of love (alambana-vibhava). Then , he asks, how can the spectator relish Sringara -rasa? To overcome this,  Bhatta Nayaka suggested Sadharanikarana , by the function of Bhavakatva. By this, the  sentiment based in a character (say, Shakuntalatva etc) is forgotten for a moment ; and , she is visualized just as a Nayika, any lovely looking heroine . This helps, he says,  in enjoying Srngara-rasa, in a generalized way .

However , Abhinavagupta rejected Bhattanayaka’s hypothesis  , because ” it is a burden to accept two  separate functions like Bhavana and Bhoga”.


Dr. Kunjunni Raja concludes (page 315) : many of criticisms against the Dhvani theory are due to the fact that the poets and literary critics did not confine themselves to a relatively small portion of language behavior, which is definite; but, tried to extend it to the totality of human experience, including the emotional. 

Eventually, Ananadavardhana, Abhinavagupta , Mammata and others stoutly  defended  the Dhvani and Rasa Dhvani ; and, successfully deflected most of the criticisms.


Continued in

The Next Part

Sources and References

Glimpses of Indian Poetics by Satya Deva Caudharī

Indian Poetics (Bharathiya Kavya Mimamse) by Dr. T N Sreekantaiyya

Sahityashastra, the Indian Poetics by Dr. Ganesh Tryambak Deshpande

History of Indian Literature by Maurice Winternitz, Moriz Winternitz

A History of Classical Poetry: Sanskrit, Pali, Prakrit by Siegfried Lienhard

Literary Cultures in History by Sheldon Pollock

The Philosophy of the Grammarians, Volume 5 By Harold G. Coward





Posted by on July 24, 2015 in Kavya, Sanskrit


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